SHARECARE, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 72 rows in 2024. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-10-22: Reporting owner Torraco Nicole; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2024-10-22: Reporting owner SAGANSKY JEFFREY; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2024-10-22: Reporting owner ALLRED JEFFREY A; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2024-10-22: Reporting owner Goulet Kenneth R; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-10-22 | Torraco Nicole Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −76,667 0 owned after | $0.00 | 2024-10-25 | |
| 2024-10-22 | SAGANSKY JEFFREY Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −328,720 0 owned after | $0.00 | 2024-10-25 | |
| 2024-10-22 | ALLRED JEFFREY A Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −76,667 0 owned after | $0.00 | 2024-10-25 | |
| 2024-10-22 | Goulet Kenneth R Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −197,686 0 owned after | $0.00 | 2024-10-25 | |
| 2024-10-22 | Mnuchin Alan G. Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −328,720 0 owned after | $0.00 | 2024-10-25 | |
| 2024-10-22 | Ronanki Rajeev Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −76,667 0 owned after | $0.00 | 2024-10-25 | |
| 2024-10-22 | Mallett Veronica Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −207,701 0 owned after | $0.00 | 2024-10-25 | |
| 2024-10-22 | Galea Sandro Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −197,686 0 owned after | $0.00 | 2024-10-25 | |
| 2024-10-22 | Chadwick John Huston Director, Other (AFFILIATE OF 10% OWNER) | 4 | Restricted Stock Units Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −76,667 0 owned after | $0.00 | 2024-10-25 | |
| 2024-10-22 | Whaley Dawn Officer (President, CMO) | 4 | Restricted Stock Units Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,038,413 0 owned after | $0.00 | 2024-10-25 | |
| 2024-10-22 | Daniel Colin Officer (Chief Administrative Officer) | 4 | Restricted Stock Units Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,964,480 0 owned after | $0.00 | 2024-10-25 | |
| 2024-10-22 | LAYTON BRENT D Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500,001 0 owned after | $0.00 | 2024-10-25 | |
| 2024-10-22 | Ferrero Justin Officer (President, CFO) | 4 | Restricted Stock Units Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,038,413 0 owned after | $0.00 | 2024-10-25 | |
| 2024-10-22 | Blalock Michael Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −556,473 0 owned after | $0.00 | 2024-10-25 | |
| 2024-10-22 | Ratliff Carrie Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,747,830 0 owned after | $0.00 | 2024-10-25 | |
| 2024-10-22 | ARNOLD JEFFREY T Director, Officer (Co-Founder and Executive Chair), 10% Owner | 4 | Restricted Stock Units Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,717,481 0 owned after | no price filed | 2024-10-25 | |
| 2024-10-03 | Blalock Michael Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,833 412,501 owned after | $0.00 | 2024-10-07 | |
| 2024-10-03 | Daniel Colin Officer (Chief Administrative Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 1,125,000 owned after | $0.00 | 2024-10-07 | |
| 2024-10-03 | Whaley Dawn Officer (President, CMO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −297,620 2,678,580 owned after | $0.00 | 2024-10-07 | |
| 2024-10-03 | Ferrero Justin Officer (President, CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −297,620 2,678,580 owned after | $0.00 | 2024-10-07 | |
| 2024-10-03 | Ratliff Carrie Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −104,167 937,500 owned after | $0.00 | 2024-10-07 | |
| 2024-10-03 | LAYTON BRENT D Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −833,333 7,500,001 owned after | $0.00 | 2024-10-07 | |
| 2024-10-03 | ARNOLD JEFFREY T Director, Officer (Co-Founder and Executive Chair), 10% Owner | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −417,083 3,753,751 owned after | $0.00 | 2024-10-07 | |
| 2024-08-16 | ARNOLD JEFFREY T Director, Officer (Co-Founder and Executive Chair), 10% Owner | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −383,696 3,453,269 owned after | $0.00 | 2024-08-20 | |
| 2024-07-26 | Blalock Michael Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,833 458,334 owned after | $0.00 | 2024-07-30 | |
| 2024-07-26 | Daniel Colin Officer (Chief Administrative Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 1,250,000 owned after | $0.00 | 2024-07-30 | |
| 2024-07-26 | Ratliff Carrie Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −104,167 1,041,667 owned after | $0.00 | 2024-07-30 | |
| 2024-07-26 | Whaley Dawn Officer (President, CMO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −297,620 2,976,200 owned after | $0.00 | 2024-07-30 | |
| 2024-07-26 | Ferrero Justin Officer (President, CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −297,620 2,976,200 owned after | $0.00 | 2024-07-30 | |
| 2024-07-26 | ARNOLD JEFFREY T Director, Officer (Co-Founder and Executive Chair), 10% Owner | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −417,083 4,170,834 owned after | $0.00 | 2024-07-30 | |
| 2024-07-26 | LAYTON BRENT D Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −833,333 8,333,334 owned after | $0.00 | 2024-07-30 | |
| 2024-07-11 | Whaley Dawn Officer (President, CMO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −297,619 3,273,820 owned after | $0.00 | 2024-07-15 | |
| 2024-07-11 | Blalock Michael Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,833 504,167 owned after | $0.00 | 2024-07-15 | |
| 2024-07-11 | Daniel Colin Officer (Chief Administrative Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 1,375,000 owned after | $0.00 | 2024-07-15 | |
| 2024-07-11 | Ratliff Carrie Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −104,166 1,145,834 owned after | $0.00 | 2024-07-15 | |
| 2024-07-11 | Ferrero Justin Officer (President, CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −297,619 3,273,820 owned after | $0.00 | 2024-07-15 | |
| 2024-06-14 | Whaley Dawn Officer (President, CMO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,571,439 3,571,439 owned after | $0.00 | 2024-06-18 | |
| 2024-06-14 | Blalock Michael Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +550,000 550,000 owned after | $0.00 | 2024-06-18 | |
| 2024-06-14 | ALLRED JEFFREY A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76,667 76,667 owned after | $0.00 | 2024-06-18 | |
| 2024-06-14 | Galea Sandro Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76,667 76,667 owned after | $0.00 | 2024-06-18 | |
| 2024-06-14 | Mnuchin Alan G. Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76,667 76,667 owned after | $0.00 | 2024-06-18 | |
| 2024-06-14 | Torraco Nicole Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +119,791 119,791 owned after | $0.00 | 2024-06-18 | |
| 2024-06-14 | Torraco Nicole Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,124 76,667 owned after | $0.00 | 2024-06-18 | |
| 2024-06-14 | Ferrero Justin Officer (President, CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,571,439 3,571,439 owned after | $0.00 | 2024-06-18 | |
| 2024-06-14 | Chadwick John Huston Director, Other (AFFILIATE OF 10% OWNER) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76,667 76,667 owned after | $0.00 | 2024-06-18 | |
| 2024-06-14 | SAGANSKY JEFFREY Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76,667 76,667 owned after | $0.00 | 2024-06-18 | |
| 2024-06-14 | Mallett Veronica Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76,667 76,667 owned after | $0.00 | 2024-06-18 | |
| 2024-06-14 | Ratliff Carrie Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250,000 1,250,000 owned after | $0.00 | 2024-06-18 | |
| 2024-06-14 | Daniel Colin Officer (Chief Administrative Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 1,500,000 owned after | $0.00 | 2024-06-18 | |
| 2024-06-14 | Goulet Kenneth R Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76,667 76,667 owned after | $0.00 | 2024-06-18 | |
| 2024-06-14 | Ronanki Rajeev Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76,667 76,667 owned after | $0.00 | 2024-06-18 | |
| 2024-06-10 | Ronanki Rajeev Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −131,034 0 owned after | $0.00 | 2024-06-12 | |
| 2024-06-10 | LAYTON BRENT D Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −131,034 0 owned after | $0.00 | 2024-06-12 | |
| 2024-06-10 | Goulet Kenneth R Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −131,034 0 owned after | $0.00 | 2024-06-12 | |
| 2024-06-10 | Chadwick John Huston Director, Other (AFFILIATE OF 10% OWNER) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −131,034 0 owned after | $0.00 | 2024-06-12 | |
| 2024-06-10 | ALLRED JEFFREY A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −131,034 0 owned after | $0.00 | 2024-06-12 | |
| 2024-05-15 | ARNOLD JEFFREY T Director, Officer (Co-Founder and Executive Chair), 10% Owner | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −383,696 3,836,965 owned after | $0.00 | 2024-05-17 | |
| 2024-04-02 | Ratliff Carrie Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −63,559 127,119 owned after | $0.00 | 2024-04-04 | |
| 2024-04-02 | Daniel Colin Officer (Chief Administrative Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −105,932 211,865 owned after | $0.00 | 2024-04-04 | |
| 2024-04-02 | ARNOLD JEFFREY T Director, Officer (Co-Founder and Executive Chair), 10% Owner | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −417,083 4,587,917 owned after | $0.00 | 2024-04-04 | |
| 2024-04-02 | LAYTON BRENT D Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −833,333 9,166,667 owned after | $0.00 | 2024-04-04 | |
| 2024-02-15 | ARNOLD JEFFREY T Director, Officer (Co-Founder and Executive Chair), 10% Owner | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −383,696 4,220,661 owned after | $0.00 | 2024-02-20 | |
| 2024-02-06 | Blalock Michael Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −52,301 104,603 owned after | $0.00 | 2024-02-08 | |
| 2024-02-06 | Daniel Colin Officer (Chief Administrative Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −313,807 627,616 owned after | $0.00 | 2024-02-08 | |
| 2024-02-06 | Ratliff Carrie Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −271,966 543,934 owned after | $0.00 | 2024-02-08 | |
| 2024-02-06 | Ratliff Carrie Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −69,637 139,276 owned after | $0.00 | 2024-02-08 | |
| 2024-02-06 | Whaley Dawn Officer (President, CMO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −679,916 1,359,833 owned after | $0.00 | 2024-02-08 | |
| 2024-02-06 | Ferrero Justin Officer (President, CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −679,916 1,359,833 owned after | $0.00 | 2024-02-08 | |
| 2024-02-06 | ARNOLD JEFFREY T Director, Officer (Co-Founder and Executive Chair), 10% Owner | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,255,230 2,510,461 owned after | $0.00 | 2024-02-08 | |
| 2024-01-09 | Blalock Michael Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,685 39,370 owned after | $0.00 | 2024-01-11 | |
| 2024-01-09 | ARNOLD JEFFREY T Director, Officer (Co-Founder and Executive Chair), 10% Owner | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,005,000 5,005,000 owned after | $0.00 | 2024-01-11 | |
| 2024-01-02 | LAYTON BRENT D Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000,000 10,000,000 owned after | $0.00 | 2024-01-04 |