SIMON WORLDWIDE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-04-26: Reporting owner BARTLETT JOSEPH; Form 4; Security Stock Option (Right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-04-25: Reporting owner MAYS GREG; Form 4; Security Stock Option (Right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-04-25: Reporting owner WALLOCK TERRENCE J; Form 4; Security Stock Option (Right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-03-31: Reporting owner WALLOCK TERRENCE J; Form 3; Security Stock Option (Right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-04-26 | BARTLETT JOSEPH Director | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $0.10 exercise price | 2013-05-10 | |
| 2013-04-25 | MAYS GREG Director, Officer (Chief Executive Officer & CFO) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $0.10 exercise price | 2013-05-10 | |
| 2013-04-25 | WALLOCK TERRENCE J Director, Officer (Secretary & Acting GC) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $0.10 exercise price | 2013-05-10 | |
| 2006-03-31 holding as of filing | WALLOCK TERRENCE J Director | 3 | Stock Option (Right to buy) Derivative · Direct | Holding | $0.10 exercise price | 2006-03-31 |