Satsuma Pharmaceuticals, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows, 24 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-09-18: Reporting owner BONDERMAN DAVID | COULTER JAMES G | TPG Group Holdings (SBS) Advisors, Inc.; Form 3; Security Series A Preferred Stock; Transaction Holding.
- 2019-09-18: Reporting owner BONDERMAN DAVID | COULTER JAMES G | TPG Group Holdings (SBS) Advisors, Inc.; Form 3; Security Series B Preferred Stock; Transaction Holding.
- 2019-09-17: Reporting owner COULTER JAMES G | BONDERMAN DAVID | TPG Group Holdings (SBS) Advisors, Inc.; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2019-09-17: Reporting owner COULTER JAMES G | BONDERMAN DAVID | TPG Group Holdings (SBS) Advisors, Inc.; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-09-18 holding as of filing | BONDERMAN DAVID | COULTER JAMES G | TPG Group Holdings (SBS) Advisors, Inc. 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Explanation of Responses | Holding | no price filed | 2019-09-18 | ||
| 2019-09-18 holding as of filing | BONDERMAN DAVID | COULTER JAMES G | TPG Group Holdings (SBS) Advisors, Inc. 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Explanation of Responses | Holding | no price filed | 2019-09-18 | ||
| 2019-09-17 | COULTER JAMES G | BONDERMAN DAVID | TPG Group Holdings (SBS) Advisors, Inc. 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Explanation of Responses | C Conversion of derivative security | −1,004,205 0 owned after | no price filed | 2019-09-18 | |
| 2019-09-17 | COULTER JAMES G | BONDERMAN DAVID | TPG Group Holdings (SBS) Advisors, Inc. 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Explanation of Responses | C Conversion of derivative security | −781,734 0 owned after | no price filed | 2019-09-18 | |
| 2019-09-17 | Hadley Harbor Master Investors (Cayman) II L.P. 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,105,154 0 owned after | $0.00 | 2019-09-17 | |
| 2019-09-17 | Kolchinsky Peter | RA CAPITAL MANAGEMENT, LLC | RA Capital Healthcare Fund LP 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,008,409 0 owned after | no price filed | 2019-09-17 | |
| 2019-09-17 | Kolchinsky Peter | RA CAPITAL MANAGEMENT, LLC | RA Capital Healthcare Fund LP 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,340,116 0 owned after | no price filed | 2019-09-17 | |
| 2019-09-17 | Shah Rajeev M. Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See FN | C Conversion of derivative security | −1,642,879 0 owned after | no price filed | 2019-09-17 | |
| 2019-09-17 | Shah Rajeev M. Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See FN | C Conversion of derivative security | −365,530 0 owned after | no price filed | 2019-09-17 | |
| 2019-09-17 | Shah Rajeev M. Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See FN | C Conversion of derivative security | −1,139,635 0 owned after | no price filed | 2019-09-17 | |
| 2019-09-17 | Shah Rajeev M. Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See FN | C Conversion of derivative security | −200,481 0 owned after | no price filed | 2019-09-17 | |
| 2019-09-17 | TAKANASHI KEN Director | 4 | Series A Preferred Stock Derivative · Indirect · See FN | C Conversion of derivative security | −33,741 0 owned after | no price filed | 2019-09-17 | |
| 2019-09-17 | TAKANASHI KEN Director | 4 | Series B Preferred Stock Derivative · Indirect · See FN | C Conversion of derivative security | −307,110 0 owned after | no price filed | 2019-09-17 | |
| 2019-09-12 holding as of filing | Hadley Harbor Master Investors (Cayman) II L.P. 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2019-09-12 | ||
| 2019-09-12 holding as of filing | Kolchinsky Peter | RA Capital Healthcare Fund LP | RA CAPITAL MANAGEMENT, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-09-12 | ||
| 2019-09-12 holding as of filing | Kolchinsky Peter | RA Capital Healthcare Fund LP | RA CAPITAL MANAGEMENT, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-09-12 | ||
| 2019-09-12 holding as of filing | Kolchinsky Peter | RA Capital Healthcare Fund LP | RA CAPITAL MANAGEMENT, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-09-12 | ||
| 2019-09-12 holding as of filing | Kolchinsky Peter | RA Capital Healthcare Fund LP | RA CAPITAL MANAGEMENT, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-09-12 | ||
| 2019-09-12 holding as of filing | TAKANASHI KEN Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-09-12 | ||
| 2019-09-12 holding as of filing | TAKANASHI KEN Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-09-12 | ||
| 2019-09-12 holding as of filing | Shah Rajeev M. Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-09-12 | ||
| 2019-09-12 holding as of filing | Shah Rajeev M. Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-09-12 | ||
| 2019-09-12 holding as of filing | Shah Rajeev M. Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-09-12 | ||
| 2019-09-12 holding as of filing | Shah Rajeev M. Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-09-12 |