ROUNDY'S, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-01-24: Reporting owner WILLIS JOHN R; Form 4; Security Participating Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2012-01-24: Reporting owner WILLIS JOHN R; Form 4; Security Participating Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2012-01-24: Reporting owner WILLIS JOHN R; Form 4; Security Participating Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2012-01-24: Reporting owner WILLIS JOHN R; Form 4; Security Participating Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-01-24 | WILLIS JOHN R Director, 10% Owner | 4 | Participating Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −7,017 56,133 owned after | no price filed | 2012-02-15 | |
| 2012-01-24 | WILLIS JOHN R Director, 10% Owner | 4 | Participating Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −211 1,690 owned after | no price filed | 2012-02-15 | |
| 2012-01-24 | WILLIS JOHN R Director, 10% Owner | 4 | Participating Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −211 1,690 owned after | no price filed | 2012-02-15 | |
| 2012-01-24 | WILLIS JOHN R Director, 10% Owner | 4 | Participating Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −61 487 owned after | no price filed | 2012-02-15 | |
| 2012-01-24 | STEIN AVY H Director, 10% Owner | 4 | Participating Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −7,017 56,133 owned after | no price filed | 2012-02-15 | |
| 2012-01-24 | STEIN AVY H Director, 10% Owner | 4 | Participating Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −211 1,690 owned after | no price filed | 2012-02-15 | |
| 2012-01-24 | STEIN AVY H Director, 10% Owner | 4 | Participating Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −211 1,690 owned after | no price filed | 2012-02-15 | |
| 2012-01-24 | STEIN AVY H Director, 10% Owner | 4 | Participating Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −61 487 owned after | no price filed | 2012-02-15 |