SAGE FUND LP Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-01: Reporting owner Bulley Michael D; Form 4; Security Sage Fund, L.P.; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-06-01: Reporting owner Bulley Michael D; Form 4; Security Sage Fund, L.P.; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2010-12-01: Reporting owner Steben Kenneth E; Form 4; Security Sage Fund,L.P.; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2009-05-12: Reporting owner Steben Kenneth E; Form 3; Security Ltd Partnership Int CL A Accd Inv; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-01 | Bulley Michael D Director, Officer (SVP Research & Risk Management) | 4 | Sage Fund, L.P. Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +59 108 owned after | $1,700.97 | 2012-11-07 | |
| 2011-06-01 | Bulley Michael D Director, Officer (SVP Research & Risk Management) | 4 | Sage Fund, L.P. Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +34 49 owned after | $2,184.58 | 2011-06-03 | |
| 2010-12-01 | Steben Kenneth E Director, Officer (President), 10% Owner | 4 | Sage Fund,L.P. Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −22 0 owned after | $2,579.76 | 2010-12-09 | |
| 2009-05-12 holding as of filing | Steben Kenneth E Director, Officer (President) | 3 | Ltd Partnership Int CL A Accd Inv Non-derivative · Direct | Holding | 22 owned after | no price filed | 2009-05-12 | |
| 2009-04-29 holding as of filing | Bulley Michael D Director, Officer (SVP, Reserach & Risk Mgmt) | 3 | Ltd Partnership Int CL A Accd Invs Non-derivative · Direct | Holding | 15 owned after | no price filed | 2009-04-29 |