ROCK CREEK PHARMACEUTICALS, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2016-04-13: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2016-03-30; Total offering amount $500,000.
- 2015-10-21: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2015-10-15; Total offering amount $20,000,000.
- 2015-05-19: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2015-05-08; Total offering amount $232,770.
- 2015-02-12: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2015-01-28; Total offering amount $760,023.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2016-04-13 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2016-03-30 | $500,000 | $500,000 | $0 | 7 |
| 2015-10-21 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2015-10-15 | $20,000,000 | $20,000,000 | $0 | 2 |
| 2015-05-19 | Rule 506(b) | Equity; OptionToAcquire | 2015-05-08 | $232,770 | $232,770 | $0 | 1 |
| 2015-02-12 | Rule 506(b) | Equity; OptionToAcquire | 2015-01-28 | $760,023 | $760,023 | $0 | 7 |
| 2014-08-22 | Rule 506(b) | Equity; Debt; OptionToAcquire | 2014-08-08 | $6,000,000 | $6,000,000 | $0 | 5 |