Seaspan CORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-04-20: Reporting owner Carlyle Holdings II L.P. | Carlyle Group L.P. | Carlyle Holdings II GP L.L.C. | Carlyle Holdings III GP Management L.L.C. | Carlyle Holdings III GP Sub L.L.C. | Carlyle Holdings III L.P. | Carlyle Group Management L.L.C. | Carlyle Holdings III GP L.P.; Form 3; Security Series D Preferred Shares; Transaction Holding.
- 2018-04-20: Reporting owner CAP III General Partner, L.P. | CP V Coinvestment B Cayman, LP | CP V Coinvestment A Cayman, LP | CP V General Partner, L.L.C. | CAP III CO-INVESTMENT, L.P. | TC Group Cayman Investment Holdings Sub L.P. | TC Group V Cayman, L.P. | CAP III, L.L.C. | TC Group Cayman Investment Holdings, L.P.; Form 3; Security Series D Preferred Shares; Transaction Holding.
- 2018-04-20: Reporting owner CAP III General Partner S3, L.P. | TC GROUP CAYMAN, L.P. | TC Group Cayman Sub L.P. | CP V S3 GP, Ltd | CAP III Maritime AIV, L.P. | TC Group V Cayman S3, L.P. | Carlyle Partners V Cayman TE, L.P. | CAP III S3 Ltd | Carlyle-Eight Finance Asia Co-Investment Partners, L.P.; Form 3; Security Series D Preferred Shares; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-04-20 holding as of filing | Carlyle Holdings II L.P. | Carlyle Group L.P. | Carlyle Holdings II GP L.L.C. | Carlyle Holdings III GP Management L.L.C. | Carlyle Holdings III GP Sub L.L.C. | Carlyle Holdings III L.P. | Carlyle Group Management L.L.C. | Carlyle Holdings III GP L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Shares Non-derivative · Indirect · See footnotes | Holding | 1,869,200 owned after | no price filed | 2018-04-20 | |
| 2018-04-20 holding as of filing | CAP III General Partner, L.P. | CP V Coinvestment B Cayman, LP | CP V Coinvestment A Cayman, LP | CP V General Partner, L.L.C. | CAP III CO-INVESTMENT, L.P. | TC Group Cayman Investment Holdings Sub L.P. | TC Group V Cayman, L.P. | CAP III, L.L.C. | TC Group Cayman Investment Holdings, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Shares Non-derivative · Indirect · See footnotes | Holding | 1,869,200 owned after | no price filed | 2018-04-20 | |
| 2018-04-20 holding as of filing | CAP III General Partner S3, L.P. | TC GROUP CAYMAN, L.P. | TC Group Cayman Sub L.P. | CP V S3 GP, Ltd | CAP III Maritime AIV, L.P. | TC Group V Cayman S3, L.P. | Carlyle Partners V Cayman TE, L.P. | CAP III S3 Ltd | Carlyle-Eight Finance Asia Co-Investment Partners, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Shares Non-derivative · Indirect · See footnotes | Holding | 1,869,200 owned after | no price filed | 2018-04-20 |