RocketFuel Blockchain, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-06-14: Reporting owner Jensen Peter Michael; Form 3; Security Options to purchase Common Stock; Transaction Holding.
- 2021-03-29: Reporting owner Hall Rohan; Form 3; Security Options to purchase Common Stock; Transaction Holding.
- 2021-03-29: Reporting owner Hall Rohan; Form 3; Security Options to purchase Common Stock; Transaction Holding.
- 2021-03-18: Reporting owner Funk Gert; Form 4; Security Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-06-14 holding as of filing | Jensen Peter Michael Director, Officer (CEO) | 3 | Options to purchase Common Stock Derivative · Direct | Holding | $1.08 exercise price | 2021-06-14 | ||
| 2021-03-29 holding as of filing | Hall Rohan Officer (CTO) | 3 | Options to purchase Common Stock Derivative · Direct | Holding | $1.08 exercise price | 2021-03-29 | ||
| 2021-03-29 holding as of filing | Hall Rohan Officer (CTO) | 3 | Options to purchase Common Stock Derivative · Direct | Holding | $1.08 exercise price | 2021-03-29 | ||
| 2021-03-18 | Funk Gert Director, Officer (Chairman), 10% Owner | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $1.08 exercise price | 2021-06-17 | |
| 2021-03-15 | Yankowitz Bennett J. Director, Officer (CFO) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 1,000,000 owned after | $1.08 exercise price | 2021-03-29 | |
| 2018-08-08 | Yankowitz Bennett J. Officer (Chief Financial Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $3.00 exercise price | 2018-08-14 |