SEQUENTIAL BRANDS GROUP, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 1 rows, 1 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-08: Reporting owner Carlyle Group L.P. | Carlyle Galaxy Holdings, L.P. | Carlyle Equity Opportunity GP, L.P. | Carlyle Holdings II L.P. | Carlyle Holdings II GP L.L.C. | TC Group Cayman Investment Holdings Sub L.P. | Carlyle Equity Opportunity GP, L.L.C. | Carlyle Group Management L.L.C. | TC Group Cayman Investment Holdings, L.P.; Form 3; Security Common Stock Warrant (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-08 holding as of filing | Carlyle Group L.P. | Carlyle Galaxy Holdings, L.P. | Carlyle Equity Opportunity GP, L.P. | Carlyle Holdings II L.P. | Carlyle Holdings II GP L.L.C. | TC Group Cayman Investment Holdings Sub L.P. | Carlyle Equity Opportunity GP, L.L.C. | Carlyle Group Management L.L.C. | TC Group Cayman Investment Holdings, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Warrant (right to buy) Derivative · Indirect · See footnote | Holding | $11.20 exercise price | 2015-12-08 |