Rocky Mountain Chocolate Factory, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows, 13 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-08-15: Reporting owner Sarlls Robert J; Form 4; Security Non-qualified stock option; Transaction Holding.
- 2023-08-15: Reporting owner ARROYO A ALLEN; Form 4; Security Non-qualified stock option; Transaction Holding.
- 2023-08-03: Reporting owner ARROYO A ALLEN; Form 4; Security Non-qualified stock option; Transaction Holding.
- 2023-08-02: Reporting owner Sarlls Robert J; Form 4; Security Non-qualified stock option; Transaction Holding.
RMCF insiders transactions against the stock price
Blue: Split-adjusted close · Orange: Cumulative dividend-reinvested close
Logarithmic scale. Both lines share the same starting value for the selected range.
Markers: each transaction type positioned at that session's split-adjusted close. Tooltips retain the reported transaction price when available.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-08-15 holding as of filing | Sarlls Robert J Director, Officer (Chief Executive Officer) | 4 | Non-qualified stock option Derivative · Direct | Holding | 27,668 owned after | $6.38 exercise price | 2023-08-15 | |
| 2023-08-15 holding as of filing | ARROYO A ALLEN Officer (CFO) | 4 | Non-qualified stock option Derivative · Direct | Holding | 8,476 owned after | $6.85 exercise price | 2023-08-15 | |
| 2023-08-03 holding as of filing | ARROYO A ALLEN Officer (CFO) | 4 | Non-qualified stock option Derivative · Direct | Holding | 8,476 owned after | $6.85 exercise price | 2023-08-03 | |
| 2023-08-02 holding as of filing | Sarlls Robert J Director, Officer (Chief Executive Officer) | 4 | Non-qualified stock option Derivative · Direct | Holding | 27,668 owned after | $6.38 exercise price | 2023-08-02 | |
| 2023-07-28 holding as of filing | Sarlls Robert J Director, Officer (Chief Executive Officer) | 4 | Non-qualified stock option Derivative · Direct | Holding | 27,668 owned after | $6.38 exercise price | 2023-07-28 | |
| 2023-07-27 holding as of filing | ARROYO A ALLEN Officer (CFO) | 4 | Non-qualified stock option Derivative · Direct | Holding | 8,476 owned after | $6.85 exercise price | 2023-07-27 | |
| 2023-07-21 holding as of filing | Sarlls Robert J Director, Officer (Chief Executive Officer) | 4 | Non-qualified stock option Derivative · Direct | Holding | 27,668 owned after | $6.38 exercise price | 2023-07-21 | |
| 2023-07-20 holding as of filing | Sarlls Robert J Director, Officer (Chief Executive Officer) | 4 | Non-qualified stock option Derivative · Direct | Holding | 27,668 owned after | $6.38 exercise price | 2023-07-20 | |
| 2022-10-27 holding as of filing | Sarlls Robert J Director, Officer (Chief Executive Officer) | 4 | Non-qualified stock option Derivative · Direct | Holding | 27,668 owned after | $6.38 exercise price | 2022-10-27 | |
| 2022-10-24 holding as of filing | Sarlls Robert J Director, Officer (Chief Executive Officer) | 4 | Non-qualified stock option Derivative · Direct | Holding | 27,668 owned after | $6.38 exercise price | 2022-10-24 | |
| 2022-10-20 holding as of filing | Sarlls Robert J Director, Officer (Chief Executive Officer) | 4 | Non-qualified stock option Derivative · Direct | Holding | 27,668 owned after | $6.38 exercise price | 2022-10-20 | |
| 2022-08-10 | ARROYO A ALLEN Officer (CFO) | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,476 8,476 owned after | $6.85 exercise price | $6.85 | 2022-08-11 |
| 2022-05-09 | Sarlls Robert J Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,668 27,668 owned after | $6.38 exercise price | $6.38 | 2022-05-11 |
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