SHRINK NANOTECHNOLOGIES, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-04-21: Reporting owner Panther James B II; Form 3; Security Series A Preferred; Transaction Holding.
- 2009-04-21: Reporting owner BAUM MARK L; Form 3; Security MSP Series A Preferred Shares; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-04-21 holding as of filing | Panther James B II 10% Owner | 3 | Series A Preferred Non-derivative · Indirect · Administraive Manager and Member | Holding | 2,000,000 owned after | no price filed | 2009-04-21 | |
| 2009-04-21 holding as of filing | BAUM MARK L 10% Owner | 3 | MSP Series A Preferred Shares Non-derivative · Indirect · Administrative Manager of the GP and a Limited Partner | Holding | 2,000,000 owned after | no price filed | 2009-04-21 |