Scio Diamond Technology Corp Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2019-05-31: Form 8-K; Period of report 2019-05-30; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2019-02-13: Form 8-K; Period of report 2019-02-07; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2019-02-07: Form 8-K; Period of report 2019-02-04; Description 1.01 Entry into a Material Definitive Agreement.
- 2018-12-11: Form 8-K; Period of report 2018-12-05; Description 1.01 Entry into a Material Definitive Agreement.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2019-05-31 | 8-K | 2019-05-30 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On May 6, 2019, Scio Diamond Technology Corp received a resignation letter from Chief Financial Officer, Jonathan Pfohl. | scio002_8k.htm |
| 2019-02-13 | 8-K | 2019-02-07 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On February 7, 2019, Scio Diamond Technology Corp Board of Directors formally acknowledges the resignations of Ben Wolkowitz and Bruce Likly from the Board for health and personal reasons. | 8k.htm |
| 2019-02-07 | 8-K | 2019-02-04 | 1.01 Entry into a Material Definitive Agreement | 8k.htm | |
| 2018-12-11 | 8-K | 2018-12-05 | 1.01 Entry into a Material Definitive Agreement | scio.htm | |
| 2017-03-24 | 8-K | 2017-03-24 | 7.01 Regulation FD Disclosure | 7.01 The following information (including Exhibit 99.1 referenced below) is being “furnished” in accordance with General Instruction B.2 of Form 8-K and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing. | 8k.htm |
| 2016-08-15 | 8-K | 2016-08-15 | 2.02 Results of Operations and Financial Condition | 2.02 On August 15, 2016, Scio Diamond Technology Corp. issued a press release announcing its financial results for the first fiscal quarter ended June 30, 2016. | 8k.htm |
| 2016-07-19 | 8-K | 2016-07-15 | 7.01 Regulation FD Disclosure | 7.01 The following information (including Exhibit 99.1 referenced below) is being “furnished” in accordance with General Instruction B.2 of Form 8-K and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing. | 8k.htm |
| 2016-06-30 | 8-K | 2016-06-27 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (a) On June 27, 2016, James Korn submitted a letter addressed to Scio Diamond Technology Corporation (the “Company”), in which he informed the Company of his resignation as a member of the Board of Directors of the Company (the “Board”). | 8k.htm |
| 2016-04-11 | 8-K | 2016-04-11 | 7.01 Regulation FD Disclosure | 7.01 The following information (including Exhibit 99.1 referenced below) is being “furnished” in accordance with General Instruction B.2 of Form 8-K and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing. | 8k.htm |
| 2016-02-16 | 8-K | 2016-02-12 | 2.02 Results of Operations and Financial Condition | 2.02 On February 12, 2016, Scio Diamond Technology Corp. issued a press release announcing its financial results for the third fiscal quarter ended December 31, 2015. | 8k.htm |
| 2015-12-07 | 8-K | 2015-12-02 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 Set forth below are the matters the Company’s stockholders voted on at the 2015 Annual Meeting and the final voting results. | 8k.htm |
| 2015-12-03 | 8-K | 2015-12-02 | 7.01 Regulation FD Disclosure | 7.01 The following information is being “furnished” in accordance with General Instruction B.2 of Form 8-K and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as expressly set forth by specific reference in such filing. | 8k.htm |
| 2015-12-03 | 8-K | 2015-12-02 | 7.01 Regulation FD Disclosure | 7.01 The following information (including Exhibit 99.1 referenced below) is being “furnished” in accordance with General Instruction B.2 of Form 8-K and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing. | 8k.htm |
| 2015-11-13 | 8-K | 2015-11-13 | 2.02 Results of Operations and Financial Condition | 2.02 On November 13, 2015, Scio Diamond Technology Corp. issued a press release announcing its financial results for the second fiscal quarter ended September 30, 2015. | 8k.htm |
| 2015-10-30 | 8-K | 2015-10-30 | 7.01 Regulation FD Disclosure | 7.01 The following information (including Exhibit 99.1 referenced below) is being “furnished” in accordance with General Instruction B.2 of Form 8-K and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing. | 8k.htm |
| 2015-09-09 | 8-K | 2015-09-04 | 3.02 Unregistered Sales of Equity Securities | 3.02 Between August 20, 2015 and September 4, 2015, Scio Diamond Technology Corporation (the “Company”) sold 5,216,667 shares of the Company’s Common Stock, par value $.001 per share, at a price of $0.30 per share in exchange for total proceeds of $1,565,000. | 8k.htm |
| 2015-08-13 | 8-K | 2015-08-07 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 As of December 4, 2012, the Company entered into an Agreement of Separation, Waiver and Release with Mr. Joseph Lancia, former Chief Executive Officer of the Company. | 8k.htm |
| 2015-06-29 | 8-K | 2015-06-29 | 2.02 Results of Operations and Financial Condition | 2.02 On February 29, 2015, Scio Diamond Technology Corp. issued a press release announcing its financial results for the fiscal year ending March 31, 2015. | 8k.htm |
| 2015-04-06 | 8-K | 2015-03-31 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Entry into a Material Definitive Agreement. | scio_8k0406.htm |
| 2015-02-13 | 8-K | 2015-02-13 | 2.02 Results of Operations and Financial Condition | 2.02 On February 13, 2015, Scio Diamond Technology Corp. issued a press release announcing its financial results for the third fiscal quarter ended December 31, 2014. | scio_8k0213.htm |
| 2014-12-23 | 8-K | 2014-12-18 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | scio_8k1223.htm |
| 2014-12-22 | 8-K | 2014-12-16 | 1.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 1.02 On December 18, 2014, using a portion of the proceeds of the Loan, the Company prepaid in full and terminated its existing credit facility with Platinum Capital Partners, LP (the "Platinum Credit Facility"). 2.03 The information included under Item 1.01 hereof is incorporated by reference into this Item 2.03. 8.01 On December 22, 2014 the Company issued a press release announcing the Company's entry into the Loan Agreement and the Grower Sale-Lease Agreement. | scio_8k1222.htm |
| 2014-12-15 | 8-K | 2014-12-04 | 8.01 Other Events | 8.01 On October 15, 2013, a plaintiff filed a derivative lawsuit, Sennott v. | scio_8k1204.htm |
| 2014-11-14 | 8-K | 2014-11-10 | 3.02 Unregistered Sales of Equity Securities | 3.02 Between July 17, 2014 and November 10, 2014, Scio Diamond Technology Corporation (the “Company”) sold 2,605,832 shares of the Company’s Common Stock, par value $.001 per share, at a price of $0.30 per share in exchange for total proceeds of $781,750. | scio_8k1110.htm |
| 2014-11-04 | 8-K | 2014-10-29 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 5.07 Submission of Matters to a Vote of Security Holders | 5.02 On October 29, 2014 the Board of Directors (the “Board”) of Scio Diamond Technology Corporation (the “Company”) appointed Jonathan M. Pfohl, 48, as the Chief Financial Officer of the Company. 5.03 On October 29, 2014 the Company held its annual meeting of stockholders (the “2014 Annual Meeting”). 5.07 Set forth below are the matters the Company’s stockholders voted on at the 2014 Annual Meeting and the final voting results. | scio_8k1104.htm |
| 2014-10-29 | 8-K | 2014-10-29 | 7.01 Regulation FD Disclosure; 8.01 Other Events | 7.01 The following information is being “furnished” in accordance with General Instruction B.2 of Form 8-K and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as expressly set forth by specific reference in such filing. 8.01 On October 29, 2014 the Company announced that it will disclose at the 2014 Annual Meeting the status of an ongoing private offering of its Common Stock, par value $.001 per share (“Common Stock”), for a purchase price of $0.30 per share. | scio_8k1029.htm |
| 2014-10-27 | 8-K | 2014-10-27 | 8.01 Other Events | 8.01 On October 2, 2014 Scio Diamond Technology Corporation (the “Company”) entered into a Memorandum of Understanding (the “MOU”) with Renaissance Diamonds, Inc., (“Renaissance”). | scio_8k1027.htm |
| 2014-10-22 | 8-K | 2014-10-16 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 2.03 The information included under Item 1.01 hereof is incorporated by reference into this Item 2.03. 8.01 On October 22, 2014 the Company issued a press release announcing that Bern McPheely, Chairman of the Board and a director of the Company, purchased 133,333 shares of the Company's common stock on September 30, 2014, Bruce Likly, a director of the Company, purchased 187,500 shares of the Company's common stock on October 3, 2014, and Lewis Smoak, a director of the Company, purchased 333,333 shares of the Company's common stock on September 19, 2014. | scio_8k1022.htm |
| 2014-10-01 | 8-K | 2014-09-25 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | scio_8k0728.htm |
| 2014-08-27 | 8-K | 2014-08-27 | 8.01 Other Events | 8.01 On August 27, 2014, Scio Diamond Technology Corporation (the “Company”) issued a press release announcing that it plans to hold its 2014 Annual Meeting of Stockholders on Wednesday, October 29, 2014. | a14-20145_18k.htm |
| 2014-07-21 | 8-K | 2014-07-17 | 8.01 Other Events | 8.01 On Thursday, July 17, 2014, Scio Diamond Technology Corporation (the “Company”) held a conference call during which the Company provided an update on recent events at the Company (the “Investor Call”). | scio_8k0717.htm |
| 2014-07-17 | 8-K | 2014-07-11 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 5.02 On July 11, 2014, the Board of Directors (the "Board") of Scio Diamond Technology Corporation (the "Company" or "Scio") appointed Gerald McGuire, 52, as the President and Chief Executive Officer and a director of the Company. 7.01 The following information is being "furnished" in accordance with General Instruction B.2 of Form 8-K and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing. | scio_8k0711.htm |
| 2014-07-11 | 8-K | 2014-07-10 | 8.01 Other Events | 8.01 On July 10, 2014 Scio Diamond Technology Corporation (the “Company”) issued a press release announcing an investor call for Thursday, July 17, 2014 at 2:00 p.m., Eastern Time to discuss recent developments at the Company. | a14-17031_18k.htm |
| 2014-06-26 | 8-K | 2014-06-22 | 1.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement; 3.03 Material Modification to Rights of Security Holders; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 1.01 Entry into a Material Definitive Agreement. 1.02 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference. 3.03 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference. 5.01 The change in the composition of the board described in Item 5.02 below (as contemplated by the Settlement Agreement, also described below) may, although approved by the board, be deemed to have resulted in a change of “control” of the Company within the meaning of Rule 12b-2 under the Securities Exchange Act of 1934, as amended. 5.02 pending consent contest for the election of directors. 5.03 The Company’s Board, as constituted immediately prior to the restructuring disclosed in Item 5.02 above, acting by unanimous written consent in lieu of a meeting, and pursuant to the Settlement Agreement, repealed, effective June 23, 2014, any amendments to the Bylaws adopted by the Board without the approval of stockholders after May 13, 2010. | a14-16173_18k.htm |
| 2014-06-20 | 8-K | 2014-06-16 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On June 16, 2014, the Board of Directors (the “Board”) of Scio Diamond Technology Corporation (the “Company” or “Scio”) terminated, effective immediately, the employment of Michael W. McMahon, as Chief Executive Officer (principal executive officer) and Jonathan M. Pfohl, as Chief Financial Officer (principal financial officer). | a14-15868_18k.htm |
| 2014-06-02 | 8-K | 2014-05-27 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On May 27, 2014, the Board of Directors (the “Board”) of Scio Diamond Technology Corporation (the “Company” or “Scio”) appointed Gerald McGuire and James Korn as members to the Board. | a14-14584_18k.htm |
| 2014-04-29 | 8-K | 2014-04-29 | 7.01 Regulation FD Disclosure | 7.01 The following information (including Exhibit 99.1 referenced below) is being “furnished” in accordance with General Instruction B.2 of Form 8-K and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing. | a14-11445_18k.htm |
| 2014-04-22 | 8-K | 2014-04-22 | 8.01 Other Events | 8.01 On April 22, 2014, Scio Diamond Technology Corporation (the “Company”) issued a press release relating to proposals made by a small group of shareholders to amend the Company’s Bylaws and nominate directors. | a14-10924_18k.htm |
| 2014-04-16 | 8-K | 2014-04-15 | 1.01 Entry into a Material Definitive Agreement; 3.03 Material Modification to Rights of Security Holders | 1.01 Entry into a Material Definitive Agreement. 3.03 On April 15, 2014, Scio Diamond Technology Corporation (the “Company”) entered into a Rights Agreement between the Company and Empire Stock Transfer Inc., as Rights Agent (as amended from time to time, the “Rights Agreement”) that was previously approved by the Board of Directors of the Company. | a14-10631_18k.htm |
| 2014-04-14 | 8-K | 2014-04-08 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.03 On April 8, 2014, the Board of Directors of the Company adopted and approved, effective April 8, 2014, the Amended and Restated Bylaws of Scio Diamond Technology Corporation (the “Amended and Restated Bylaws”). | a14-10551_18k.htm |
| 2014-04-14 | 8-K | 2014-04-14 | 7.01 Regulation FD Disclosure | 7.01 The following information (including Exhibit 99.1 referenced below) is being “furnished” in accordance with General Instruction B.2 of Form 8-K and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing. | a14-10519_18k.htm |
| 2013-10-29 | 8-K | 2013-10-29 | 7.01 Regulation FD Disclosure | 7.01 The following information (including Exhibit 99.1) is being “furnished” in accordance with General Instruction B.2 of Form 8-K and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing. | a13-23075_18k.htm |
| 2013-10-18 | 8-K | 2013-10-11 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The information contained in Item 1.01 above is incorporated herein by reference. | a13-22497_18k.htm |
| 2013-09-20 | 8-K | 2013-09-16 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | a13-21090_18k.htm |
| 2013-07-05 | 8-K | 2013-06-30 | 1.02 Termination of a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.02 On June 30, 2013, the Consulting Agreements, each dated March 6, 2013 (the “Consulting Agreement”), between Scio Diamond Technology Corporation (the “Company”) and each of Michael R. Monahan and Theo Strous, were terminated by mutual agreement of the Company and each of Messrs. 5.02 On June 30, 2013, Michael R. Monahan notified the Board of his intent to resign from the Board, effective June 30, 2013. | a13-16238_18k.htm |
| 2013-06-27 | 8-K | 2013-06-21 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The information contained in Item 1.01 above is incorporated herein by reference. | a13-15798_18k.htm |
| 2013-05-20 | 8-K | 2013-05-20 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (a) On May 14, 2013, Bernard McPheely submitted a letter addressed to Scio Diamond Technology Corporation (the “Company”), in which he informed the Company of his resignation as a member of the Board of Directors of the Company (the “Board”), effective immediately. | a13-12801_18k.htm |
| 2013-04-19 | 8-K | 2013-04-18 | 7.01 Regulation FD Disclosure | 7.01 The following information (including Exhibit 99.1 and Exhibit 99.2 referenced below) is being “furnished” in accordance with General Instruction B.2 of Form 8-K and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing. | a13-10392_18k.htm |
| 2013-03-07 | 8-K | 2013-01-16 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On March 4, 2013, Jonathan Pfohl was appointed to the position of Chief Financial Officer of Scio Diamond Technology Corporation (the “Company”). | a13-7013_18k.htm |
| 2013-02-04 | 8-K | 2013-01-29 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 5.02 On January 29, 2013, the Board of Directors of Scio Diamond Technology Corporation (the “Company”) appointed Michael W. McMahon to serve as Chief Executive Officer of the Company, effective on February 1, 2013. 7.01 On February 1, 2013, the Company issued a press release announcing the appointment of Mr. McMahon as Chief Executive Officer. | a13-4346_18k.htm |
| 2013-01-25 | 8-K | 2013-01-24 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On January 24, 2013, Stephen D. Kelley notified the Board of Directors of Scio Diamond Technology Corporation (the “Company”) of his resignation, effective on January 24, 2013. | a13-3745_18k.htm |
| 2013-01-17 | 8-K | 2013-01-16 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 The following information (including Exhibit 99.1 and Exhibit 99.2 referenced below) is being “furnished” in accordance with General Instruction B.2 of Form 8-K and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing. 7.01 The disclosure set forth under Item 2.02 above is incorporated herein by reference. | a13-2998_18k.htm |
| 2012-12-07 | 8-K | 2012-11-30 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On November 30, 2012, Joseph D. Lancia resigned from the Board of Directors (the “Board”) of Scio Diamond Technology Corporation, a Nevada corporation (the “Company”). | a12-28859_18k.htm |
| 2012-08-17 | 8-K | 2012-08-13 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On August 13, 2012, the Board of Directors of Scio Diamond Technology Corporation (the “Company”) voted to expand the size of the Board of Directors from four members to five members and appointed Mr. Bernard M. McPheely to fill the newly created vacancy, effective immediately. | a12-18513_18k.htm |
| 2012-08-16 | 8-K/A | 2011-08-16 | 5.06 Change in Shell Company Status | 5.06 On August 18, 2011, the Company filed a Form 8-K which stated that, as a result of the Scio Asset Purchase Agreement pursuant to which the Company purchased the name “Scio Diamond Technology Corporation” and acquired other rights from Private Scio on August 5, 2011, the Company concluded that it was no longer a shell corporation as that term is defined in Rule 405 of the Securities Act of 1933 and Rule 12b-2 of the Securities Exchange Act of 1934. | eightka.htm |
| 2012-08-08 | 8-K | 2012-08-03 | 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics | 5.05 On August 3, 2012, the Company’s Board of Directors adopted an amended and restated Code of Ethics and Business Conduct, which shall apply to all directors, officers, and employees of the Company. | eightk.htm |
| 2012-07-30 | 8-K | 2012-07-24 | 7.01 Regulation FD Disclosure | 7.01 Scio Diamond Technology Corporation (the "Company") has signed a purchase order with an international supplier of precision diamond cutting tool products pursuant to which the Company will be providing CVD single crystal diamond in specified wafer sizes. | eightk.htm |
| 2012-06-08 | 8-K | 2012-06-05 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 3.02 On June 5, 2012, Scio Diamond Technology Corporation, a Nevada corporation, (the “Company”) entered into an asset purchase agreement (the “Asset Purchase Agreement”) with Apollo Diamond Gemstone Corporation (“ADGC”) for the purchase of substantially all of the assets of ADGC in exchange for $100,000 in cash and the opportunity for certain current and former ADGC stockholders to acquire up to approximately 1 million shares of common stock of the Company for $0.01 per share (the “ADGC Offering”). | eightk.htm |
| 2012-06-01 | 8-K | 2012-05-07 | 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On May 7, 2012, SCIO Diamond Technology Corporation (the “Company”) entered into Qualified Stock Option Grant Agreements (collectively, the “Agreements”) with certain of its executive officers (the “Optionees”) pursuant to which such executive officers were granted options (collectively, the “Options”) to purchase shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”) under the terms of the SCIO Diamond Technology Corporation 2012 Share Incentive Plan (the “Plan”). | eightk.htm |
| 2012-05-15 | 8-K | 2011-08-31 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review | 1.01 Entry into a Material Definitive Agreement. 4.02 Scio Diamond Technology Corporation (the "Company") intends to acquire substantially all of the assets of Apollo Diamond Gemstone Corporation ("ADGC") in exchange for approximately $100,000 in cash and the issuance of warrants to acquire approximately 1 million shares of common stock of the Company for $0.01 per share to certain current and former ADGC stockholders (the "ADGC Transaction"). | eightk.htm |
| 2012-05-10 | 8-K | 2012-05-04 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 3.02 On May 4, 2012, Scio Diamond Technology Corporation, a Nevada corporation (the “Company”), entered into subscription agreements (the “Subscription Agreements”) with certain accredited investors (the “Investors”) for the purchase and sale of an aggregate of up to 2,750,000 Units (the “Units”), with each Unit consisting of one share of its common stock, par value $0.001 per share (collectively, the “Shares”), and a Warrant (collectively, the “Warrants”) to purchase one share of its common stock at $1.60 per share, for an aggregate purchase price of up to $2,200,000. | eightk.htm |
| 2012-03-23 | 8-K | 2012-03-19 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On March 22, 2012, the Board of Directors of the Scio Diamond Technology Corporation a Nevada corporation (the “Company” or “Registrant”) dismissed Gruber & Company, LLC (the “Former Accountant”) as the Registrant’s independent registered public accountants, and the Board of Directors approved the engagement of Cherry, Bekaert & Holland, LLP. | eightk.htm |
| 2012-02-16 | 8-K | 2012-02-16 | 7.01 Regulation FD Disclosure | 7.01 On February 16, 2012, Scio Diamond Technology Corporation (the “Company”) issued a press release updating investors on their recent technology progress and business outlooks. | eightk.htm |
| 2012-02-02 | 8-K | 2012-01-31 | 3.02 Unregistered Sales of Equity Securities | 3.02 On January 31 , 2012, the Company sold 6,663,070 restricted shares at $.70 per share in a private placement with an aggregate total sale of approximately $4,664,149. | eightk.htm |
| 2012-01-20 | 8-K | 2012-01-17 | 7.01 Regulation FD Disclosure | 7.01 On January 17th, 2012, Scio Diamond Technology Corporation (the “Company”) issued a press release announcing the successful completion of the Company’s participation as a presenter at the 14th Annual ICR XChange Conference in Miami, Florida. | eightk.htm |
| 2012-01-06 | 8-K | 2012-01-04 | 7.01 Regulation FD Disclosure | 7.01 On January 4th, 2012, Scio Diamond Technology Corporation (the “Company”) issued a press release announcing the Company’s participation as a presenter at the 14th Annual ICR XChange Conference in Miami, Florida. | eightk.htm |
| 2011-12-13 | 8-K | 2011-12-08 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 · On December 7, 2011, Charles G. Nichols was appointed as Chief Financial Officer of the Company, with an effective starting date of January 1, 2012. | eightk.htm |
| 2011-11-08 | 8-K | 2011-11-08 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On October 27, 2011 Gruber & Company, LLC (“Gruber”) was engaged as the registered independent public accountant for Scio Diamond Technology Corp., a Nevada corporation (the “Company”) and Silberstein Ungar, PLLC CPA’s and Business Advisors (“Ungar”) was dismissed as the registered independent public accountant for the Company. | eightk.htm |
| 2011-10-17 | 8-K | 2011-10-17 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 · On October 12, 2011, Michael W. McMahon was appointed as Chief Operating Officer of the Company. | eightk.htm |
| 2011-09-02 | 8-K | 2011-08-31 | 1.01 Entry into a Material Definitive Agreement | 1.01 On August 31, 2011, Scio Diamond Technology Corporation, a Nevada Corporation (the "Company"), executed an Asset Purchase Agreement (the "Agreement") with Apollo Diamond, Inc. (“ADI”). | eightk.htm |
| 2011-08-19 | 8-K/A | 2011-08-19 | 5.06 Change in Shell Company Status | 5.06 Management has determined that, as of the date of this Current Report, given the current level of our operations, the Company is no longer a shell corporation as that term is defined in Rule 405 of the Securities Act and Rule 12b-2 of the Exchange Act. | eightka.htm |
| 2011-08-18 | 8-K | 2011-08-17 | 5.06 Change in Shell Company Status | 5.06 Management has determined that, as of the date of this Current Report, given the current level of our operations, the Company is no longer a shell corporation as that term is defined in Rule 405 of the Securities Act and Rule 12b-2 of the Exchange Act. | eightk.htm |
| 2011-08-15 | 8-K/A | 2011-08-11 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | 1.01 On August 5, 2011, Scio Diamond Technology Corporation, a Nevada Corporation (the "Company"), (formerly Krossbow Holding Corporation) executed an Asset Purchase Agreement (the "Agreement"). 3.02 The information set forth above in item 1.01 of this Current Report on Form 8-K is incorporated herein by reference. 5.01 On August 5, 2011, Edward S. Adams and Michael R. Monahan acquired control of two million (2,000,000) shares of the Company’s issued and outstanding common stock, which at the time, represented approximately 31.25% of the Company’s total issued and outstanding common stock, from Jason Kropp in accordance with a common stock purchase agreement among Mr. Kropp, Mr. Adams and Mr. Monahan (the “Stock Purchase Agreement”). 5.02 On August 5, 2011, Jason Kropp resigned from all positions with the Company, including but not limited to, that of President, Chief Executive Officer, Chief Financial Officer, Treasurer, Secretary and Director. 5.03 On August 5, 2011, Krossbow Holdings Corporation , a Nevada corporation (the “Company”), filed a Certificate of Amendment to its Articles of Incorporation (the “Amendment”) with the Secretary of State of Nevada. 8.01 On July 13, 2011 the Board of Directors of the Company resolved to authorize a 2-for-1 forward split of its issued and outstanding common shares, whereby every one (1) old share of common stock will be exchanged for two (2) new shares of the Company's common stock, to become effective on August 5, 2011. | eightka.htm |
| 2011-08-11 | 8-K | 2011-08-09 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | 1.01 On August 5, 2011, Scio Diamond Technology Corporation, a Nevada Corporation (the "Company"), (formerly Krossbow Holding Corporation) executed an Asset Purchase Agreement (the "Agreement"). 3.02 The information set forth above in item 1.01 of this Current Report on Form 8-K is incorporated herein by reference. 5.01 On August 5, 2011, Edward S. Adams and Michael R. Monahan acquired control of two million (2,000,000) shares of the Company’s issued and outstanding common stock, which at the time, represented approximately 31.25% of the Company’s total issued and outstanding common stock, from Jason Kropp in accordance with a common stock purchase agreement among Mr. Kropp, Mr. Adams and Mr. Monahan (the “Stock Purchase Agreement”). 5.02 On August 5, 2011, Jason Kropp resigned from all positions with the Company, including but not limited to, that of President, Chief Executive Officer, Chief Financial Officer, Treasurer, Secretary and Director. 5.03 On August 5, 2011, Krossbow Holdings Corporation , a Nevada corporation (the “Company”), filed a Certificate of Amendment to its Articles of Incorporation (the “Amendment”) with the Secretary of State of Nevada. 8.01 On July 13, 2011 the Board of Directors of the Company resolved to authorize a 2-for-1 forward split of its issued and outstanding common shares, whereby every one (1) old share of common stock will be exchanged for two (2) new shares of the Company's common stock, to become effective on August 5, 2011. | eightk.htm |