Slack Technologies, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 73 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-12-01: Reporting owner Schellhase David; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-12-01: Reporting owner Schellhase David; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-12-01: Reporting owner Shim Allen; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-11-02: Reporting owner Frati Robert; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-12-01 | Schellhase David Officer (General Counsel and Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −48,642 0 owned after | $0.00 | 2020-12-03 | |
| 2020-12-01 | Schellhase David Officer (General Counsel and Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 50,000 owned after | $0.00 | 2020-12-03 | |
| 2020-12-01 | Shim Allen Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 9,375 owned after | $0.00 | 2020-12-03 | |
| 2020-11-02 | Frati Robert Officer (Sr VP Sales, Customer Success) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,125 30,750 owned after | $0.00 | 2020-11-04 | |
| 2020-11-02 | Frati Robert Officer (Sr VP Sales, Customer Success) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 12,500 owned after | $0.00 | 2020-11-04 | |
| 2020-11-02 | Frati Robert Officer (Sr VP Sales, Customer Success) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,625 140,625 owned after | $0.00 | 2020-11-04 | |
| 2020-11-02 | Zell Brandon Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 52,500 owned after | $0.00 | 2020-11-04 | |
| 2020-11-02 | Schellhase David Officer (General Counsel and Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 56,250 owned after | $0.00 | 2020-11-04 | |
| 2020-11-02 | Shim Allen Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,656 213,282 owned after | $0.00 | 2020-11-04 | |
| 2020-11-02 | Shim Allen Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,750 123,750 owned after | $0.00 | 2020-11-04 | |
| 2020-11-02 | Henderson Cal Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 101,250 owned after | $0.00 | 2020-11-04 | |
| 2020-10-01 | Zell Brandon Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,563 3,125 owned after | $0.00 | 2020-10-05 | |
| 2020-10-01 | Zell Brandon Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,563 9,375 owned after | $0.00 | 2020-10-05 | |
| 2020-10-01 | Zell Brandon Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 12,500 owned after | $0.00 | 2020-10-05 | |
| 2020-10-01 | Butterfield Stewart Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −228,801 762,670 owned after | $0.00 | 2020-10-05 | |
| 2020-10-01 | COOPER EDITH W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,089 85,447 owned after | $0.00 | 2020-10-05 | |
| 2020-10-01 | Yehoshua Tamar Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −89,246 803,214 owned after | $0.00 | 2020-10-05 | |
| 2020-09-01 | Shim Allen Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 18,750 owned after | $0.00 | 2020-09-03 | |
| 2020-09-01 | Schellhase David Officer (General Counsel and Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −48,642 48,642 owned after | $0.00 | 2020-09-03 | |
| 2020-09-01 | Schellhase David Officer (General Counsel and Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 56,250 owned after | $0.00 | 2020-09-03 | |
| 2020-08-03 | Henderson Cal Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 112,500 owned after | $0.00 | 2020-08-05 | |
| 2020-08-03 | Frati Robert Officer (Sr VP Sales, Customer Success) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,125 35,875 owned after | $0.00 | 2020-08-05 | |
| 2020-08-03 | Frati Robert Officer (Sr VP Sales, Customer Success) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 15,000 owned after | $0.00 | 2020-08-05 | |
| 2020-08-03 | Frati Robert Officer (Sr VP Sales, Customer Success) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,625 156,250 owned after | $0.00 | 2020-08-05 | |
| 2020-08-03 | Schellhase David Officer (General Counsel and Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 62,500 owned after | $0.00 | 2020-08-05 | |
| 2020-08-03 | Zell Brandon Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 60,000 owned after | $0.00 | 2020-08-05 | |
| 2020-08-03 | Shim Allen Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,656 255,938 owned after | $0.00 | 2020-08-05 | |
| 2020-08-03 | Shim Allen Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,750 137,500 owned after | $0.00 | 2020-08-05 | |
| 2020-07-01 | Yehoshua Tamar Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −89,246 892,460 owned after | $0.00 | 2020-07-06 | |
| 2020-07-01 | Zell Brandon Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,562 4,688 owned after | $0.00 | 2020-07-06 | |
| 2020-07-01 | Zell Brandon Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,562 10,938 owned after | $0.00 | 2020-07-06 | |
| 2020-07-01 | Zell Brandon Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 13,750 owned after | $0.00 | 2020-07-06 | |
| 2020-07-01 | Butterfield Stewart Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −228,801 991,471 owned after | $0.00 | 2020-07-06 | |
| 2020-07-01 | COOPER EDITH W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,089 102,536 owned after | $0.00 | 2020-07-06 | |
| 2020-06-01 | Schellhase David Officer (General Counsel and Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −48,642 97,284 owned after | $0.00 | 2020-06-03 | |
| 2020-06-01 | Schellhase David Officer (General Counsel and Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 62,500 owned after | $0.00 | 2020-06-03 | |
| 2020-06-01 | Shim Allen Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 28,125 owned after | $0.00 | 2020-06-03 | |
| 2020-05-01 | Frati Robert Officer (Sr VP Sales, Customer Success) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,630 0 owned after | $0.00 | 2020-05-05 | |
| 2020-05-01 | Frati Robert Officer (Sr VP Sales, Customer Success) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,125 41,000 owned after | $0.00 | 2020-05-05 | |
| 2020-05-01 | Frati Robert Officer (Sr VP Sales, Customer Success) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 17,500 owned after | $0.00 | 2020-05-05 | |
| 2020-05-01 | Frati Robert Officer (Sr VP Sales, Customer Success) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,625 171,875 owned after | $0.00 | 2020-05-05 | |
| 2020-05-01 | Schellhase David Officer (General Counsel and Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 68,750 owned after | $0.00 | 2020-05-05 | |
| 2020-05-01 | Henderson Cal Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,255 0 owned after | $0.00 | 2020-05-05 | |
| 2020-05-01 | Henderson Cal Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 123,750 owned after | $0.00 | 2020-05-05 | |
| 2020-05-01 | Zell Brandon Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 67,500 owned after | $0.00 | 2020-05-05 | |
| 2020-05-01 | Shim Allen Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,656 298,594 owned after | $0.00 | 2020-05-05 | |
| 2020-05-01 | Shim Allen Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,750 151,250 owned after | $0.00 | 2020-05-05 | |
| 2020-04-01 | Zell Brandon Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,563 6,250 owned after | $0.00 | 2020-04-03 | |
| 2020-04-01 | Zell Brandon Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,563 12,500 owned after | $0.00 | 2020-04-03 | |
| 2020-04-01 | Zell Brandon Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 15,000 owned after | $0.00 | 2020-04-03 | |
| 2020-04-01 | COOPER EDITH W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,089 119,625 owned after | $0.00 | 2020-04-03 | |
| 2020-04-01 | Yehoshua Tamar Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −89,245 981,706 owned after | $0.00 | 2020-04-03 | |
| 2020-04-01 | Shim Allen Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,627 0 owned after | $0.00 | 2020-04-03 | |
| 2020-04-01 | Butterfield Stewart Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −228,801 1,220,272 owned after | $0.00 | 2020-04-03 | |
| 2020-03-02 | Schellhase David Officer (General Counsel and Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −48,642 145,926 owned after | $0.00 | 2020-03-04 | |
| 2020-03-02 | Schellhase David Officer (General Counsel and Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 68,750 owned after | $0.00 | 2020-03-04 | |
| 2020-03-02 | Shim Allen Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 37,500 owned after | $0.00 | 2020-03-04 | |
| 2020-02-03 | Henderson Cal Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,255 15,255 owned after | $0.00 | 2020-02-05 | |
| 2020-02-03 | Henderson Cal Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 135,000 owned after | $0.00 | 2020-02-05 | |
| 2020-02-03 | Zell Brandon Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 75,000 owned after | $0.00 | 2020-02-05 | |
| 2020-02-03 | Frati Robert Officer (Sr VP Sales, Customer Success) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,630 42,630 owned after | $0.00 | 2020-02-05 | |
| 2020-02-03 | Frati Robert Officer (Sr VP Sales, Customer Success) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,125 46,125 owned after | $0.00 | 2020-02-05 | |
| 2020-02-03 | Frati Robert Officer (Sr VP Sales, Customer Success) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 20,000 owned after | $0.00 | 2020-02-05 | |
| 2020-02-03 | Frati Robert Officer (Sr VP Sales, Customer Success) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,625 187,500 owned after | $0.00 | 2020-02-05 | |
| 2020-02-03 | Schellhase David Officer (General Counsel and Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 75,000 owned after | $0.00 | 2020-02-05 | |
| 2020-02-03 | Shim Allen Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,657 341,250 owned after | $0.00 | 2020-02-05 | |
| 2020-02-03 | Shim Allen Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,750 165,000 owned after | $0.00 | 2020-02-05 | |
| 2020-01-02 | Shim Allen Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,627 7,627 owned after | $0.00 | 2020-01-06 | |
| 2020-01-02 | Butterfield Stewart Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −228,801 1,449,073 owned after | $0.00 | 2020-01-06 | |
| 2020-01-02 | COOPER EDITH W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,090 136,714 owned after | $0.00 | 2020-01-06 | |
| 2020-01-02 | Zell Brandon Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,562 7,813 owned after | $0.00 | 2020-01-06 | |
| 2020-01-02 | Zell Brandon Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,562 14,063 owned after | $0.00 | 2020-01-06 | |
| 2020-01-02 | Zell Brandon Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 16,250 owned after | $0.00 | 2020-01-06 |