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Slack Technologies, Inc. Forms 3, 4 and 5: Other, 2020, Page 3

Slack Technologies, Inc. Forms 3, 4 and 5: Other

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 238 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2020-02-05: Reporting owner Henderson Cal; Form 4; Security Class B Common Stock; Transaction Holding.
  • 2020-02-05: Reporting owner Henderson Cal; Form 4; Security Class B Common Stock; Transaction Holding.
  • 2020-02-05: Reporting owner Henderson Cal; Form 4; Security Class B Common Stock; Transaction Holding.
  • 2020-02-05: Reporting owner Henderson Cal; Form 4; Security Class B Common Stock; Transaction Holding.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2020-02-05
holding as of filing
Henderson Cal
Officer (Chief Technology Officer)
4Class B Common Stock
Derivative · Indirect · By trust
Holding
222,200 owned after
no price filed2020-02-05
2020-02-05
holding as of filing
Henderson Cal
Officer (Chief Technology Officer)
4Class B Common Stock
Derivative · Indirect · By trust
Holding
222,200 owned after
no price filed2020-02-05
2020-02-05
holding as of filing
Henderson Cal
Officer (Chief Technology Officer)
4Class B Common Stock
Derivative · Indirect · By trust
Holding
98,765 owned after
no price filed2020-02-05
2020-02-05
holding as of filing
Henderson Cal
Officer (Chief Technology Officer)
4Class B Common Stock
Derivative · Indirect · By trust
Holding
222,200 owned after
no price filed2020-02-05
2020-02-05
holding as of filing
Henderson Cal
Officer (Chief Technology Officer)
4Class B Common Stock
Derivative · Indirect · By trust
Holding
222,200 owned after
no price filed2020-02-05
2020-02-05
holding as of filing
Shim Allen
Officer (Chief Financial Officer)
4Class B Common Stock
Derivative · Indirect · By The Shim-Park Family Revocable Trust
Holding
1,529,105 owned after
no price filed2020-02-05
2020-02-05
holding as of filing
Shim Allen
Officer (Chief Financial Officer)
4Class B Common Stock
Derivative · Indirect · By Allen Shim, trustee of the Allen Shim 2019 Grantor Retained Annuity Trust dated May 1, 2019
Holding
120,000 owned after
no price filed2020-02-05
2020-02-03Henderson Cal
Officer (Chief Technology Officer)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+15,255
139,526 owned after
$0.002020-02-05
2020-02-03Henderson Cal
Officer (Chief Technology Officer)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+11,250
150,776 owned after
$0.002020-02-05
2020-02-03Henderson Cal
Officer (Chief Technology Officer)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−9,592
141,184 owned after
$0.002020-02-05
2020-02-03Zell Brandon
Officer (Chief Accounting Officer)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+7,500
7,500 owned after
$0.002020-02-05
2020-02-03Zell Brandon
Officer (Chief Accounting Officer)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−7,500
0 owned after
$0.002020-02-05
2020-02-03Frati Robert
Officer (Sr VP Sales, Customer Success)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+42,630
42,630 owned after
$0.002020-02-05
2020-02-03Frati Robert
Officer (Sr VP Sales, Customer Success)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+5,125
47,755 owned after
$0.002020-02-05
2020-02-03Frati Robert
Officer (Sr VP Sales, Customer Success)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+2,500
50,255 owned after
$0.002020-02-05
2020-02-03Frati Robert
Officer (Sr VP Sales, Customer Success)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+15,625
65,880 owned after
$0.002020-02-05
2020-02-03Frati Robert
Officer (Sr VP Sales, Customer Success)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−65,880
0 owned after
$0.002020-02-05
2020-02-03Schellhase David
Officer (General Counsel and Secretary)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+6,250
6,250 owned after
$0.002020-02-05
2020-02-03Schellhase David
Officer (General Counsel and Secretary)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−6,250
0 owned after
$0.002020-02-05
2020-02-03Shim Allen
Officer (Chief Financial Officer)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+42,657
282,657 owned after
$0.002020-02-05
2020-02-03Shim Allen
Officer (Chief Financial Officer)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+13,750
296,407 owned after
$0.002020-02-05
2020-02-03Shim Allen
Officer (Chief Financial Officer)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−56,407
240,000 owned after
$0.002020-02-05
2020-01-24Yehoshua Tamar
Officer (Chief Product Officer)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−356,984
0 owned after
$0.002020-01-27
2020-01-13Accel X Associates L.L.C. | ACCEL X STRATEGIC PARTNERS LP | Accel Investors 2009 L.L.C. | Accel X LP
10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class B Common Stock
Derivative · Direct · (m)
C Conversion of derivative security−4,931,850
32,267,970 owned after
$0.002020-01-15
2020-01-13Accel X Associates L.L.C. | ACCEL X STRATEGIC PARTNERS LP | Accel Investors 2009 L.L.C. | Accel X LP
10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class B Common Stock
Derivative · Indirect · (m)
C Conversion of derivative security−370,150
2,421,840 owned after
$0.002020-01-15
2020-01-13Accel X Associates L.L.C. | ACCEL X STRATEGIC PARTNERS LP | Accel Investors 2009 L.L.C. | Accel X LP
10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class B Common Stock
Derivative · Indirect · (m)
C Conversion of derivative security−198,000
1,295,490 owned after
$0.002020-01-15
2020-01-06
holding as of filing
Shim Allen
Officer (Chief Financial Officer)
4Class B Common Stock
Derivative · Indirect · By The Shim-Park Family Revocable Trust
Holding
1,529,105 owned after
no price filed2020-01-06
2020-01-06
holding as of filing
Shim Allen
Officer (Chief Financial Officer)
4Class B Common Stock
Derivative · Indirect · By Allen Shim, trustee of the Allen Shim 2019 Grantor Retained Annuity Trust dated May 1, 2019
Holding
120,000 owned after
no price filed2020-01-06
2020-01-02Shim Allen
Officer (Chief Financial Officer)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+7,627
247,627 owned after
$0.002020-01-06
2020-01-02Shim Allen
Officer (Chief Financial Officer)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−7,627
240,000 owned after
$0.002020-01-06
2020-01-02Butterfield Stewart
Director, Officer (Chief Executive Officer)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+228,801
40,194,816 owned after
$0.002020-01-06
2020-01-02Butterfield Stewart
Director, Officer (Chief Executive Officer)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−228,801
39,966,015 owned after
$0.002020-01-06
2020-01-02COOPER EDITH W
Director
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+17,090
17,090 owned after
$0.002020-01-06
2020-01-02COOPER EDITH W
Director
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−17,090
0 owned after
$0.002020-01-06
2020-01-02Zell Brandon
Officer (Chief Accounting Officer)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+1,562
1,562 owned after
$0.002020-01-06
2020-01-02Zell Brandon
Officer (Chief Accounting Officer)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+1,562
3,124 owned after
$0.002020-01-06
2020-01-02Zell Brandon
Officer (Chief Accounting Officer)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+1,250
4,374 owned after
$0.002020-01-06
2020-01-02Zell Brandon
Officer (Chief Accounting Officer)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−4,374
0 owned after
$0.002020-01-06