SINO CLEAN ENERGY INC Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2009-07-29: Federal exemption Rule 506; Types of securities offered OptionToAcquire; 10% SENIOR SECURED CONVERTIBLE NOTES; Date of first sale 2009-07-01; Total offering amount $12,000,000.
- 2009-07-16: Federal exemption Rule 506; Types of securities offered OptionToAcquire; 10% SENIOR SECURED CONVERTIBLE NOTES; Date of first sale 2009-07-01; Total offering amount $12,000,000.
- 2008-10-21: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2008-09-16; Total offering amount $800,650.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2009-07-29 | Rule 506 | OptionToAcquire; 10% SENIOR SECURED CONVERTIBLE NOTES | 2009-07-01 | $12,000,000 | $11,592,000 | $408,000 | 13 |
| 2009-07-16 | Rule 506 | OptionToAcquire; 10% SENIOR SECURED CONVERTIBLE NOTES | 2009-07-01 | $12,000,000 | $5,415,000 | $6,585,000 | 17 |
| 2008-10-21 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2008-09-16 | $800,650 | $800,650 | $0 | 2 |