RPT Realty Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows, 18 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-12-12: Reporting owner Merk Raymond J.; Form 4; Security Performance Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2023-12-12: Reporting owner Ohlberg Heather; Form 4; Security Performance Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2023-12-12: Reporting owner Collier Timothy; Form 4; Security Performance Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2023-12-12: Reporting owner Fitzmaurice Michael; Form 4; Security Performance Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-12-12 | Merk Raymond J. Officer (SVP and CAO) | 4 | Performance Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 0 owned after | $0.00 | 2023-12-14 | |
| 2023-12-12 | Ohlberg Heather Officer (EVP, Gen. Counsel, Secretary) | 4 | Performance Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $0.00 | 2023-12-14 | |
| 2023-12-12 | Collier Timothy Officer (Executive VP-Leasing) | 4 | Performance Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $0.00 | 2023-12-14 | |
| 2023-12-12 | Fitzmaurice Michael Officer (EVP and CFO) | 4 | Performance Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $0.00 | 2023-12-14 | |
| 2023-12-12 | Harper Brian Director, Officer (CEO and President) | 4 | Performance Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −275,000 0 owned after | $0.00 | 2023-12-14 | |
| 2020-10-27 | Merk Raymond J. Officer (Chief Accounting Officer) | 4 | Performance Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $0.00 | 2020-10-29 | |
| 2020-10-27 | Ohlberg Heather Officer (EVP General Counsel) | 4 | Performance Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2020-10-29 | |
| 2020-10-27 | Collier Timothy Officer (Executive VP-Leasing) | 4 | Performance Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2020-10-29 | |
| 2020-10-27 | Fitzmaurice Michael Officer (EVP and CFO) | 4 | Performance Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.00 | 2020-10-29 | |
| 2020-10-27 | Harper Brian Director, Officer (CEO and President) | 4 | Performance Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +275,000 275,000 owned after | $0.00 | 2020-10-29 | |
| 2007-03-08 | Zantello Fred A Officer (Executive Vice President) | 4 | Restricted stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,159 1,159 owned after | $0.00 | 2007-03-12 | |
| 2007-03-08 | GERSHENSON DENNIS EARL Director, Officer (Chair BOD, President and CEO) | 4 | Restricted stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,310 7,310 owned after | $0.00 | 2007-03-12 | |
| 2007-03-08 | SMITH RICHARD JAMES Officer (Chief Financial Officer) | 4 | Restricted stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,391 1,391 owned after | $0.00 | 2007-03-12 | |
| 2007-03-08 | Clark Catherine Officer (Senior VP-Acquisitions) | 4 | Restricted stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +497 497 owned after | $0.00 | 2007-03-12 | |
| 2006-06-16 holding as of filing | Ward Michael A Director | 3 | Operating partnership units Derivative · Indirect · (m) | Holding | no price filed | 2006-06-16 | ||
| 2006-06-16 holding as of filing | Ward Michael A Director | 3 | Operating partnership units Derivative · Indirect · (m) | Holding | no price filed | 2006-06-16 | ||
| 2006-06-16 holding as of filing | Ward Michael A Director | 3 | Operating partnership units Derivative · Indirect · (m) | Holding | no price filed | 2006-06-16 | ||
| 2006-06-16 holding as of filing | Ward Michael A Director | 3 | Operating partnership units Derivative · Direct · (m) | Holding | no price filed | 2006-06-16 |