SIONIX CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows, 30 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-04-01: Reporting owner Currier James R.; Form 4; Security Employee Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-01-01: Reporting owner Currier James R.; Form 4; Security Employee Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-10-01: Reporting owner Currier James R.; Form 4; Security Employee Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-07-01: Reporting owner Wells David R.; Form 4/A; Security Employee Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-04-01 | Currier James R. Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −500,000 9,000,000 owned after | $0.15 | 2012-05-04 | |
| 2012-01-01 | Currier James R. Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −500,000 8,500,000 owned after | $0.15 | 2012-05-04 | |
| 2011-10-01 | Currier James R. Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −500,000 8,000,000 owned after | $0.15 | 2012-05-04 | |
| 2011-07-01 | Wells David R. Director, Officer (President, CFO) | 4/A | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 7,500,000 owned after | $0.15 | 2012-05-04 | |
| 2011-07-01 | Currier James R. Director, Officer (Chief Executive Officer) | 4/A | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 7,500,000 owned after | $0.10 exercise price | 2012-05-04 | |
| 2011-07-01 | Wells David R. Director, Officer (President, CFO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.10 exercise price | 2011-09-21 | |
| 2011-07-01 | Currier James R. Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.10 exercise price | 2011-09-21 | |
| 2011-04-01 | Wells David R. Director, Officer (President, CFO) | 4/A | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 7,000,000 owned after | $0.15 | 2012-05-04 | |
| 2011-04-01 | Currier James R. Director, Officer (Chief Executive Officer) | 4/A | Employ Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 7,000,000 owned after | $0.10 exercise price | 2012-05-04 | |
| 2011-04-01 | Wells David R. Director, Officer (President, CFO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.10 exercise price | 2011-09-21 | |
| 2011-04-01 | Currier James R. Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.10 exercise price | 2011-09-21 | |
| 2011-01-07 holding as of filing | Wells David R. Director, Officer (President, CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 2,000,000 owned after | $0.06 exercise price | 2011-01-07 | |
| 2011-01-07 holding as of filing | Currier James R. Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 2,000,000 owned after | $0.06 exercise price | 2011-01-07 | |
| 2011-01-01 | Wells David R. Director, Officer (President, CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.10 exercise price | 2011-01-07 | |
| 2011-01-01 | Wells David R. Director, Officer (President, CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.07 exercise price | 2011-01-07 | |
| 2011-01-01 | Wells David R. Director, Officer (President, CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.09 exercise price | 2011-01-07 | |
| 2011-01-01 | Wells David R. Director, Officer (President, CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.12 exercise price | 2011-01-07 | |
| 2011-01-01 | Wells David R. Director, Officer (President, CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.15 exercise price | 2011-01-07 | |
| 2011-01-01 | Currier James R. Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.10 exercise price | 2011-01-07 | |
| 2011-01-01 | Currier James R. Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.07 exercise price | 2011-01-07 | |
| 2011-01-01 | Currier James R. Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.09 exercise price | 2011-01-07 | |
| 2011-01-01 | Currier James R. Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.12 exercise price | 2011-01-07 | |
| 2011-01-01 | Currier James R. Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.15 exercise price | 2011-01-07 | |
| 2010-12-15 holding as of filing | Wells David R. Director, Officer (President, CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 2,000,000 owned after | $0.06 exercise price | 2010-12-15 | |
| 2010-12-10 holding as of filing | Wells David R. Director, Officer (President, CFO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2010-12-10 | ||
| 2010-12-10 holding as of filing | Wells David R. Director, Officer (President, CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 2,000,000 owned after | $0.06 exercise price | 2010-12-10 | |
| 2010-12-10 holding as of filing | Wells David R. Director, Officer (President, CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 2,000,000 owned after | $0.06 exercise price | 2010-12-10 | |
| 2010-12-10 holding as of filing | Wells David R. Director, Officer (President, CFO) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | Holding | 2,000,000 owned after | $0.06 exercise price | 2010-12-10 | |
| 2010-08-26 holding as of filing | Currier James R. Director, Officer (Chief Executive Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2010-08-26 | ||
| 2007-12-28 holding as of filing | Papalian Richard H Director, Officer (CHIEF EXECUTIVE OFFICER) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $0.25 exercise price | 2007-12-28 |