SENOMYX INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-06-16: Reporting owner Humphrey David Carl; Form 3; Security Stock Option (right to buy); Transaction Holding.
- 2017-06-16: Reporting owner Humphrey David Carl; Form 3; Security Stock Option (right to buy); Transaction Holding.
- 2017-06-16: Reporting owner Humphrey David Carl; Form 3; Security Stock Option (right to buy); Transaction Holding.
- 2017-06-16: Reporting owner Humphrey David Carl; Form 3; Security Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-06-16 holding as of filing | Humphrey David Carl Officer (Vice President, Finance) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.88 exercise price | 2017-06-16 | ||
| 2017-06-16 holding as of filing | Humphrey David Carl Officer (Vice President, Finance) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.36 exercise price | 2017-06-16 | ||
| 2017-06-16 holding as of filing | Humphrey David Carl Officer (Vice President, Finance) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $9.78 exercise price | 2017-06-16 | ||
| 2017-06-16 holding as of filing | Humphrey David Carl Officer (Vice President, Finance) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.41 exercise price | 2017-06-16 | ||
| 2017-06-16 holding as of filing | Humphrey David Carl Officer (Vice President, Finance) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.97 exercise price | 2017-06-16 | ||
| 2017-06-16 holding as of filing | Humphrey David Carl Officer (Vice President, Finance) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.02 exercise price | 2017-06-16 | ||
| 2017-06-16 holding as of filing | Humphrey David Carl Officer (Vice President, Finance) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.87 exercise price | 2017-06-16 | ||
| 2017-05-11 | BLOCK STEPHEN A Director | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.90 exercise price | 2017-05-22 | |
| 2017-05-11 | GRAY MARY ANN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.90 exercise price | 2017-05-22 | |
| 2017-05-11 | HERMAN MICHAEL E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.90 exercise price | 2017-05-22 | |
| 2017-05-11 | SNYDER KENT Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.90 exercise price | 2017-05-22 | |
| 2017-05-11 | Stebbins Daniel Edward Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.90 exercise price | 2017-05-22 | |
| 2017-05-11 | TWOMEY CHRISTOPHER J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.90 exercise price | 2017-05-22 | |
| 2017-03-15 | Wicker Sharon Officer (Sr VP & Chf Comm Dvlpt Officer) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +129,900 129,900 owned after | $1.02 exercise price | 2017-03-17 | |
| 2017-03-15 | POYHONEN JOHN Director, Officer (President & CEO) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +417,000 417,000 owned after | $1.02 exercise price | 2017-03-17 | |
| 2017-03-15 | Lee Catherine Chai-zon Officer (SVP, GC and Corp. Secretary) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +171,750 171,750 owned after | $1.02 exercise price | 2017-03-17 | |
| 2017-03-15 | ROGERS ANTONY E Officer (Senior V.P. & CFO) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +129,900 129,900 owned after | $1.02 exercise price | 2017-03-17 |