SAPIENT CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-30: Reporting owner Oversohl Christian; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-11: Reporting owner HERRICK ALAN J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-11: Reporting owner HERRICK ALAN J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-11: Reporting owner HERRICK ALAN J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-30 | Oversohl Christian Officer (SVP and Managing Director) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $7.25 exercise price | 2011-12-01 | |
| 2011-11-11 | HERRICK ALAN J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −343 0 owned after | $7.25 exercise price | 2011-11-15 | |
| 2011-11-11 | HERRICK ALAN J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $5.93 exercise price | 2011-11-15 | |
| 2011-11-11 | HERRICK ALAN J Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,157 0 owned after | $7.25 exercise price | 2011-11-15 | |
| 2011-11-07 | BRADFORD PRESTON B Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,667 0 owned after | $5.93 exercise price | 2011-11-09 | |
| 2011-11-07 | BRADFORD PRESTON B Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 0 owned after | $7.25 exercise price | 2011-11-09 | |
| 2011-11-07 | BRADFORD PRESTON B Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,750 0 owned after | $1.47 exercise price | 2011-11-09 | |
| 2011-11-07 | BRADFORD PRESTON B Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,833 0 owned after | $7.00 exercise price | 2011-11-09 | |
| 2011-05-13 | BRADFORD PRESTON B Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 0 owned after | $10.90 exercise price | 2011-05-17 | |
| 2011-05-10 | Oversohl Christian Officer (SVP and Managing Director) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $5.93 exercise price | 2011-05-12 | |
| 2011-05-09 | BRADFORD PRESTON B Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 0 owned after | $10.90 exercise price | 2011-05-10 | |
| 2011-05-09 | BRADFORD PRESTON B Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 2,250 owned after | $10.90 exercise price | 2011-05-10 | |
| 2011-03-14 | BRADFORD PRESTON B Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $10.31 exercise price | 2011-03-17 |