Royal Energy Resources, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows, 11 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-03-31: Reporting owner TUORTO WILLIAM L; Form 3; Security Series A Preferred Stock; Transaction Holding.
- 2014-04-04: Reporting owner Roth Jacob; Form 4; Security PREFERRED STOCK; Transaction Holding.
- 2014-01-13: Reporting owner Roth Jacob; Form 4; Security PREFERRED STOCK; Transaction Holding.
- 2011-02-22: Reporting owner Roth Jacob; Form 4; Security PREFERRED STOCK; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-03-31 holding as of filing | TUORTO WILLIAM L Director, Officer (CEO and CFO), 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | $1.00 exercise price | 2015-03-31 | ||
| 2014-04-04 holding as of filing | Roth Jacob Director, Officer (PRESIDENT & CEO), 10% Owner | 4 | PREFERRED STOCK Non-derivative · Direct | Holding | 100,000 owned after | no price filed | 2014-04-04 | |
| 2014-01-13 holding as of filing | Roth Jacob Director, Officer (PRESIDENT & CEO), 10% Owner | 4 | PREFERRED STOCK Non-derivative · Direct | Holding | 100,000 owned after | no price filed | 2014-01-13 | |
| 2011-02-22 holding as of filing | Roth Jacob Director, Officer (PRESIDENT & CEO), 10% Owner | 4 | PREFERRED STOCK Non-derivative · Direct | Holding | 100,000 owned after | no price filed | 2011-02-22 | |
| 2010-12-02 holding as of filing | Roth Jacob Director, Officer (PRESIDENT & CEO) | 4 | PREFERRED STOCK Non-derivative · Direct | Holding | 100,000 owned after | no price filed | 2010-12-02 | |
| 2010-06-28 holding as of filing | Roth Jacob Director, Officer (PRESIDENT & CEO), 10% Owner | 4 | PREFERRED STOCK Non-derivative · Direct | Holding | 100,000 owned after | no price filed | 2010-06-28 | |
| 2010-06-04 holding as of filing | Roth Jacob Director, Officer (PRESIDENT & CEO), 10% Owner | 4 | PREFERRED STOCK Non-derivative · Direct | Holding | 100,000 owned after | no price filed | 2010-06-04 | |
| 2009-11-25 holding as of filing | Roth Jacob Director, Officer (PRESIDENT & CEO), 10% Owner | 4 | PREFERRED STOCK Non-derivative · Direct | Holding | 100,000 owned after | no price filed | 2009-11-25 | |
| 2009-09-29 holding as of filing | Roth Jacob Director, Officer (PRESIDENT & CEO), 10% Owner | 4 | Preferred Stock Non-derivative · Direct | Holding | 100,000 owned after | no price filed | 2009-09-29 | |
| 2009-07-16 holding as of filing | Roth Jacob Director, Officer (PRESIDENT & CEO), 10% Owner | 4 | PREFERRED STOCK Non-derivative · Direct | Holding | 100,000 owned after | no price filed | 2009-07-16 | |
| 2007-12-31 | Roth Jacob Director, Officer (Chief Executive Officer), 10% Owner | 4 | Preferred stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 100,000 owned after | $0.01 | 2008-04-28 |