Silver Dragon Resources Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows, 24 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-03-22: Reporting owner Hao Guoqiang; Form 4; Security Common Stock Purchase Warrants; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-03-22: Reporting owner MACMULLIN RODERICK GLEN; Form 4; Security Common Stock Purchase Warrants; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-03-22: Reporting owner Chan Manuel; Form 4; Security Common Stock Purchase Warrants; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-03-22: Reporting owner Sherman Jeffrey D.; Form 4; Security Common Stock Purchase Warrants; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-03-22 | Hao Guoqiang Director | 4 | Common Stock Purchase Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.06 exercise price | 2012-03-29 | |
| 2012-03-22 | MACMULLIN RODERICK GLEN Director | 4 | Common Stock Purchase Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 750,000 owned after | $0.06 exercise price | 2012-03-29 | |
| 2012-03-22 | Chan Manuel Director, Officer (VP Operations) | 4 | Common Stock Purchase Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 700,000 owned after | $0.06 exercise price | 2012-03-29 | |
| 2012-03-22 | Sherman Jeffrey D. Officer (Chief Financial Officer) | 4 | Common Stock Purchase Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 500,000 owned after | $0.06 exercise price | 2012-03-29 | |
| 2012-03-22 | Hazout Marc Director, Officer (President & CEO), 10% Owner | 4 | Common Stock Purchase Warrants Derivative · Indirect · Travellers International Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 1,368,000 owned after | $0.06 exercise price | 2012-03-29 | |
| 2012-03-22 | MCALPINE CHARLES L Director | 4 | Common Stock Purchase Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 700,000 owned after | $0.06 exercise price | 2012-03-29 | |
| 2012-03-22 | Motta Alessandro Officer (VP Investor Relations) | 4 | Common Stock Purchase Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 300,000 owned after | $0.06 exercise price | 2012-03-29 | |
| 2011-09-13 holding as of filing | MACMULLIN RODERICK GLEN Director | 4 | Common Stock Warrants Derivative · Direct | Holding | 250,000 owned after | $0.11 exercise price | 2011-09-13 | |
| 2011-09-13 holding as of filing | MACMULLIN RODERICK GLEN Director | 4 | Common Stock Warrants Derivative · Direct | Holding | 500,000 owned after | $0.25 exercise price | 2011-09-13 | |
| 2011-09-13 holding as of filing | MACMULLIN RODERICK GLEN Director | 4 | Common Stock Warrants Derivative · Direct | Holding | 700,000 owned after | $0.11 exercise price | 2011-09-13 | |
| 2011-09-13 holding as of filing | Hao Guoqiang Director | 4 | Common Stock Warrants Derivative · Direct | Holding | 200,000 owned after | $0.11 exercise price | 2011-09-13 | |
| 2011-09-01 holding as of filing | MCALPINE CHARLES L Director | 4 | Common Stock Warrants Derivative · Direct | Holding | 400,000 owned after | $0.11 exercise price | 2011-09-01 | |
| 2011-09-01 holding as of filing | Chan Manuel Director | 4 | Common Stock Warrants Derivative · Direct | Holding | 200,000 owned after | $0.11 exercise price | 2011-09-01 | |
| 2011-03-04 holding as of filing | Sherman Jeffrey D. Officer (Chief Financial Officer) | 3 | Common Share Purchase Warrants Derivative · Direct | Holding | $0.18 exercise price | 2011-03-04 | ||
| 2011-03-04 | Sherman Jeffrey D. Officer (Chief Financial Officer) | 4 | Common Stock Purchase Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.11 exercise price | 2011-03-04 | |
| 2011-01-25 | Motta Alessandro Officer (VP, Investor Relations) | 4 | Common Stock Purchase Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.11 exercise price | 2011-02-25 | |
| 2010-12-21 | Hazout Marc Director, Officer (Chief Executive Officer), 10% Owner | 4 | Common Stock Purchase Warrant Derivative · Indirect · Travellers International Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +768,000 768,000 owned after | $0.25 exercise price | 2010-12-21 | |
| 2010-12-03 holding as of filing | MCALPINE CHARLES L Director | 3 | Common Stock Purchase Warrants Derivative · Direct | Holding | $0.25 exercise price | 2010-12-03 | ||
| 2010-10-13 holding as of filing | Motta Alessandro Officer (VP, Investor Relations) | 3 | Common Stock Purchase Warrants Derivative · Direct | Holding | $0.25 exercise price | 2010-10-13 | ||
| 2010-10-06 | Hazout Marc Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Common Stock Purchase Warrant Derivative · Indirect · Travellers International Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.50 exercise price | 2010-10-08 | |
| 2010-10-06 | Hazout Marc Director, Officer (Chief Executive Officer), 10% Owner | 4 | Common Stock Purchase Warrant Derivative · Indirect · Travellers International Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.50 exercise price | 2010-10-08 | |
| 2008-04-18 | Hazout Marc Director, 10% Owner | 4 | Common Stock Purchase Warrants Derivative · Indirect · Travellers International Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,200,000 1,200,000 owned after | $0.50 exercise price | 2008-04-24 | |
| 2007-10-15 | Hazout Marc Director, Officer (President and CEO), 10% Owner | 4/A | Common Stock Purchase Warrants Derivative · Indirect · Travellers International Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $2.00 exercise price | 2007-11-23 | |
| 2007-10-15 | Hazout Marc Director, Officer (President and CEO), 10% Owner | 4/A | Common Stock Purchase Warrants Derivative · Indirect · Travellers International Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $5.00 exercise price | 2007-11-23 |