Rouse Properties, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 42 rows, 42 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-07-08: Reporting owner Brookfield Property Partners Ltd | Brookfield Holdings Canada Inc. | BROOKFIELD ASSET MANAGEMENT INC. | Brookfield US Holdings Inc. | Brookfield US Corp | Partners Ltd; Form 4/A; Security LLC Interests of Rouse Properties, LLC; Transaction J Other acquisition or disposition (describe transaction).
- 2012-03-26: Reporting owner Brookfield Retail Holdings V LP; Form 4; Security Rights to Acquire Shares pursuant to Rights Offering; Transaction O Exercise of out-of-the-money derivative security.
- 2012-03-26: Reporting owner Brookfield Retail Holdings V LP; Form 4; Security Obligation to Acquire Shares pursuant to Rights Offering; Transaction O Exercise of out-of-the-money derivative security.
- 2012-03-26: Reporting owner Brookfield Holdings Canada | Partners Ltd | Brookfield Retail Split II LLC | Brookfield US Corp | Brookfield US Holdings Inc. | BROOKFIELD ASSET MANAGEMENT INC. | Brookfield Retail Holdings VI LLC; Form 4; Security Rights to Acquire Shares pursuant to Rights Offering; Transaction O Exercise of out-of-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-07-08 | Brookfield Property Partners Ltd | Brookfield Holdings Canada Inc. | BROOKFIELD ASSET MANAGEMENT INC. | Brookfield US Holdings Inc. | Brookfield US Corp | Partners Ltd 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | LLC Interests of Rouse Properties, LLC Non-derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +1,000 1,000 owned after | no price filed | 2016-07-08 | |
| 2012-03-26 | Brookfield Retail Holdings V LP 10% Owner | 4 | Rights to Acquire Shares pursuant to Rights Offering Derivative · Direct | O Exercise of out-of-the-money derivative security | −4,822,963 0 owned after | $5.63 exercise price | 2012-03-28 | |
| 2012-03-26 | Brookfield Retail Holdings V LP 10% Owner | 4 | Obligation to Acquire Shares pursuant to Rights Offering Derivative · Direct | O Exercise of out-of-the-money derivative security | −1 0 owned after | $15.00 exercise price | 2012-03-28 | |
| 2012-03-26 | Brookfield Holdings Canada | Partners Ltd | Brookfield Retail Split II LLC | Brookfield US Corp | Brookfield US Holdings Inc. | BROOKFIELD ASSET MANAGEMENT INC. | Brookfield Retail Holdings VI LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Rights to Acquire Shares pursuant to Rights Offering Derivative · Indirect · See footnotes | O Exercise of out-of-the-money derivative security | −3,047,486 0 owned after | $5.63 exercise price | 2012-03-28 | |
| 2012-03-26 | Brookfield Holdings Canada | Partners Ltd | Brookfield Retail Split II LLC | Brookfield US Corp | Brookfield US Holdings Inc. | BROOKFIELD ASSET MANAGEMENT INC. | Brookfield Retail Holdings VI LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Obligation to Acquire Shares pursuant to Rights Offering Derivative · Indirect · See footnotes | O Exercise of out-of-the-money derivative security | −1 0 owned after | $15.00 exercise price | 2012-03-28 | |
| 2012-03-26 | Brookfield Holdings Canada | Partners Ltd | Brookfield Retail Split II LLC | Brookfield US Corp | Brookfield US Holdings Inc. | BROOKFIELD ASSET MANAGEMENT INC. | Brookfield Retail Holdings VI LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Rights to Acquire Shares pursuant to Rights Offering Derivative · Indirect · See footnotes | O Exercise of out-of-the-money derivative security | −4,822,963 0 owned after | $5.63 exercise price | 2012-03-28 | |
| 2012-03-26 | Brookfield Holdings Canada | Partners Ltd | Brookfield Retail Split II LLC | Brookfield US Corp | Brookfield US Holdings Inc. | BROOKFIELD ASSET MANAGEMENT INC. | Brookfield Retail Holdings VI LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Obligation to Acquire Shares pursuant to Rights Offering Derivative · Indirect · See footnotes | O Exercise of out-of-the-money derivative security | −1 0 owned after | $15.00 exercise price | 2012-03-28 | |
| 2012-03-26 | Brookfield Retail Holdings R 2 Inc 10% Owner | 4 | Rights to Acquire Shares pursuant to Rights Offering Derivative · Direct | O Exercise of out-of-the-money derivative security | −3,047,486 0 owned after | $5.63 exercise price | 2012-03-28 | |
| 2012-03-26 | Brookfield Retail Holdings R 2 Inc 10% Owner | 4 | Obligation to Acquire Shares pursuant to Rights Offering Derivative · Direct | O Exercise of out-of-the-money derivative security | −1 0 owned after | $15.00 exercise price | 2012-03-28 | |
| 2012-03-26 | Brookfield Retail Holdings R 2 Inc 10% Owner | 4 | Obligation to Acquire Shares pursuant to Standby Agreement Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1 0 owned after | $15.00 exercise price | 2012-03-28 | |
| 2012-03-16 | Brookfield Holdings Canada | Partners Ltd | Brookfield Retail Split II LLC | Brookfield US Corp | Brookfield US Holdings Inc. | BROOKFIELD ASSET MANAGEMENT INC. | Brookfield Retail Holdings VI LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Obligation to Acquire Shares pursuant to Standby Agreement Derivative · Indirect · See footnotes | J Other acquisition or disposition (describe transaction) | −1 0 owned after | $15.00 exercise price | 2012-03-28 | |
| 2012-03-16 | Brookfield Retail Holdings VI LLC 10% Owner | 4/A | Obligation to Acquire Shares pursuant to Standby Agreement Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | +1 1 owned after | $15.00 exercise price | 2012-03-23 | |
| 2012-03-16 | Brookfield Retail Holdings VI LLC 10% Owner | 4/A | Obligation to Acquire Shares pursuant to Rights Offering Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | +1 1 owned after | $15.00 exercise price | 2012-03-23 | |
| 2012-03-16 | Brookfield Retail Holdings R 2 Inc 10% Owner | 4/A | Obligation to Acquire Shares pursuant to Standby Agreement Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 1 owned after | $15.00 exercise price | 2012-03-23 | |
| 2012-03-16 | Brookfield Retail Holdings R 2 Inc 10% Owner | 4/A | Obligation to Acquire Shares pursuant to Rights Offering Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 1 owned after | $15.00 exercise price | 2012-03-23 | |
| 2012-03-16 | Brookfield US Holdings Inc. | Brookfield Retail Split LP | Brookfield Private Funds Holdings Inc. | Partners Ltd | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | Brookfield Retail Split II LLC | Brookfield Holdings Canada | BROOKFIELD ASSET MANAGEMENT INC. | Brookfield REP GP Inc. | Brookfield US Corp 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Obligation to Acquire Shares pursuant to Standby Agreement Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +1 1 owned after | $15.00 exercise price | 2012-03-23 | |
| 2012-03-16 | Brookfield US Holdings Inc. | Brookfield Retail Split LP | Brookfield Private Funds Holdings Inc. | Partners Ltd | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | Brookfield Retail Split II LLC | Brookfield Holdings Canada | BROOKFIELD ASSET MANAGEMENT INC. | Brookfield REP GP Inc. | Brookfield US Corp 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Obligation to Acquire Shares pursuant to Rights Offering Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +1 1 owned after | $15.00 exercise price | 2012-03-23 | |
| 2012-03-16 | Brookfield US Holdings Inc. | Brookfield Retail Split LP | Brookfield Private Funds Holdings Inc. | Partners Ltd | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | Brookfield Retail Split II LLC | Brookfield Holdings Canada | BROOKFIELD ASSET MANAGEMENT INC. | Brookfield REP GP Inc. | Brookfield US Corp 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Obligation to Acquire Shares pursuant to Rights Offering Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +1 1 owned after | $15.00 exercise price | 2012-03-23 | |
| 2012-03-16 | Brookfield Retail Holdings VI LLC 10% Owner | 4 | Obligation to Acquire Shares pursuant to Standby Agreement Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | +1 1 owned after | $15.00 exercise price | 2012-03-20 | |
| 2012-03-16 | Brookfield Retail Holdings VI LLC 10% Owner | 4 | Obligation to Acquire Shares pursuant to Rights Offering Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | +1 1 owned after | $15.00 exercise price | 2012-03-20 | |
| 2012-03-16 | Brookfield Holdings Canada | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | Brookfield US Corp | Partners Ltd | Brookfield Retail Split II LLC | Brookfield REP GP Inc. | Brookfield US Holdings Inc. | Brookfield Retail Split LP | BROOKFIELD ASSET MANAGEMENT INC. | Brookfield Private Funds Holdings Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Obligation to Acquire Shares pursuant to Standby Agreement Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +1 1 owned after | $15.00 exercise price | 2012-03-20 | |
| 2012-03-16 | Brookfield Holdings Canada | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | Brookfield US Corp | Partners Ltd | Brookfield Retail Split II LLC | Brookfield REP GP Inc. | Brookfield US Holdings Inc. | Brookfield Retail Split LP | BROOKFIELD ASSET MANAGEMENT INC. | Brookfield Private Funds Holdings Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Obligation to Acquire Shares pursuant to Rights Offering Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +1 1 owned after | $15.00 exercise price | 2012-03-20 | |
| 2012-03-16 | Brookfield Holdings Canada | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | Brookfield US Corp | Partners Ltd | Brookfield Retail Split II LLC | Brookfield REP GP Inc. | Brookfield US Holdings Inc. | Brookfield Retail Split LP | BROOKFIELD ASSET MANAGEMENT INC. | Brookfield Private Funds Holdings Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Obligation to Acquire Shares pursuant to Rights Offering Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +1 1 owned after | $15.00 exercise price | 2012-03-20 | |
| 2012-03-16 | Brookfield Retail Holdings R 2 Inc 10% Owner | 4 | Obligation to Acquire Shares pursuant to Standby Agreement Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 1 owned after | $15.00 exercise price | 2012-03-20 | |
| 2012-03-16 | Brookfield Retail Holdings R 2 Inc 10% Owner | 4 | Obligation to Acquire Shares pursuant to Rights Offering Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 1 owned after | $15.00 exercise price | 2012-03-20 | |
| 2012-03-16 | Brookfield Retail Holdings V LP 10% Owner | 4 | Obligation to Acquire Shares pursuant to Rights Offering Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 1 owned after | $15.00 exercise price | 2012-03-20 | |
| 2012-03-13 holding as of filing | Brookfield Retail Holdings R 2 Inc 10% Owner | 3 | Rights to Acquire Common stock pursuant to Rights Offering Derivative · Direct | Holding | $5.63 exercise price | 2012-03-13 | ||
| 2012-03-12 holding as of filing | Brookfield Retail Holdings VI LLC 10% Owner | 4 | Rights to Acquire Shares pursuant to Rights Offering Derivative · Indirect · See Footnote | Holding | 3,047,487 owned after | $5.63 exercise price | 2012-03-12 | |
| 2012-03-08 | Brookfield Retail Holdings V LP 10% Owner | 4/A | Rights to Acquire Shares pursuant to Rights Offering Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,946,661 3,546,834 owned after | $5.63 exercise price | 2012-03-15 | |
| 2012-03-08 | Brookfield Retail Holdings V LP 10% Owner | 4/A | Rights to Acquire Shares pursuant to Rights Offering Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,276,129 4,822,963 owned after | $5.63 exercise price | 2012-03-15 | |
| 2012-03-08 | Brookfield Retail Split II LLC | Brookfield REP GP Inc. | Brookfield Private Funds Holdings Inc. | Brookfield US Corp | Partners Ltd | Brookfield US Holdings Inc. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | Brookfield Holdings Canada | Brookfield Retail Split LP | BROOKFIELD ASSET MANAGEMENT INC. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Rights to Acquire Shares pursuant to Rights Offering Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −1,276,129 3,047,487 owned after | $5.63 exercise price | 2012-03-15 | |
| 2012-03-08 | Brookfield Retail Split II LLC | Brookfield REP GP Inc. | Brookfield Private Funds Holdings Inc. | Brookfield US Corp | Partners Ltd | Brookfield US Holdings Inc. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | Brookfield Holdings Canada | Brookfield Retail Split LP | BROOKFIELD ASSET MANAGEMENT INC. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Rights to Acquire Shares pursuant to Rights Offering Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −2,946,661 0 owned after | $5.63 exercise price | 2012-03-15 | |
| 2012-03-08 | Brookfield Retail Split II LLC | Brookfield REP GP Inc. | Brookfield Private Funds Holdings Inc. | Brookfield US Corp | Partners Ltd | Brookfield US Holdings Inc. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | Brookfield Holdings Canada | Brookfield Retail Split LP | BROOKFIELD ASSET MANAGEMENT INC. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Rights to Acquire Shares pursuant to Rights Offering Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −2,946,661 3,546,834 owned after | $5.63 exercise price | 2012-03-15 | |
| 2012-03-08 | Brookfield Retail Split II LLC | Brookfield REP GP Inc. | Brookfield Private Funds Holdings Inc. | Brookfield US Corp | Partners Ltd | Brookfield US Holdings Inc. | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | Brookfield Holdings Canada | Brookfield Retail Split LP | BROOKFIELD ASSET MANAGEMENT INC. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Rights to Acquire Shares pursuant to Rights Offering Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −1,276,129 4,822,963 owned after | $5.63 exercise price | 2012-03-15 | |
| 2012-03-08 | Brookfield Retail Holdings V LP 10% Owner | 4 | Rights to Acquire Shares pursuant to Rights Offering Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,946,661 2,946,661 owned after | $5.63 exercise price | 2012-03-13 | |
| 2012-03-08 | Brookfield Retail Holdings V LP 10% Owner | 4 | Rights to Acquire Shares pursuant to Rights Offering Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,276,129 1,276,129 owned after | $5.63 exercise price | 2012-03-13 | |
| 2012-03-08 | Brookfield Retail Holdings LLC 10% Owner | 4 | Rights to Acquire Shares pursuant to Rights Offering Derivative · Direct | J Other acquisition or disposition (describe transaction) | −2,946,661 0 owned after | $5.63 exercise price | 2012-03-13 | |
| 2012-03-08 | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | Partners Ltd | Brookfield Private Funds Holdings Inc. | Brookfield Holdings Canada | BROOKFIELD ASSET MANAGEMENT INC. | Brookfield US Corp | Brookfield Retail Split LP | Brookfield US Holdings Inc. | Brookfield Retail Split II LLC | Brookfield REP GP Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Rights to Acquire Shares pursuant to Rights Offering Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −1,276,129 3,047,487 owned after | $5.63 exercise price | 2012-03-12 | |
| 2012-03-08 | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | Partners Ltd | Brookfield Private Funds Holdings Inc. | Brookfield Holdings Canada | BROOKFIELD ASSET MANAGEMENT INC. | Brookfield US Corp | Brookfield Retail Split LP | Brookfield US Holdings Inc. | Brookfield Retail Split II LLC | Brookfield REP GP Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Rights to Acquire Shares pursuant to Rights Offering Derivative · Indirect · See footnotes | J Other acquisition or disposition (describe transaction) | −2,946,661 0 owned after | $5.63 exercise price | 2012-03-12 | |
| 2012-03-08 | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | Partners Ltd | Brookfield Private Funds Holdings Inc. | Brookfield Holdings Canada | BROOKFIELD ASSET MANAGEMENT INC. | Brookfield US Corp | Brookfield Retail Split LP | Brookfield US Holdings Inc. | Brookfield Retail Split II LLC | Brookfield REP GP Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Rights to Acquire Shares pursuant to Rights Offering Derivative · Indirect · See footnotes | J Other acquisition or disposition (describe transaction) | +2,946,661 2,946,661 owned after | $5.63 exercise price | 2012-03-12 | |
| 2012-03-08 | Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP | Partners Ltd | Brookfield Private Funds Holdings Inc. | Brookfield Holdings Canada | BROOKFIELD ASSET MANAGEMENT INC. | Brookfield US Corp | Brookfield Retail Split LP | Brookfield US Holdings Inc. | Brookfield Retail Split II LLC | Brookfield REP GP Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Rights to Acquire Shares pursuant to Rights Offering Derivative · Indirect · See footnotes | J Other acquisition or disposition (describe transaction) | +1,276,129 1,276,129 owned after | $5.63 exercise price | 2012-03-12 | |
| 2012-03-08 | Brookfield Retail Holdings VI LLC 10% Owner | 4 | Rights to Acquire Shares pursuant to Rights Offering Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,276,129 0 owned after | $5.63 exercise price | 2012-03-12 |