SIERRA ONCOLOGY, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2013-12-31: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2013-12-20; Total offering amount $17,797,953.
- 2013-06-04: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; Date of first sale 2012-03-22; Total offering amount $5,000,000.
- 2012-04-04: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; Date of first sale 2012-03-22; Total offering amount $1,000,000.
- 2010-12-28: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2008-08-21; Total offering amount $12,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2013-12-31 | Rule 506(b) | Equity; OptionToAcquire | 2013-12-20 | $17,797,953 | $11,176,453 | $6,621,500 | 45 |
| 2013-06-04 D/A | Rule 506 | Debt; OptionToAcquire | 2012-03-22 | $5,000,000 | $4,300,993 | $699,007 | 37 |
| 2012-04-04 | Rule 506 | Debt; OptionToAcquire | 2012-03-22 | $1,000,000 | $310,000 | $690,000 | 13 |
| 2010-12-28 D/A | Rule 506 | Equity; OptionToAcquire | 2008-08-21 | $12,000,000 | $1,691,410 | $10,308,590 | 16 |