SAVWATT USA, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-08-08: Reporting owner Sutton Isaac H; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2012-08-08: Reporting owner Sutton Isaac H; Form 4; Security Series A Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-04-07: Reporting owner Sutton Isaac H; Form 4; Security Series A Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-01-03: Reporting owner Sutton Isaac H; Form 4; Security Series A Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-08-08 | Sutton Isaac H Director, Officer (President, CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Sutton Global Associates, Inc. | C Conversion of derivative security | 0 owned after | $0.00 | 2012-08-24 | |
| 2012-08-08 | Sutton Isaac H Director, Officer (President, CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Sutton Global Associates, Inc. | P Open market or private purchase of non-derivative or derivative security | 5,000,000 owned after | $0.01 | 2012-08-24 | |
| 2012-04-07 | Sutton Isaac H Director, Officer (President, CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Sutton Global Associates, Inc. | P Open market or private purchase of non-derivative or derivative security | 25,000,000 owned after | $0.01 | 2012-08-24 | |
| 2012-01-03 | Sutton Isaac H Director, Officer (President, CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Sutton Global Associates, Inc. | P Open market or private purchase of non-derivative or derivative security | 16,000,000 owned after | $0.05 | 2012-08-24 | |
| 2011-02-04 | Sutton Isaac H Director, Officer (President), 10% Owner | 4/A | Series A Convertible Preferred Stock Derivative · Indirect · By Sutton Global Associates, Inc. | S Open market or private sale of non-derivative or derivative security | +5,000,000 5,000,000 owned after | $0.00 | 2011-04-12 | |
| 2011-02-04 | Sutton Isaac H Director, Officer (President), 10% Owner | 5/A | Series A Convertible Preferred Stock Derivative · Indirect · By Sutton Global Associates, Inc. | S Open market or private sale of non-derivative or derivative security | +5,000,000 5,000,000 owned after | $0.00 | 2011-04-12 | |
| 2011-02-04 | Sutton Isaac H Director, Officer (President), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Sutton Global Associates, Inc. | S Open market or private sale of non-derivative or derivative security | +5,000,000 5,000,000 owned after | $0.00 | 2011-02-07 | |
| 2011-02-04 | Sutton Isaac H Director, Officer (President), 10% Owner | 5 | Series A Convertible Preferred Stock Derivative · Indirect · By Sutton Global Associates, Inc. | S Open market or private sale of non-derivative or derivative security | +5,000,000 5,000,000 owned after | $0.00 | 2011-02-07 |