SCHIFF NUTRITION INTERNATIONAL, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 81 rows, 81 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-17: Reporting owner Milsten Scott; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-12-17: Reporting owner BATY JOSEPH W; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-12-17: Reporting owner KIMMEL ROGER H; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-12-17: Reporting owner KIMMEL ROGER H; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-17 | Milsten Scott Officer (SVP, GC & Secretary) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $11.31 exercise price | 2012-12-17 | |
| 2012-12-17 | BATY JOSEPH W Officer (Executive VP & CFO) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −190,000 0 owned after | $11.05 exercise price | 2012-12-17 | |
| 2012-12-17 | KIMMEL ROGER H Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $5.27 exercise price | 2012-12-17 | |
| 2012-12-17 | KIMMEL ROGER H Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $5.50 exercise price | 2012-12-17 | |
| 2012-12-17 | COREY RONALD L Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $4.27 exercise price | 2012-12-17 | |
| 2012-12-17 | COREY RONALD L Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $5.27 exercise price | 2012-12-17 | |
| 2012-12-17 | COREY RONALD L Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $5.50 exercise price | 2012-12-17 | |
| 2012-12-17 | Steeves-Kiss Jennifer Lori Officer (SVP, Chief Marketing Officer) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −160,000 0 owned after | $11.06 exercise price | 2012-12-17 | |
| 2012-12-17 | AMIN TARANG Director, Officer (President and CEO) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,063,643 0 owned after | $8.44 exercise price | 2012-12-17 | |
| 2012-12-17 | Fieldman Jonathan T. Officer (SVP - Operations) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −160,000 0 owned after | $9.63 exercise price | 2012-12-17 | |
| 2012-12-17 | Fieldman Jonathan T. Officer (SVP - Operations) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $11.05 exercise price | 2012-12-17 | |
| 2012-12-17 | Baruch Richard F Jr Officer (SVP - Chief Commercial Officer) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −160,000 0 owned after | $17.96 exercise price | 2012-12-17 | |
| 2012-08-03 | COREY RONALD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $4.54 | 2012-08-07 | |
| 2012-07-02 | Baruch Richard F Jr Officer (SVP, Chief Commercial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +160,000 160,000 owned after | $17.96 exercise price | 2012-07-03 | |
| 2012-03-07 | KIMMEL ROGER H Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +15,000 0 owned after | $4.54 exercise price | 2012-03-09 | |
| 2012-03-07 | KIMMEL ROGER H Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +17,500 0 owned after | $4.27 exercise price | 2012-03-09 | |
| 2011-10-14 | MCDERMOTT BRIAN P Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,867 0 owned after | $4.00 exercise price | 2011-10-17 | |
| 2011-10-13 | MCDERMOTT BRIAN P Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,633 3,867 owned after | $4.00 exercise price | 2011-10-17 | |
| 2011-10-03 | Durkee Shane Officer (SVP, R&D) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +160,000 160,000 owned after | $11.00 exercise price | 2011-10-05 | |
| 2011-09-16 | COREY RONALD L Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $4.00 | 2011-09-19 | |
| 2011-07-28 | Fieldman Jonathan T. Officer (SVP, Operations) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 161,000 owned after | $11.05 exercise price | 2011-08-01 | |
| 2011-07-28 | BATY JOSEPH W Officer (EVP & CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +190,000 190,000 owned after | $11.05 exercise price | 2011-08-01 | |
| 2011-07-12 | Milsten Scott Officer (SVP, GC & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $11.31 exercise price | 2011-07-14 | |
| 2011-07-01 | Steeves-Kiss Jennifer Lori Officer (SVP, Chief Marketing Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +160,000 160,000 owned after | $11.06 exercise price | 2011-07-06 | |
| 2011-05-10 | Fieldman Jonathan T. Officer (SVP, Operations) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +160,000 160,000 owned after | $9.63 exercise price | 2011-05-12 | |
| 2011-03-07 | AMIN TARANG Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +654,550 654,550 owned after | $8.44 exercise price | 2011-03-09 | |
| 2011-03-07 | AMIN TARANG Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +409,093 409,093 owned after | $8.44 exercise price | 2011-03-09 | |
| 2011-01-03 | BATY JOSEPH W Officer (Exec VP, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −78,750 0 owned after | $1.59 exercise price | 2011-01-05 | |
| 2011-01-03 | BATY JOSEPH W Officer (Exec VP, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,000 0 owned after | $4.82 exercise price | 2011-01-05 | |
| 2010-12-13 | KIMMEL ROGER H Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 0 owned after | $4.00 exercise price | 2010-12-15 | |
| 2010-11-02 | ELITHARP THOMAS H Officer (EVP, Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 0 owned after | $1.59 exercise price | 2010-11-04 | |
| 2010-11-02 | ELITHARP THOMAS H Officer (EVP, Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,000 0 owned after | $4.82 exercise price | 2010-11-04 | |
| 2010-10-14 | WOOD BRUCE J Director, Officer (President, CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450,000 0 owned after | $1.59 exercise price | 2010-10-18 | |
| 2010-10-14 | WOOD BRUCE J Director, Officer (President, CEO) | 4 | Stock Option (Right to Buy) (Class A Common Stock) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $4.82 exercise price | 2010-10-18 | |
| 2010-01-21 | COREY RONALD L Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $1.65 | 2010-01-22 | |
| 2009-10-26 | POWELL H F Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $1.65 | 2009-10-28 | |
| 2009-10-26 | POWELL H F Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $1.65 | 2009-10-28 | |
| 2009-10-26 | POWELL H F Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $4.00 | 2009-10-28 | |
| 2009-10-26 | POWELL H F Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $4.27 | 2009-10-28 | |
| 2009-10-26 | POWELL H F Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $5.27 | 2009-10-28 | |
| 2009-10-26 | POWELL H F Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $4.61 | 2009-10-28 | |
| 2009-10-26 | POWELL H F Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $4.68 | 2009-10-28 | |
| 2009-10-16 | KIMMEL ROGER H Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 0 owned after | $1.65 | 2009-10-19 | |
| 2009-09-29 | POWELL H F Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $1.40 | 2009-10-01 | |
| 2009-09-29 | POWELL H F Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $1.48 | 2009-10-01 | |
| 2009-09-21 | COREY RONALD L Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $1.40 | 2009-09-22 | |
| 2009-09-21 | COREY RONALD L Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $1.48 | 2009-09-22 | |
| 2009-08-17 | KIMMEL ROGER H Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $1.40 | 2009-08-19 | |
| 2009-08-17 | KIMMEL ROGER H Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $1.40 | 2009-08-19 | |
| 2009-08-17 | KIMMEL ROGER H Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 0 owned after | $1.48 | 2009-08-19 | |
| 2009-03-26 | MCDERMOTT BRIAN P Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,700 0 owned after | $2.50 | 2009-11-10 | |
| 2009-03-26 | MCDERMOTT BRIAN P Director | 4/A | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,700 0 owned after | $2.50 | 2009-04-02 | |
| 2009-03-26 | MCDERMOTT BRIAN P Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,700 0 owned after | $2.50 | 2009-03-27 | |
| 2009-03-25 | MCDERMOTT BRIAN P Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,677 1,700 owned after | $2.50 | 2009-03-26 | |
| 2009-03-24 | MCDERMOTT BRIAN P Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $1.65 | 2009-03-26 | |
| 2009-03-24 | MCDERMOTT BRIAN P Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,623 8,377 owned after | $2.50 | 2009-03-26 | |
| 2009-01-25 | POWELL H F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $4.68 | 2009-01-27 | |
| 2009-01-07 | BATY JOSEPH W Officer (Exec VP, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 0 owned after | $3.00 | 2009-01-08 | |
| 2009-01-02 | ELITHARP THOMAS H Officer (EVP, Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,400 0 owned after | $3.00 | 2009-01-06 | |
| 2009-01-02 | ELITHARP THOMAS H Officer (EVP, Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $3.00 | 2009-01-06 | |
| 2008-11-05 | KIMMEL ROGER H Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $2.81 | 2008-11-10 | |
| 2008-11-03 | COREY RONALD L Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 0 owned after | $2.81 | 2008-11-04 | |
| 2008-10-01 | THOMSON DANIEL A Officer (EVP, General Counsel, Secrty) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,250 0 owned after | $1.59 | 2008-10-03 | |
| 2008-10-01 | THOMSON DANIEL A Officer (EVP, General Counsel, Secrty) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,000 0 owned after | $4.82 | 2008-10-03 | |
| 2008-09-23 | ELITHARP THOMAS H Officer (EVP, Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 40,400 owned after | $3.00 | 2008-09-24 | |
| 2008-09-22 | ELITHARP THOMAS H Officer (EVP, Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,500 40,500 owned after | $3.00 | 2008-09-24 | |
| 2008-09-08 | THOMSON DANIEL A Officer (EVP, General Counsel, Secrty) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $3.00 | 2008-09-10 | |
| 2008-08-25 | WOOD BRUCE J Director, Officer (President, CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $3.00 | 2008-08-27 | |
| 2008-08-25 | BATY JOSEPH W Officer (Exec VP, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $3.00 | 2008-08-27 | |
| 2008-01-24 | POWELL H F Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $3.31 | 2008-01-25 | |
| 2007-10-31 | KIMMEL ROGER H Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,000 0 owned after | $3.19 | 2007-11-01 | |
| 2007-10-22 | COREY RONALD L Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 0 owned after | $3.19 | 2007-10-22 | |
| 2007-10-03 | COREY RONALD L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.50 | 2007-10-05 | |
| 2007-10-03 | KIMMEL ROGER H Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.50 | 2007-10-05 | |
| 2007-06-08 | MCDERMOTT BRIAN P Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.90 | 2007-06-12 | |
| 2006-10-23 | KIMMEL ROGER H Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,000 0 owned after | $5.06 | 2006-10-24 | |
| 2006-10-23 | KIMMEL ROGER H Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $4.81 | 2006-10-24 | |
| 2006-10-19 | COREY RONALD L Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,900 0 owned after | $5.06 | 2006-10-20 | |
| 2006-10-18 | COREY RONALD L Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,100 2,900 owned after | $5.06 | 2006-10-20 | |
| 2006-04-04 | COREY RONALD L Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 5,000 owned after | $1.40 | 2006-04-06 | |
| 2006-04-04 | COREY RONALD L Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $1.40 | 2006-04-06 |