Seelos Therapeutics, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2024-07-30: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2024-07-11; Total offering amount $1,146,481.
- 2024-05-31: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2024-05-21; Total offering amount $2,042,954.
- 2024-02-14: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2024-01-30; Total offering amount $3,574,468.
- 2020-09-14: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2020-09-09; Total offering amount $5,584,950.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2024-07-30 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2024-07-11 | $1,146,481 | $0 | $1,146,481 | 3 |
| 2024-05-31 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2024-05-21 | $2,042,954 | $0 | $2,042,954 | 2 |
| 2024-02-14 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2024-01-30 | $3,574,468 | $0 | $3,574,468 | 3 |
| 2020-09-14 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2020-09-09 | $5,584,950 | $0 | $5,584,950 | 13 |
| 2019-08-30 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2019-08-27 | $3,982,750 | $0 | $3,982,750 | 9 |
| 2017-09-27 | Rule 506(c) | Equity; OptionToAcquire | 2017-09-13 | $3,691,000 | $3,691,000 | $0 | 9 |
| 2016-10-13 | Rule 506(c) | OptionToAcquire | 2016-09-28 | $3,653,106 | $3,653,106 | $0 | 2 |
| 2010-03-18 | Rule 506 | Debt; SecurityToBeAcquired | 2010-03-15 | $4,000,000 | $4,000,000 | $0 | 3 |
| 2010-03-10 | Rule 506 | Debt; SecurityToBeAcquired | 2010-02-04 | $2,500,000 | $2,300,000 | $200,000 | 3 |