SMART & FINAL STORES, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2012-11-30: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2012-11-15; Total offering amount $310,117,360.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2012-11-30 | Rule 506 | Equity; OptionToAcquire | 2012-11-15 | $310,117,360 | $310,117,360 | $0 | 33 |