RUE21, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 80 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-10-10: Reporting owner KENT HARLAN M; Form 4; Security Stock Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-10-10: Reporting owner BROCK MACON F JR; Form 4; Security Stock Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-10-10: Reporting owner SEN LAURA; Form 4; Security Stock Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-10-10: Reporting owner HARTMAN BRUCE L; Form 4; Security Stock Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-10-10 | KENT HARLAN M Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $13.24 | 2013-10-11 | |
| 2013-10-10 | BROCK MACON F JR Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $14.07 | 2013-10-11 | |
| 2013-10-10 | SEN LAURA Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $18.74 | 2013-10-11 | |
| 2013-10-10 | HARTMAN BRUCE L Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $16.35 | 2013-10-11 | |
| 2013-10-10 | BARRON ARNOLD S Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $17.98 | 2013-10-11 | |
| 2013-10-10 | Reynolds Kim Officer (Senior VP/GMM) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,314 0 owned after | $30.20 | 2013-10-11 | |
| 2013-10-10 | Reynolds Kim Officer (Senior VP/GMM) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,000 0 owned after | $7.73 | 2013-10-11 | |
| 2013-10-10 | Reynolds Kim Officer (Senior VP/GMM) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,500 0 owned after | $11.88 | 2013-10-11 | |
| 2013-10-10 | Reynolds Kim Officer (Senior VP/GMM) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $14.74 | 2013-10-11 | |
| 2013-10-10 | Reynolds Kim Officer (Senior VP/GMM) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,903 0 owned after | $14.21 | 2013-10-11 | |
| 2013-10-10 | McDonough Keith A. Officer (Sr. VP and CFO) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −826 0 owned after | $30.20 | 2013-10-11 | |
| 2013-10-10 | McDonough Keith A. Officer (Sr. VP and CFO) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $7.73 | 2013-10-11 | |
| 2013-10-10 | McDonough Keith A. Officer (Sr. VP and CFO) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,500 0 owned after | $11.88 | 2013-10-11 | |
| 2013-10-10 | McDonough Keith A. Officer (Sr. VP and CFO) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | $14.74 | 2013-10-11 | |
| 2013-10-10 | McDonough Keith A. Officer (Sr. VP and CFO) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,576 0 owned after | $14.21 | 2013-10-11 | |
| 2013-10-10 | Holland Michael A. Officer (Chief Information Officer) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $7.73 | 2013-10-11 | |
| 2013-10-10 | Holland Michael A. Officer (Chief Information Officer) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,500 0 owned after | $11.88 | 2013-10-11 | |
| 2013-10-10 | Holland Michael A. Officer (Chief Information Officer) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $14.74 | 2013-10-11 | |
| 2013-10-10 | Holland Michael A. Officer (Chief Information Officer) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,676 0 owned after | $14.21 | 2013-10-11 | |
| 2013-10-10 | Holland Michael A. Officer (Chief Information Officer) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,000 0 owned after | $12.54 | 2013-10-11 | |
| 2013-10-10 | Chrystal Mark K.J. Officer (Senior VP of Planning and Allo) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $7.73 | 2013-10-11 | |
| 2013-10-10 | Chrystal Mark K.J. Officer (Senior VP of Planning and Allo) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,500 0 owned after | $11.88 | 2013-10-11 | |
| 2013-10-10 | Chrystal Mark K.J. Officer (Senior VP of Planning and Allo) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,500 0 owned after | $14.74 | 2013-10-11 | |
| 2013-10-10 | Chrystal Mark K.J. Officer (Senior VP of Planning and Allo) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,653 0 owned after | $14.21 | 2013-10-11 | |
| 2013-10-10 | Bugnar John Perry Officer (Senior VP/Director of Stores) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $34.00 | 2013-10-11 | |
| 2013-10-10 | Bugnar John Perry Officer (Senior VP/Director of Stores) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,740 0 owned after | $30.20 | 2013-10-11 | |
| 2013-10-10 | Bugnar John Perry Officer (Senior VP/Director of Stores) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $7.73 | 2013-10-11 | |
| 2013-10-10 | Bugnar John Perry Officer (Senior VP/Director of Stores) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,500 0 owned after | $11.88 | 2013-10-11 | |
| 2013-10-10 | Bugnar John Perry Officer (Senior VP/Director of Stores) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $14.74 | 2013-10-11 | |
| 2013-10-10 | Bugnar John Perry Officer (Senior VP/Director of Stores) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,900 0 owned after | $14.21 | 2013-10-11 | |
| 2013-10-10 | Fisch Robert Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,494 0 owned after | $30.20 | 2013-10-11 | |
| 2013-10-10 | Fisch Robert Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $7.73 | 2013-10-11 | |
| 2013-10-10 | Fisch Robert Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,878 0 owned after | $11.51 | 2013-10-11 | |
| 2013-10-10 | Fisch Robert Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,630 0 owned after | $14.74 | 2013-10-11 | |
| 2013-10-10 | Fisch Robert Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,950 0 owned after | $14.21 | 2013-10-11 | |
| 2013-10-10 | Thomson Robert R. Officer (Senior VP of Real Estate) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,740 0 owned after | $11.80 exercise price | 2013-10-11 | |
| 2013-10-10 | Thomson Robert R. Officer (Senior VP of Real Estate) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $7.73 | 2013-10-11 | |
| 2013-10-10 | Thomson Robert R. Officer (Senior VP of Real Estate) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,500 0 owned after | $11.88 | 2013-10-11 | |
| 2013-10-10 | Thomson Robert R. Officer (Senior VP of Real Estate) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $14.74 | 2013-10-11 | |
| 2013-10-10 | Thomson Robert R. Officer (Senior VP of Real Estate) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,451 0 owned after | $14.21 | 2013-10-11 | |
| 2013-10-10 | Siegal Stacy Officer (ChiefLegal/AdministrativeOfcr) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,625 0 owned after | $11.80 exercise price | 2013-10-11 | |
| 2013-10-10 | Siegal Stacy Officer (ChiefLegal/AdministrativeOfcr) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $13.43 | 2013-10-11 | |
| 2013-10-10 | Siegal Stacy Officer (ChiefLegal/AdministrativeOfcr) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $11.88 | 2013-10-11 | |
| 2013-10-10 | Siegal Stacy Officer (ChiefLegal/AdministrativeOfcr) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $14.74 | 2013-10-11 | |
| 2013-10-10 | Siegal Stacy Officer (ChiefLegal/AdministrativeOfcr) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,014 0 owned after | $14.21 | 2013-10-11 | |
| 2013-10-09 | Reynolds Kim Officer (Senior VP/GMM) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,000 0 owned after | $8.00 exercise price | 2013-10-11 | |
| 2013-10-09 | Reynolds Kim Officer (Senior VP/GMM) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,828 31,314 owned after | $11.80 exercise price | 2013-10-11 | |
| 2013-10-09 | McDonough Keith A. Officer (Sr. VP and CFO) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,130 0 owned after | $8.00 exercise price | 2013-10-11 | |
| 2013-10-09 | McDonough Keith A. Officer (Sr. VP and CFO) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,655 826 owned after | $11.80 exercise price | 2013-10-11 | |
| 2013-10-09 | Holland Michael A. Officer (Chief Information Officer) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,575 0 owned after | $8.00 exercise price | 2013-10-11 | |
| 2013-10-09 | Holland Michael A. Officer (Chief Information Officer) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,740 0 owned after | $11.80 exercise price | 2013-10-11 | |
| 2013-10-09 | Chrystal Mark K.J. Officer (Senior VP of Planning and Allo) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,685 0 owned after | $11.80 exercise price | 2013-10-11 | |
| 2013-10-09 | Fisch Robert Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $0.01 exercise price | 2013-10-11 | |
| 2013-10-09 | Fisch Robert Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −48,000 0 owned after | $0.01 exercise price | 2013-10-11 | |
| 2013-10-09 | Fisch Robert Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $8.00 exercise price | 2013-10-11 | |
| 2013-10-09 | Fisch Robert Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,208 45,494 owned after | $11.80 exercise price | 2013-10-11 | |
| 2013-10-09 | Siegal Stacy Officer (ChiefLegal/AdministrativeOfcr) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 0 owned after | $8.00 exercise price | 2013-10-11 | |
| 2013-10-09 | Siegal Stacy Officer (ChiefLegal/AdministrativeOfcr) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 0 owned after | $8.00 exercise price | 2013-10-11 | |
| 2013-06-17 | McDonough Keith A. Officer (Sr. VP and CFO) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 9,130 owned after | $8.00 exercise price | 2013-06-19 | |
| 2013-05-29 | Reynolds Kim Officer (Senior VP/GMM) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $0.01 exercise price | 2013-05-31 | |
| 2013-05-29 | Reynolds Kim Officer (Senior VP/GMM) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $0.01 exercise price | 2013-05-31 | |
| 2013-05-15 | Thomson Robert R. Officer (Senior VP of Real Estate) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 0 owned after | $8.00 exercise price | 2013-05-17 | |
| 2013-05-15 | McDonough Keith A. Officer (Sr. VP and CFO) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 13,130 owned after | $8.00 exercise price | 2013-05-17 | |
| 2013-04-15 | Thomson Robert R. Officer (Senior VP of Real Estate) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 750 owned after | $8.00 exercise price | 2013-04-17 | |
| 2013-04-15 | McDonough Keith A. Officer (Sr. VP and CFO) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 17,130 owned after | $8.00 exercise price | 2013-04-17 | |
| 2013-03-26 | Siegal Stacy Officer (ChiefLegal/AdministrativeOfcr) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,014 10,014 owned after | $27.79 exercise price | 2013-03-28 | |
| 2013-03-26 | Thomson Robert R. Officer (Senior VP of Real Estate) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,451 8,451 owned after | $27.79 exercise price | 2013-03-28 | |
| 2013-03-26 | Reynolds Kim Officer (Senior VP/GMM) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,903 16,903 owned after | $27.79 exercise price | 2013-03-28 | |
| 2013-03-26 | McDonough Keith A. Officer (Sr. VP and CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,576 11,576 owned after | $27.79 exercise price | 2013-03-28 | |
| 2013-03-26 | Holland Michael A. Officer (Chief Information Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,676 6,676 owned after | $27.79 exercise price | 2013-03-28 | |
| 2013-03-26 | Fisch Robert Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,950 39,950 owned after | $27.79 exercise price | 2013-03-28 | |
| 2013-03-26 | Chrystal Mark K.J. Officer (Senior VP of Planning and Allo) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,653 10,653 owned after | $27.79 exercise price | 2013-03-28 | |
| 2013-03-26 | Bugnar John Perry Officer (Senior VP/Director of Stores) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,900 4,900 owned after | $27.79 exercise price | 2013-03-28 | |
| 2013-03-15 | Thomson Robert R. Officer (Senior VP of Real Estate) | 4/A | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 1,500 owned after | $8.00 exercise price | 2013-03-21 | |
| 2013-03-15 | Thomson Robert R. Officer (Senior VP of Real Estate) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 1,500 owned after | $8.00 exercise price | 2013-03-19 | |
| 2013-03-15 | McDonough Keith A. Officer (Sr. VP and CFO) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 21,130 owned after | $8.00 exercise price | 2013-03-19 | |
| 2013-02-15 | Thomson Robert R. Officer (Senior VP of Real Estate) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 2,250 owned after | $8.00 exercise price | 2013-02-19 | |
| 2013-02-15 | McDonough Keith A. Officer (Sr. VP and CFO) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 25,130 owned after | $8.00 exercise price | 2013-02-19 | |
| 2013-01-15 | Thomson Robert R. Officer (Senior VP of Real Estate) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 3,000 owned after | $8.00 exercise price | 2013-01-17 | |
| 2013-01-15 | McDonough Keith A. Officer (Sr. VP and CFO) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 29,130 owned after | $8.00 exercise price | 2013-01-16 |