Sage Therapeutics, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows, 24 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-07-23: Reporting owner ARCH Venture Partners VII, LLC | CRANDELL KEITH | Arch Venture Fund VII LP | BYBEE CLINTON | ARCH Venture Partners VII, L.P.; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2014-07-23: Reporting owner ARCH Venture Partners VII, LLC | CRANDELL KEITH | Arch Venture Fund VII LP | BYBEE CLINTON | ARCH Venture Partners VII, L.P.; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
- 2014-07-23: Reporting owner ARCH Venture Partners VII, LLC | CRANDELL KEITH | Arch Venture Fund VII LP | BYBEE CLINTON | ARCH Venture Partners VII, L.P.; Form 4; Security Series C Preferred Stock; Transaction C Conversion of derivative security.
- 2014-07-23: Reporting owner NELSEN ROBERT; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-07-23 | ARCH Venture Partners VII, LLC | CRANDELL KEITH | Arch Venture Fund VII LP | BYBEE CLINTON | ARCH Venture Partners VII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −5,000,000 0 owned after | no price filed | 2014-07-23 | |
| 2014-07-23 | ARCH Venture Partners VII, LLC | CRANDELL KEITH | Arch Venture Fund VII LP | BYBEE CLINTON | ARCH Venture Partners VII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −7,500,000 0 owned after | no price filed | 2014-07-23 | |
| 2014-07-23 | ARCH Venture Partners VII, LLC | CRANDELL KEITH | Arch Venture Fund VII LP | BYBEE CLINTON | ARCH Venture Partners VII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −885,583 0 owned after | no price filed | 2014-07-23 | |
| 2014-07-23 | NELSEN ROBERT Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −5,000,000 0 owned after | no price filed | 2014-07-23 | |
| 2014-07-23 | NELSEN ROBERT Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −7,500,000 0 owned after | no price filed | 2014-07-23 | |
| 2014-07-23 | NELSEN ROBERT Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −885,583 0 owned after | no price filed | 2014-07-23 | |
| 2014-07-23 | LEVIN MARK J | TEPPER ROBERT I | Third Rock Ventures II, L.P. | Third Rock Ventures GP II, L.P. | TRV GP II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −32,500,000 0 owned after | no price filed | 2014-07-23 | |
| 2014-07-23 | LEVIN MARK J | TEPPER ROBERT I | Third Rock Ventures II, L.P. | Third Rock Ventures GP II, L.P. | TRV GP II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,499,999 0 owned after | no price filed | 2014-07-23 | |
| 2014-07-23 | LEVIN MARK J | TEPPER ROBERT I | Third Rock Ventures II, L.P. | Third Rock Ventures GP II, L.P. | TRV GP II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −295,194 0 owned after | no price filed | 2014-07-23 | |
| 2014-07-23 | STARR KEVIN P Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −32,500,000 0 owned after | no price filed | 2014-07-23 | |
| 2014-07-23 | STARR KEVIN P Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −2,499,999 0 owned after | no price filed | 2014-07-23 | |
| 2014-07-23 | STARR KEVIN P Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −295,194 0 owned after | no price filed | 2014-07-23 | |
| 2014-07-17 holding as of filing | Third Rock Ventures GP II, L.P. | TRV GP II, LLC | TEPPER ROBERT I | Third Rock Ventures II, L.P. | LEVIN MARK J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Third Rock Ventures GP II, L.P. | TRV GP II, LLC | TEPPER ROBERT I | Third Rock Ventures II, L.P. | LEVIN MARK J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2014-07-17 | ||
| 2014-07-17 holding as of filing | Third Rock Ventures GP II, L.P. | TRV GP II, LLC | TEPPER ROBERT I | Third Rock Ventures II, L.P. | LEVIN MARK J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2014-07-17 | ||
| 2014-07-17 holding as of filing | STARR KEVIN P Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-07-17 | ||
| 2014-07-17 holding as of filing | STARR KEVIN P Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-07-17 | ||
| 2014-07-17 holding as of filing | STARR KEVIN P Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-07-17 | ||
| 2014-07-17 holding as of filing | BYBEE CLINTON | ARCH Venture Partners VII, LLC | CRANDELL KEITH | Arch Venture Fund VII LP | ARCH Venture Partners VII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2014-07-17 | ||
| 2014-07-17 holding as of filing | BYBEE CLINTON | ARCH Venture Partners VII, LLC | CRANDELL KEITH | Arch Venture Fund VII LP | ARCH Venture Partners VII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2014-07-17 | ||
| 2014-07-17 holding as of filing | BYBEE CLINTON | ARCH Venture Partners VII, LLC | CRANDELL KEITH | Arch Venture Fund VII LP | ARCH Venture Partners VII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2014-07-17 | ||
| 2014-07-17 holding as of filing | NELSEN ROBERT Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-07-17 | ||
| 2014-07-17 holding as of filing | NELSEN ROBERT Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-07-17 | ||
| 2014-07-17 holding as of filing | NELSEN ROBERT Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-07-17 |