SERACARE LIFE SCIENCES INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows, 16 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-05-17: Reporting owner BLACK HORSE CAPITAL LP | BLACK HORSE CAPITAL QP L P | Chappell Dale | Sheehy Brian | Black Horse Capital Management LLC | Black Horse Capital Offshore Ltd. | Black Horse Capital Advisors LLC; Form 4; Security Subscription Rights (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2007-05-17: Reporting owner BLACK HORSE CAPITAL LP | BLACK HORSE CAPITAL QP L P | Chappell Dale | Sheehy Brian | Black Horse Capital Management LLC | Black Horse Capital Offshore Ltd. | Black Horse Capital Advisors LLC; Form 4; Security Subscription Rights (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2007-05-17: Reporting owner BLACK HORSE CAPITAL LP | BLACK HORSE CAPITAL QP L P | Chappell Dale | Sheehy Brian | Black Horse Capital Management LLC | Black Horse Capital Offshore Ltd. | Black Horse Capital Advisors LLC; Form 4; Security Subscription Rights (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2007-05-17: Reporting owner HARBERT RAYMOND J | LUCE MICHAEL D | HARBERT MANAGEMENT CORP | HMC INVESTORS, L.L.C. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | FALCONE PHILIP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.; Form 4; Security Subscription Rights (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-05-17 | BLACK HORSE CAPITAL LP | BLACK HORSE CAPITAL QP L P | Chappell Dale | Sheehy Brian | Black Horse Capital Management LLC | Black Horse Capital Offshore Ltd. | Black Horse Capital Advisors LLC Other (See Remarks Section) | Other (See Remarks Section) | Other (See Remarks Section) | Other (See Remarks Section) | Other (See Remarks Section) | Other (See Remarks Section) | Other (See Remarks Section) | 4 | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −48,259 0 owned after | $4.75 exercise price | 2007-05-21 | |
| 2007-05-17 | BLACK HORSE CAPITAL LP | BLACK HORSE CAPITAL QP L P | Chappell Dale | Sheehy Brian | Black Horse Capital Management LLC | Black Horse Capital Offshore Ltd. | Black Horse Capital Advisors LLC Other (See Remarks Section) | Other (See Remarks Section) | Other (See Remarks Section) | Other (See Remarks Section) | Other (See Remarks Section) | Other (See Remarks Section) | Other (See Remarks Section) | 4 | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −200,473 0 owned after | $4.75 exercise price | 2007-05-21 | |
| 2007-05-17 | BLACK HORSE CAPITAL LP | BLACK HORSE CAPITAL QP L P | Chappell Dale | Sheehy Brian | Black Horse Capital Management LLC | Black Horse Capital Offshore Ltd. | Black Horse Capital Advisors LLC Other (See Remarks Section) | Other (See Remarks Section) | Other (See Remarks Section) | Other (See Remarks Section) | Other (See Remarks Section) | Other (See Remarks Section) | Other (See Remarks Section) | 4 | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −61,173 0 owned after | $4.75 exercise price | 2007-05-21 | |
| 2007-05-17 | HARBERT RAYMOND J | LUCE MICHAEL D | HARBERT MANAGEMENT CORP | HMC INVESTORS, L.L.C. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | FALCONE PHILIP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Subscription Rights (right to buy) Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −841,585 0 owned after | $4.75 exercise price | 2007-05-18 | |
| 2007-05-17 | HARBERT RAYMOND J | LUCE MICHAEL D | HARBERT MANAGEMENT CORP | HMC INVESTORS, L.L.C. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | FALCONE PHILIP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Subscription Rights (right to buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −0 0 owned after | $0.00 | 2007-05-18 | |
| 2007-05-17 | HARBERT RAYMOND J | LUCE MICHAEL D | HARBERT MANAGEMENT CORP | HMC INVESTORS, L.L.C. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | FALCONE PHILIP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Subscription Rights (right to buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −40,989 0 owned after | $4.75 exercise price | 2007-05-18 | |
| 2007-05-17 | Safier Jacob Other (See Remark 1) | 4 | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −25,662 0 owned after | $4.75 exercise price | 2007-05-17 | |
| 2007-05-17 | New Dimensions Trading Other (See Remark 1) | 4 | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −56,889 0 owned after | $4.75 exercise price | 2007-05-17 | |
| 2007-05-17 | Chesed Congregations of America Other (See Remark 1) | 4 | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −47,968 0 owned after | $4.75 exercise price | 2007-05-17 | |
| 2007-05-17 | Levitin Family Charitable Trust | Levitin Eli | BL Cubed LLC | Levitin Raizy Other (See Remark 1) | Other (See Remark 1) | Other (See Remark 1) | Other (See Remark 1) | 4 | Subscription Rights (right to buy) Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −19,334 0 owned after | $4.75 exercise price | 2007-05-17 | |
| 2007-05-17 | Levitin Family Charitable Trust | Levitin Eli | BL Cubed LLC | Levitin Raizy Other (See Remark 1) | Other (See Remark 1) | Other (See Remark 1) | Other (See Remark 1) | 4 | Subscription Rights (right to buy) Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −1,934 0 owned after | $4.75 exercise price | 2007-05-17 | |
| 2007-05-17 | Levitin Family Charitable Trust | Levitin Eli | BL Cubed LLC | Levitin Raizy Other (See Remark 1) | Other (See Remark 1) | Other (See Remark 1) | Other (See Remark 1) | 4 | Subscription Rights (right to buy) Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −1,427 0 owned after | $4.75 exercise price | 2007-05-17 | |
| 2007-05-17 | Levitin Family Charitable Trust | Levitin Eli | BL Cubed LLC | Levitin Raizy Other (See Remark 1) | Other (See Remark 1) | Other (See Remark 1) | Other (See Remark 1) | 4 | Subscription Rights (right to buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −19,334 0 owned after | $4.75 exercise price | 2007-05-17 | |
| 2007-05-17 | Levitin Family Charitable Trust | Levitin Eli | BL Cubed LLC | Levitin Raizy Other (See Remark 1) | Other (See Remark 1) | Other (See Remark 1) | Other (See Remark 1) | 4 | Subscription Rights (right to buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −1,427 0 owned after | $4.75 exercise price | 2007-05-17 | |
| 2007-05-17 | ANDERSON SAMUEL Director | 4 | Subscription Rights (right to buy) Derivative · Indirect · By Trust | X Exercise of in-the-money or at-the-money derivative security | −51,888 0 owned after | $4.75 exercise price | 2007-05-17 | |
| 2007-05-17 | Tillman Jill Director | 4 | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −446 0 owned after | $4.75 exercise price | 2007-05-17 |