ROTOBLOCK CORP Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows, 18 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-01-26: Reporting owner Schneider Andrew; Form 3; Security Common Stock Purchase Warrant; Transaction Holding.
- 2010-12-20: Reporting owner Petrovska Mariya; Form 4/A; Security Warrant; Transaction G Bona fide gift.
- 2010-12-20: Reporting owner Petrovska Mariya; Form 4; Security Warrant; Transaction G Bona fide gift.
- 2010-03-17: Reporting owner Liu Chien-Chih; Form 4; Security Warrant; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-01-26 holding as of filing | Schneider Andrew Officer (Chief Executive Officer) | 3 | Common Stock Purchase Warrant Derivative · Direct | Holding | $0.25 exercise price | 2012-01-26 | ||
| 2010-12-20 | Petrovska Mariya Director, Officer (Secretary) | 4/A | Warrant Derivative · Direct | G Bona fide gift | −25,000 308,333 owned after | $0.25 exercise price | 2010-12-28 | |
| 2010-12-20 | Petrovska Mariya Director, Officer (Secretary) | 4 | Warrant Derivative · Direct | G Bona fide gift | +25,000 308,333 owned after | $0.55 | 2010-12-21 | |
| 2010-03-17 | Liu Chien-Chih Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000,000 3,477,500 owned after | $0.25 | 2010-03-19 | |
| 2010-02-25 | Petrovska Mariya Director, Officer (Secretary) | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +333,333 333,333 owned after | $0.25 | 2010-03-01 | |
| 2010-02-12 | Liu Chien-Chih Director, Officer (CEO), 10% Owner | 4 | WARRANT Derivative · Direct | G Bona fide gift | −30,000 477,500 owned after | $0.25 | 2010-02-17 | |
| 2010-02-12 | Liu Chien-Chih Director, Officer (CEO), 10% Owner | 4 | WARRANT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +507,500 507,500 owned after | $0.25 | 2010-02-17 | |
| 2008-05-12 | Liu Chien-Chih Officer (Chief Executive Officer) | 4 | Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +800,000 1,800,000 owned after | $0.15 exercise price | 2008-05-13 | |
| 2008-03-31 | Liu Chien-Chih Officer (Chief Executive Officer) | 4 | Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.15 exercise price | 2008-04-01 | |
| 2006-12-07 | HEINZE MATTHIAS R Officer (President) | 4 | Stock Warrant (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.15 exercise price | 2007-01-17 | |
| 2006-12-07 | HOWARD THOMAS M Officer (Chief Financial Officer) | 4 | Stock Warrant (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.15 exercise price | 2006-12-11 | |
| 2006-12-07 | SCHNEIDER STEVEN Director | 4 | Stock Warrant (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.15 exercise price | 2006-12-11 | |
| 2006-12-07 | CUDE RENAY Director, Officer (Corporate Secretary) | 4 | Stock Warrant (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.15 exercise price | 2006-12-08 | |
| 2006-01-30 holding as of filing | HEINZE MATTHIAS R Officer (CEO) | 3 | Stock Warrant (right to buy) Derivative · Direct | Holding | $0.50 exercise price | 2006-01-30 | ||
| 2006-01-30 holding as of filing | HEINZE MATTHIAS R Officer (CEO) | 3 | Stock Warrant (right to buy) Derivative · Direct | Holding | $0.25 exercise price | 2006-01-30 | ||
| 2006-01-11 | HOWARD THOMAS M Officer (Chief Financial Officer) | 4 | Stock Warrant (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $0.25 exercise price | 2006-01-12 | |
| 2006-01-11 | SCHNEIDER STEVEN Director | 4 | Stock Warrant (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $0.25 exercise price | 2006-01-12 | |
| 2006-01-11 | CUDE RENAY Director, Officer (Corporate Secretary) | 4 | Stock Warrant (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $0.25 exercise price | 2006-01-12 |