RR Donnelley & Sons Co Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 50 rows, 50 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-07-13: Reporting owner Albert DuPont; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2016-10-18: Reporting owner Gorski Jeffrey G; Form 3/A; Security Options to acquire Common Stock; Transaction Holding.
- 2016-10-03: Reporting owner Gorski Jeffrey G; Form 3; Security Options to acquire Common Stock; Transaction Holding.
- 2014-03-03: Reporting owner Knotts Daniel L.; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-07-13 holding as of filing | Albert DuPont Officer (EVP, Chief Commercial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $21.48 exercise price | 2021-07-13 | ||
| 2016-10-18 holding as of filing | Gorski Jeffrey G Officer (See Remarks) | 3/A | Options to acquire Common Stock Derivative · Direct | Holding | $21.48 exercise price | 2016-10-18 | ||
| 2016-10-03 holding as of filing | Gorski Jeffrey G Officer (See Remarks) | 3 | Options to acquire Common Stock Derivative · Direct | Holding | no price filed | 2016-10-03 | ||
| 2014-03-03 | Knotts Daniel L. Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −54,530 0 owned after | $7.09 exercise price | 2014-03-04 | |
| 2014-03-03 | Knotts Daniel L. Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,500 43,500 owned after | $13.23 exercise price | 2014-03-04 | |
| 2012-03-05 | Knotts Daniel L. Officer (Group President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −109,060 54,530 owned after | $7.09 exercise price | 2012-03-06 | |
| 2012-03-02 | QUINLAN THOMAS J III Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +356,000 356,000 owned after | $13.23 exercise price | 2012-03-06 | |
| 2012-03-02 | PALOIAN JOHN Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,000 67,000 owned after | $13.23 exercise price | 2012-03-06 | |
| 2012-03-02 | PALOIAN JOHN Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −88,087 88,087 owned after | $7.09 exercise price | 2012-03-06 | |
| 2012-03-02 | Knotts Daniel L. Officer (Group President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,000 58,000 owned after | $13.24 exercise price | 2012-03-06 | |
| 2011-03-02 | PALOIAN JOHN Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −88,087 176,174 owned after | $7.09 exercise price | 2011-03-04 | |
| 2011-02-28 | QUINLAN THOMAS J III Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $18.62 exercise price | 2011-03-01 | |
| 2010-11-05 | QUINLAN THOMAS J III Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −63,000 0 owned after | $4.33 exercise price | 2010-11-09 | |
| 2010-03-29 | Knotts Daniel L. Officer (Group President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $18.80 exercise price | 2010-03-31 | |
| 2010-03-29 | Knotts Daniel L. Officer (Group President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −54,530 163,590 owned after | $7.09 exercise price | 2010-03-31 | |
| 2010-03-02 | PALOIAN JOHN Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −88,087 264,261 owned after | $7.09 exercise price | 2010-03-04 | |
| 2010-02-26 | PALOIAN JOHN Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +130,000 130,000 owned after | $19.89 exercise price | 2010-03-04 | |
| 2010-02-26 | Knotts Daniel L. Officer (Group President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +110,000 110,000 owned after | $19.89 exercise price | 2010-03-04 | |
| 2010-02-26 | QUINLAN THOMAS J III Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $19.89 exercise price | 2010-03-04 | |
| 2009-12-15 | Knotts Daniel L. Officer (Group President) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +36,000 0 owned after | $21.09 exercise price | 2009-12-17 | |
| 2009-03-02 | QUINLAN THOMAS J III Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +950,000 950,000 owned after | $7.09 exercise price | 2009-03-04 | |
| 2009-03-02 | PALOIAN JOHN Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +352,348 352,348 owned after | $7.09 exercise price | 2009-03-04 | |
| 2009-03-02 | Knotts Daniel L. Officer (Group President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +218,120 218,120 owned after | $7.09 exercise price | 2009-03-04 | |
| 2008-02-29 | QUINLAN THOMAS J III Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +413,000 413,000 owned after | $32.07 exercise price | 2008-03-04 | |
| 2008-02-29 | PALOIAN JOHN Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +216,000 216,000 owned after | $32.07 exercise price | 2008-03-04 | |
| 2008-02-29 | Knotts Daniel L. Officer (Group President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $32.07 exercise price | 2008-03-04 | |
| 2007-12-14 | HAMILTON JUDITH H Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $34.28 exercise price | 2007-12-18 | |
| 2007-12-14 | HAMILTON JUDITH H Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,793 0 owned after | $21.09 exercise price | 2007-12-18 | |
| 2007-12-14 | HAMILTON JUDITH H Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,148 0 owned after | $25.41 exercise price | 2007-12-18 | |
| 2007-11-05 holding as of filing | Coxhead Andrew B. Officer (Controller) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $41.56 exercise price | 2007-11-05 | ||
| 2007-11-05 holding as of filing | Coxhead Andrew B. Officer (Controller) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $34.28 exercise price | 2007-11-05 | ||
| 2007-11-05 holding as of filing | Coxhead Andrew B. Officer (Controller) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $25.41 exercise price | 2007-11-05 | ||
| 2007-11-05 holding as of filing | Coxhead Andrew B. Officer (Controller) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $30.88 exercise price | 2007-11-05 | ||
| 2007-11-05 holding as of filing | Coxhead Andrew B. Officer (Controller) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $18.80 exercise price | 2007-11-05 | ||
| 2007-08-06 holding as of filing | Knotts Daniel L. Officer (Group President) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $41.56 exercise price | 2007-08-06 | ||
| 2007-08-06 holding as of filing | Knotts Daniel L. Officer (Group President) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $34.28 exercise price | 2007-08-06 | ||
| 2007-08-06 holding as of filing | Knotts Daniel L. Officer (Group President) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $21.09 exercise price | 2007-08-06 | ||
| 2007-08-06 holding as of filing | Knotts Daniel L. Officer (Group President) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $18.80 exercise price | 2007-08-06 | ||
| 2007-08-06 holding as of filing | Knotts Daniel L. Officer (Group President) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $24.22 exercise price | 2007-08-06 | ||
| 2007-08-06 holding as of filing | Knotts Daniel L. Officer (Group President) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $36.22 exercise price | 2007-08-06 | ||
| 2007-03-26 | HAMILTON JUDITH H Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $34.94 exercise price | 2007-03-26 | |
| 2007-03-26 | WOLF STEPHEN M Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $34.94 exercise price | 2007-03-26 | |
| 2007-03-22 | JOHNSON THOMAS S Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $34.94 exercise price | 2007-03-26 | |
| 2007-03-22 | THOMAS BIDE L Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $34.94 exercise price | 2007-03-26 | |
| 2007-03-22 | THOMAS BIDE L Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $34.28 exercise price | 2007-03-26 | |
| 2007-03-22 | THOMAS BIDE L Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,148 0 owned after | $25.41 exercise price | 2007-03-26 | |
| 2007-03-22 | THOMAS BIDE L Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,591 0 owned after | $30.88 exercise price | 2007-03-26 | |
| 2007-03-22 | THOMAS BIDE L Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,282 0 owned after | $18.68 exercise price | 2007-03-26 | |
| 2007-03-21 | QUINLAN THOMAS J III Officer (Group President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +260,000 260,000 owned after | $36.52 exercise price | 2007-03-23 | |
| 2007-03-21 | PALOIAN JOHN Officer (Group President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +130,000 130,000 owned after | $36.52 exercise price | 2007-03-23 |