SAJAN INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-13: Reporting owner Maerz Michael O; Form 4; Security Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2007-10-26: Reporting owner GOODWIN MORRIS JR; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-10-26: Reporting owner SAND BENNO G; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-10-26: Reporting owner MCPEAK MERRILL A/; Form 4; Security Stock Option (right to buy) (1); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-13 | Maerz Michael O Director | 4 | Stock Option Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +5,000 40,000 owned after | $0.72 | 2007-12-14 | |
| 2007-10-26 | GOODWIN MORRIS JR Director | 4 | Stock Option (right to buy) Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 35,000 owned after | $1.07 | 2007-10-29 | |
| 2007-10-26 | SAND BENNO G Director | 4 | Stock Option (right to buy) Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 70,001 owned after | $1.07 | 2007-10-29 | |
| 2007-10-26 | MCPEAK MERRILL A/ Director | 4 | Stock Option (right to buy) (1) Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 35,000 owned after | $1.07 | 2007-10-29 | |
| 2007-10-02 holding as of filing | Corvese Russell E Officer (VP of Sales) | 3 | Stock Option Derivative · Direct | Holding | $1.07 exercise price | 2007-10-02 | ||
| 2007-10-01 | Corvese Russell E Officer (VP of Sales) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,000 350,000 owned after | $1.07 | 2007-10-02 | |
| 2007-09-17 | Sweeney Daniel Jerome Officer (Chief Operating Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 298,334 owned after | $1.22 | 2007-09-19 | |
| 2007-09-17 | CRUCKSHANK JAMES W Officer (CFO and VP of Administration) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 260,000 owned after | $1.22 | 2007-09-19 | |
| 2007-09-17 | Riley Sean P Officer (Vice President of Marketing) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 215,000 owned after | $1.22 | 2007-09-19 | |
| 2007-09-17 | Timothy Teckman A Officer (Vice President of Engineering) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 196,667 owned after | $1.22 | 2007-09-19 | |
| 2007-05-17 | BELL RONALD K Officer (Chief Technology Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 103,334 owned after | $1.69 | 2007-05-18 | |
| 2007-05-17 | CRUCKSHANK JAMES W Officer (CFO and VP of Administration) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 220,000 owned after | $1.69 | 2007-05-18 | |
| 2007-05-17 | Riley Sean P Officer (Vice President of Marketing) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 150,000 owned after | $1.69 | 2007-05-18 | |
| 2007-05-17 | Sweeney Daniel Jerome Officer (Chief Operating Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 258,334 owned after | $1.69 | 2007-05-18 | |
| 2007-05-17 | Timothy Teckman A Officer (Vice President of Engineering) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 131,667 owned after | $1.69 | 2007-05-18 | |
| 2007-05-17 | PIHL DOUGLAS M Director, Officer (CEO & President), 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.69 | 2007-05-18 |