SEQUENTIAL BRANDS GROUP, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-01-04: Reporting owner DYNE COLIN; Form 4; Security Series A Convertible Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2006-01-03: Reporting owner Guez Daniel S; Form 4; Security Series A Convertible Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-01-04 | DYNE COLIN 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −4,625 761,419 owned after | $10.81 | 2006-01-06 | |
| 2006-01-03 | Guez Daniel S Director, Officer (CEO, President and Secretary), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −13,181 1,225,013 owned after | $10.81 | 2006-01-05 |