SB ONE BANCORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows, 25 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-07-31: Reporting owner LEPPERT EDWARD J; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-07-31: Reporting owner Giannola Vito; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-07-31: Reporting owner LABOZZETTA ANTHONY J; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-05-21: Reporting owner Giannola Vito; Form 3/A; Security Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-07-31 | LEPPERT EDWARD J Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $12.83 exercise price | 2020-08-06 | |
| 2020-07-31 | Giannola Vito Officer (SEVP & CBO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $9.97 exercise price | 2020-08-06 | |
| 2020-07-31 | LABOZZETTA ANTHONY J Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,216 0 owned after | $12.83 exercise price | 2020-08-06 | |
| 2020-05-21 holding as of filing | Giannola Vito Officer (SEVP and Chief Banking Officer) | 3/A | Stock Option (right to buy) Derivative · Direct | Holding | $9.97 exercise price | 2020-05-21 | ||
| 2020-05-21 holding as of filing | Giannola Vito Officer (SEVP and Chief Banking Officer) | 3/A | Stock Option (right to buy) Derivative · Direct | Holding | $12.83 exercise price | 2020-05-21 | ||
| 2016-02-24 | LABOZZETTA ANTHONY J Officer (President and CEO) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,216 11,216 owned after | $12.83 exercise price | 2020-05-21 | |
| 2016-02-24 | LABOZZETTA ANTHONY J Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,316 35,842 owned after | $12.83 exercise price | 2016-02-26 | |
| 2016-02-24 | LEPPERT EDWARD J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $12.83 exercise price | 2016-02-26 | |
| 2016-02-24 | Fusco Steven Mark Anthony Officer (SEVP / CFO and Treasurer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 19,381 owned after | $12.83 exercise price | 2016-02-26 | |
| 2015-02-06 | LABOZZETTA ANTHONY J Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,526 24,526 owned after | $10.25 exercise price | 2015-02-10 | |
| 2015-02-06 | Fusco Steven Mark Anthony Officer (SEVP/Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,381 13,381 owned after | $10.25 exercise price | 2015-02-10 | |
| 2015-02-06 | Breitenstein Kurt Officer (EVP/Chief Lending Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,831 6,831 owned after | $10.25 exercise price | 2015-02-10 | |
| 2014-11-05 | LABOZZETTA ANTHONY J Officer (President / CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $9.97 exercise price | 2014-11-06 | |
| 2014-11-05 | Fusco Steven Mark Anthony Officer (SEVP/Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $9.97 exercise price | 2014-11-06 | |
| 2014-11-05 | Breitenstein Kurt Officer (EVP/Chief Lending Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $9.97 exercise price | 2014-11-06 | |
| 2008-01-03 | SCOTT RICHARD W Director | 4 | Option right to purchase stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,158 0 owned after | $9.22 exercise price | 2008-01-04 | |
| 2007-04-16 | ACKERSON IRVIN Director | 4 | Option to purchase stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,158 0 owned after | $7.76 exercise price | 2007-04-16 | |
| 2007-01-19 | SCOTT RICHARD W Director | 4 | Option right to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,158 0 owned after | $7.76 exercise price | 2007-01-22 | |
| 2006-10-18 | HARPER GEORGE Other (President of Tri-State Sub.) | 4 | Option right to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,103 0 owned after | $9.30 exercise price | 2006-10-18 | |
| 2006-10-18 | ACKERSON IRVIN Director | 4 | Option to purchase stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,103 0 owned after | $9.30 exercise price | 2006-10-18 | |
| 2006-10-16 | LEPPERT EDWARD J Director | 4 | option right to purchaes tock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,103 0 owned after | $9.30 exercise price | 2006-10-17 | |
| 2006-09-20 | SCOTT RICHARD W Director | 4 | Option right to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,103 0 owned after | $9.30 exercise price | 2006-09-20 | |
| 2006-09-20 | CARISTIA KATHERINE H Other (Director of Sussex Bank) | 4 | Option right to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,103 0 owned after | $9.30 exercise price | 2006-09-20 | |
| 2006-07-24 | LEATHAM CANDACE Officer (CFO) | 4 | Option right to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,309 0 owned after | $9.43 exercise price | 2006-07-25 | |
| 2006-01-13 | SCOTT RICHARD W Director | 4 | Option right ro purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,181 0 owned after | $7.49 exercise price | 2006-01-13 |