ROKWADER, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-21: Reporting owner FARAR YALE; Form 4; Security Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-08-25: Reporting owner SADERUP GARY; Form 4; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-21 | FARAR YALE 10% Owner | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,667 183,333 owned after | $0.40 | 2015-12-22 | |
| 2008-08-25 | SADERUP GARY Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $6,750.00 | 2008-08-26 |