ROYAL MINES & MINERALS CORP Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2018-06-27: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2018-06-13; Total offering amount $60,000.
- 2016-11-09: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2016-10-31; Total offering amount $30,000.
- 2015-04-02: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2015-03-31; Total offering amount $60,000.
- 2013-11-25: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2013-11-18; Total offering amount $513,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2018-06-27 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2018-06-13 | $60,000 | $20,000 | $40,000 | 3 |
| 2016-11-09 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2016-10-31 | $30,000 | $10,000 | $20,000 | 1 |
| 2015-04-02 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2015-03-31 | $60,000 | $20,000 | $40,000 | 1 |
| 2013-11-25 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2013-11-18 | $513,000 | $171,000 | $342,000 | 2 |
| 2012-12-04 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2012-11-20 | $5,000 | $5,000 | $0 | 1 |
| 2011-09-19 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2011-09-08 | $187,500 | $8,000 | $179,500 | 1 |
| 2011-07-27 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2011-07-13 | $1,085,000 | $1,085,000 | $0 | 3 |
| 2011-03-28 | Rule 506 | Equity; OptionToAcquire | 2011-03-10 | $18,900 | $18,900 | $0 | 1 |
| 2011-01-24 | Rule 506 | Equity; OptionToAcquire | 2011-01-18 | $1,000,000 | $215,000 | $785,000 | 6 |
| 2010-02-10 | Rule 506 | Equity; OptionToAcquire | 2010-01-31 | $300,000 | $80,000 | $220,000 | 5 |
| 2009-03-06 | Rule 506 | Equity; OptionToAcquire | 2009-02-24 | $600,000 | $435,000 | $165,000 | 5 |