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SIMON WORLDWIDE INC Forms 3, 4 and 5: Stock Options

SIMON WORLDWIDE INC Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2013-04-26: Reporting owner BARTLETT JOSEPH; Form 4; Security Stock Option (Right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2013-04-25: Reporting owner MAYS GREG; Form 4; Security Stock Option (Right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2013-04-25: Reporting owner WALLOCK TERRENCE J; Form 4; Security Stock Option (Right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2006-03-31: Reporting owner WALLOCK TERRENCE J; Form 3; Security Stock Option (Right to buy); Transaction Holding.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2013-04-26BARTLETT JOSEPH
Director
4Stock Option (Right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−20,000
0 owned after
$0.10
exercise price
2013-05-10
2013-04-25MAYS GREG
Director, Officer (Chief Executive Officer & CFO)
4Stock Option (Right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−10,000
0 owned after
$0.10
exercise price
2013-05-10
2013-04-25WALLOCK TERRENCE J
Director, Officer (Secretary & Acting GC)
4Stock Option (Right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,000
0 owned after
$0.10
exercise price
2013-05-10
2006-03-31
holding as of filing
WALLOCK TERRENCE J
Director
3Stock Option (Right to buy)
Derivative · Direct
Holding$0.10
exercise price
2006-03-31