SEITEL INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-02-14: Reporting owner ValueAct Capital Management, LLC | UBBEN JEFFREY W | KAMIN PETER H | VA PARTNERS LLC | ValueAct Capital Management, L.P.; Form 4; Security Common Stock Purchase Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2006-04-25: Reporting owner KAMIN PETER H; Form 3/A; Security Common Stock Purchase Warrants; Transaction Holding.
- 2006-03-01: Reporting owner VA PARTNERS LLC | UBBEN JEFFREY W | ValueAct Capital Management, L.P. | ValueAct Capital Management, LLC | KAMIN PETER H; Form 4; Security Common Stock Purchase Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2006-02-28: Reporting owner MELLON HBV ALTERNATIVE STRATEGIES LLC; Form 4; Security Standby Warrants (Right to Purchase); Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-02-14 | ValueAct Capital Management, LLC | UBBEN JEFFREY W | KAMIN PETER H | VA PARTNERS LLC | ValueAct Capital Management, L.P. 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrants Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −15,037,568 0 owned after | $0.00 | 2007-02-16 | |
| 2006-04-25 holding as of filing | KAMIN PETER H Director, 10% Owner | 3/A | Common Stock Purchase Warrants Derivative · Indirect · See Footnote | Holding | $2.00 exercise price | 2006-04-25 | ||
| 2006-03-01 | VA PARTNERS LLC | UBBEN JEFFREY W | ValueAct Capital Management, L.P. | ValueAct Capital Management, LLC | KAMIN PETER H Director, 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Common Stock Purchase Warrants Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +15,037,568 15,037,568 owned after | $2.00 | 2006-03-02 | |
| 2006-02-28 | MELLON HBV ALTERNATIVE STRATEGIES LLC 10% Owner | 4 | Standby Warrants (Right to Purchase) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −15,037,568 0 owned after | no price filed | 2006-03-02 | |
| 2004-08-12 | MELLON HBV ALTERNATIVE STRATEGIES LLC 10% Owner | 4/A | Standby Warrants Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | +15,037,568 0 owned after | $0.72 exercise price | 2006-03-01 |