SIGNPATH PHARMA, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2021-05-12: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2020-06-01; Total offering amount $11,000,000.
- 2020-08-28: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2020-06-01; Total offering amount $10,000,000.
- 2017-12-18: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2017-11-30; Total offering amount $5,000,000.
- 2016-07-15: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2016-03-31; Total offering amount $5,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2021-05-12 | Rule 506(b) | Equity; OptionToAcquire | 2020-06-01 | $11,000,000 | $1,561,000 | $9,439,000 | 18 |
| 2020-08-28 | Rule 506(b) | Equity; OptionToAcquire | 2020-06-01 | $10,000,000 | $525,000 | $9,475,000 | 5 |
| 2017-12-18 | Rule 506(b) | Equity; OptionToAcquire | 2017-11-30 | $5,000,000 | $235,000 | $4,765,000 | 4 |
| 2016-07-15 | Rule 506(b) | Equity; OptionToAcquire | 2016-03-31 | $5,000,000 | $245,000 | $4,755,000 | 8 |
| 2016-01-27 D/A | Rule 506(b) | Equity; OptionToAcquire | 2014-10-31 | $3,000,000 | $2,359,076 | $640,924 | 36 |
| 2014-11-26 | Rule 506(b) | Equity; OptionToAcquire | 2014-10-31 | $5,000,000 | $320,000 | $4,680,000 | 3 |
| 2014-06-05 D/A | Rule 506(b) | Equity; OptionToAcquire | 2013-03-13 | $5,000,000 | $4,355,500 | $644,500 | 14 |
| 2013-03-22 | Rule 506 | Equity; OptionToAcquire | 2013-03-13 | $5,000,000 | $1,000,000 | $4,000,000 | 1 |
| 2012-05-04 D/A | Rule 506 | Equity; OptionToAcquire | 2011-09-02 | $3,000,000 | $1,304,000 | $1,696,000 | 26 |
| 2011-10-04 | Rule 506 | Equity; OptionToAcquire | 2011-09-02 | $3,000,000 | $580,000 | $2,420,000 | 9 |
| 2010-06-01 | Rule 506 | Equity; OptionToAcquire | 2010-05-12 | $2,700,000 | $25,000 | $2,675,000 | 1 |
| 2009-03-05 | Rule 506 | Equity; OptionToAcquire | 2009-02-19 | $1,000,000 | $0 | $1,000,000 | 3 |