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RocketFuel Blockchain, Inc. Forms 3, 4 and 5: Stock Options

RocketFuel Blockchain, Inc. Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2021-06-14: Reporting owner Jensen Peter Michael; Form 3; Security Options to purchase Common Stock; Transaction Holding.
  • 2021-03-29: Reporting owner Hall Rohan; Form 3; Security Options to purchase Common Stock; Transaction Holding.
  • 2021-03-29: Reporting owner Hall Rohan; Form 3; Security Options to purchase Common Stock; Transaction Holding.
  • 2021-03-18: Reporting owner Funk Gert; Form 4; Security Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2021-06-14
holding as of filing
Jensen Peter Michael
Director, Officer (CEO)
3Options to purchase Common Stock
Derivative · Direct
Holding$1.08
exercise price
2021-06-14
2021-03-29
holding as of filing
Hall Rohan
Officer (CTO)
3Options to purchase Common Stock
Derivative · Direct
Holding$1.08
exercise price
2021-03-29
2021-03-29
holding as of filing
Hall Rohan
Officer (CTO)
3Options to purchase Common Stock
Derivative · Direct
Holding$1.08
exercise price
2021-03-29
2021-03-18Funk Gert
Director, Officer (Chairman), 10% Owner
4Options
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+500,000
500,000 owned after
$1.08
exercise price
2021-06-17
2021-03-15Yankowitz Bennett J.
Director, Officer (CFO)
4Options
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+500,000
1,000,000 owned after
$1.08
exercise price
2021-03-29
2018-08-08Yankowitz Bennett J.
Officer (Chief Financial Officer)
4Options to Purchase Common Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+500,000
500,000 owned after
$3.00
exercise price
2018-08-14