RIVERVIEW FINANCIAL CORP Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2013-10-21: Form 8-K; Period of report 2013-10-17; Description 8.01 Other Events; Details 8.01.
- 2013-08-22: Form 8-K; Period of report 2013-08-21; Description 8.01 Other Events; Details 8.01.
- 2012-05-09: Form 8-K; Period of report 2012-05-08; Description 8.01 Other Events; Details 8.01.
- 2012-04-27: Form 8-K; Period of report 2012-04-26; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2013-10-21 | 8-K | 2013-10-17 | 8.01 Other Events | 8.01 On October 17, 2013, at a special meeting of shareholders held at 9:00 a.m. at 200 North Front Street, Marysville, Pennsylvania 17053, the shareholders of Riverview Financial Corporation (“Riverview”) approved and adopted the Amended and Restated Agreement and Plan of Consolidation, dated April 24, 2013, between Riverview and Union Bancorp, Inc. (“Union”), which provides, among other things for the consolidation of both companies to form a new Pennsylvania corporation (“Newco”), under the name of Riverview Financial Corporation. | d615111d8k.htm |
| 2013-08-22 | 8-K | 2013-08-21 | 8.01 Other Events | 8.01 Press release announcing the declaration of a cash dividend for the third quarter of 2013 as approved by the Board of Directors of Riverview Financial Corporation is attached as Exhibit 99.1 and incorporated herein by reference. | a13-19105_18k.htm |
| 2012-05-09 | 8-K | 2012-05-08 | 8.01 Other Events | 8.01 Riverview Financial Corporation today announced its decision to file a Form 15 with the Securities and Exchange Commission to suspend its reporting obligations under the Securities Exchange Act of 1934, as amended by Section 601 of the Jumpstart Our Business Startups Act of 2012, on May 9, 2012. | a12-11694_18k.htm |
| 2012-04-27 | 8-K | 2012-04-26 | 2.02 Results of Operations and Financial Condition | 2.02 On April 26, 2012 Riverview Financial Corporation issued a press release reporting its earnings for the three months ended March 31, 2012. | a12-10597_18k.htm |
| 2012-04-10 | 8-K | 2012-04-04 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.01 On April 4, 2012, the Retirement Agreement and General Release (the “Agreement”) by and among William L. Hummel, Riverview Financial Corporation (the “Corporation”) and Riverview Bank (the “Bank”), the wholly owned banking subsidiary of the Corporation dated as of March 27, 2012 became effective. 5.02 On April 4, 2012, the Retirement Agreement and General Release (the “Agreement”) by and among William L. Hummel, Riverview Financial Corporation (the “Corporation”) and Riverview Bank (the “Bank”), the wholly owned banking subsidiary of the Corporation dated as of March 27, 2012 became effective. | a12-9413_18k.htm |
| 2012-03-08 | 8-K | 2012-03-07 | 7.01 Regulation FD Disclosure; 8.01 Other Events | 7.01 The information set forth under the caption “Item 8.01 Other Events” is hereby incorporated into this Item 7.01 by this reference. 8.01 On March 7, 2012, Riverview Financial Corporation announced that the corporation has reaffirmed its Stock Repurchase Plan. | a12-6728_18k.htm |
| 2012-03-07 | 8-K | 2012-03-06 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Effective March 6, 2012, Riverview Financial Corporation appointed Howard R. (Mike) Greenawalt as a director of the Registrant and its bank subsidiary, Riverview Bank, to complete the three year term ending 2014 of former director, Dr. Roland R. Alexander, who passed away August 2011. | a12-1294_28k.htm |
| 2012-02-17 | 8-K | 2012-02-15 | 8.01 Other Events | 8.01 Press release announcing the declaration of a cash dividend for the first quarter of 2012 as approved by the Board of Directors of Riverview Financial Corporation is attached as Exhibit 99.1 and incorporated herein by reference. | a12-5302_18k.htm |
| 2012-02-10 | 8-K | 2012-02-09 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | 2.02 On February 9, 2012 Riverview Financial Corporation issued a press release reporting its earnings for the year ended December 31, 2011. | a12-4635_18k.htm |
| 2012-01-26 | 8-K | 2012-01-18 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 On January 24, 2012, Second Amended and Restated Executive Employment Agreements (the “employment agreements”) and Noncompetition Agreements (the “noncompetition agreements”) (collectively the “agreements”) were adopted by and between Riverview Financial Corporation (the “Company”), its wholly owned banking subsidiary Riverview Bank (the “Bank”) and Messrs. 8.01 On January 18, 2012, the 2009 Stock Option Plan of Riverview Financial Corporation (the “Plan”) was amended and restated to increase the number of shares of common stock that may be issued under the Plan through grants of non-qualified stock options. | a12-3517_18k.htm |
| 2012-01-17 | 8-K | 2012-01-06 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On January 6, 2012, a Supplemental Executive Retirement Plan Agreement (“the agreement”) was adopted by and between Riverview Bank (the “Bank”), the wholly owned banking subsidiary of the Registrant, and Mr. Brett D. Fulk, the Chief Operating Officer of the Bank. | a12-2778_18k.htm |
| 2012-01-09 | 8-K | 2012-01-04 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On January 4, 2012 the Registrant entered into an Executive Employment Agreement (“the agreement”) with Mr. Brett D. Fulk, who was appointed July 14, 2011 as the Chief Operating Officer of Riverview Bank (“the Bank”), the wholly owned banking subsidiary of the Registrant. | a12-2296_18k.htm |
| 2011-12-22 | 8-K | 2011-12-21 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On December 21, 2011, a Director Emeritus Agreement effective November 2, 2011 was entered into by and between the Registrant and its wholly owned subsidiary, Riverview National Bank (the “Bank”), and Directors R. Keith Hite and John M. Schrantz (the “Agreement”). | a11-32215_18k.htm |
| 2011-11-28 | 8-K | 2011-11-23 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On November 23, 2011, a Director Emeritus Agreement effective November 2, 2011 was entered into by and between the Registrant and its wholly owned subsidiary, Riverview Bank (the “Bank”), and Director James M. Lebo (the “Agreement”). | a11-30473_18k.htm |
| 2011-11-22 | 8-K | 2011-11-16 | 8.01 Other Events | 8.01 Press release announcing the declaration of a cash dividend for the fourth quarter of 2011 as approved by the Board of Directors of Riverview Financial Corporation is attached as Exhibit 99.1 and incorporated herein by reference. | a11-30131_18k.htm |
| 2011-11-21 | 8-K | 2011-11-16 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 On November 16, 2011, a Director Emeritus Agreement effective November 2, 2011 was entered into by and between the Registrant and its wholly owned subsidiary, Riverview National Bank (the “Bank”), and each of the Directors Arthur M. Feld, James G. Ford, II, Kirk D. Fox, Robert M. Garst, David W. Hoover, William L. Hummel, Joseph D. Kerwin and David A. Troutman (the “Agreement”). 8.01 As previously disclosed, Riverview National Bank, the wholly-owned subsidiary of Riverview Financial Corporation, applied and on June 16, 2011, the Pennsylvania Department of Banking approved the conversion of Riverview National Bank from a national banking association to a Pennsylvania state-chartered bank. | a11-30131_28k.htm |
| 2011-10-21 | 8-K | 2011-10-20 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Effective November 20, 2011, Mr. Paul B. Zwally, Chief Loan Officer of Riverview Financial Corporation and Riverview National Bank will leave his position with the registrant. | a11-28332_28k.htm |
| 2011-10-21 | 8-K | 2011-10-20 | 2.02 Results of Operations and Financial Condition | 2.02 On October 20, 2011 Riverview Financial Corporation issued a press release reporting its earnings for the nine months ended September 30, 2011. | a11-28332_18k.htm |
| 2011-09-23 | 8-K | 2011-08-30 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On August 30, 2011, the First Amendment to the Executive Deferred Compensation Agreement dated June 30, 2010 was entered into by and between Riverview National Bank, the wholly owned subsidiary of the Registrant, and Kirk Fox, President of the Registrant and the Bank. | a11-26890_18k.htm |
| 2011-09-08 | 8-K | 2011-09-07 | 8.01 Other Events | 8.01 Press release announcing the declaration of a cash dividend for the third quarter of 2011 as approved by the Board of Directors of Riverview Financial Corporation is attached as Exhibit 99.1 and incorporated herein by reference. | a11-26105_18k.htm |
| 2011-07-21 | 8-K | 2011-07-20 | 2.02 Results of Operations and Financial Condition | 2.02 On July 20, 2011 Riverview Financial Corporation issued a press release reporting its earnings for the six months ended June 30, 2011. | a11-18881_28k.htm |
| 2011-07-15 | 8-K | 2011-07-14 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 Riverview Financial Corporation announced the appointment of Brett D. Fulk, age 43, as Chief Operating Officer of the registrant and Riverview National Bank, the wholly-owned subsidiary of the registrant. 8.01 On July 14, 2011, Riverview National Bank, the wholly-owned subsidiary of Riverview Financial Corporation, announced a new loan production office in Schuylkill County, Pennsylvania. | a11-18881_18k.htm |
| 2011-06-03 | 8-K | 2011-06-01 | 8.01 Other Events | 8.01 Press release announcing the declaration of a cash dividend for the second quarter of 2011 as approved by the Board of Directors of Riverview Financial Corporation is attached as Exhibit 99.1 and incorporated herein by reference. | a11-13764_18k.htm |
| 2011-05-13 | 8-K | 2011-05-11 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 Riverview Financial Corporation (“Riverview”) held its Annual Meeting of Shareholders on May 11, 2011, where the shareholders voted on the matters described in Riverview’s definitive proxy statement. | a11-12370_18k.htm |
| 2011-04-21 | 8-K | 2011-04-20 | 2.02 Results of Operations and Financial Condition | 2.02 On April 20, 2011 Riverview Financial Corporation issued a press release reporting its earnings for the three months ended March 31, 2011. | a11-10664_18k.htm |
| 2011-04-07 | 8-K | 2011-04-06 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.03 On April 6, 2011, the Corporation’s Board of Directors amended Article 24 of its Bylaws by adding Section 24.2 allowing the Corporation’s securities to be represented by uncertificated shares. | a11-9888_18k.htm |
| 2011-03-15 | 8-K | 2011-03-14 | 7.01 Regulation FD Disclosure; 8.01 Other Events | 7.01 The information set forth under the caption “Item 8.01 Other Events” is hereby incorporated into this Item 7.01 by this reference. 8.01 On March 14, 2011, Riverview National Bank, the wholly-owned subsidiary of Riverview Financial Corporation, filed an application with the Pennsylvania Department of Banking to convert from a national banking association to a Pennsylvania state-chartered bank. | a11-7934_18k.htm |
| 2011-03-11 | 8-K | 2011-03-09 | 7.01 Regulation FD Disclosure; 8.01 Other Events | 7.01 The information set forth under the caption “Item 8.01 Other Events” is hereby incorporated into this Item 7.01 by this reference. 8.01 On March 10, 2011, Riverview Financial Corporation announced that the corporation has implemented a Dividend Reinvestment and Stock Purchase Plan. | a11-7733_18k.htm |
| 2011-03-11 | 8-K | 2011-03-09 | 7.01 Regulation FD Disclosure; 8.01 Other Events | 7.01 The information set forth under the caption “Item 8.01 Other Events” is hereby incorporated into this Item 7.01 by this reference. 8.01 On March 9, 2011, Riverview Financial Corporation announced that the corporation has reaffirmed its Stock Repurchase Plan. | a11-7749_18k.htm |
| 2011-02-24 | 8-K | 2011-02-21 | 8.01 Other Events | 8.01 Press release announcing the declaration of a cash dividend for the first quarter of 2011 as approved by the Board of Directors of Riverview Financial Corporation is attached as Exhibit 99.1 and incorporated herein by reference. | a11-6570_18k.htm |
| 2011-01-21 | 8-K | 2011-01-20 | 2.02 Results of Operations and Financial Condition | 2.02 On January 20, 2011 Riverview Financial Corporation issued a press release reporting its earnings for the twelve months ended December 31, 2010. | a11-4396_18k.htm |
| 2010-11-19 | 8-K | 2010-11-17 | 8.01 Other Events | 8.01 Press release announcing the declaration of a cash dividend for the fourth quarter of 2010 as approved by the Board of Directors of Riverview Financial Corporation is attached as Exhibit 99.1 and incorporated herein by reference. | a10-21546_18k.htm |
| 2010-10-21 | 8-K | 2010-10-20 | 2.02 Results of Operations and Financial Condition | 2.02 On October 20, 2010, Riverview Financial Corporation issued a press release reporting its earnings for the nine months ended September 30, 2010. | a10-19718_18k.htm |
| 2010-09-03 | 8-K | 2010-09-01 | 8.01 Other Events | 8.01 Press release announcing the declaration of a cash dividend for the third quarter of 2010 as approved by the Board of Directors of Riverview Financial Corporation is attached as Exhibit 99.1 and incorporated herein by reference. | a10-16852_18k.htm |
| 2010-07-22 | 8-K | 2010-07-21 | 2.02 Results of Operations and Financial Condition | 2.02 On July 21, 2010, Riverview Financial Corporation issued a press release reporting its earnings for the six months ended June 30, 2010. | a10-14416_18k.htm |
| 2010-07-01 | 8-K | 2010-06-30 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.01 Entry into a Material Definitive Agreement. 5.02 The information contained in Item 1.01 is incorporated herein by reference. | a10-13456_18k.htm |
| 2010-06-04 | 8-K | 2010-06-03 | 8.01 Other Events | 8.01 Press release announcing the declaration of a cash dividend for the second quarter of 2010 as approved by the Board of Directors of Riverview Financial Corporation is attached as Exhibit 99.1 and incorporated herein by reference. | a10-11497_18k.htm |
| 2010-05-21 | 8-K | 2010-05-19 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Effective May 19, 2010, Mr. Paul R. Reigle retired as a director of Riverview Financial Corporation and Riverview National Bank. | a10-10726_18k.htm |
| 2010-04-28 | 8-K | 2010-04-28 | 5.07 Submission of Matters to a Vote of Security Holders; 7.01 Regulation FD Disclosure | 5.07 At Riverview Financial Corporation’s (“Riverview”) 2010 Annual Meeting of Shareholders held on April 28, 2010, the shareholders approved the matters described in Riverview’s definitive proxy statement. 7.01 Unaudited financial information for Riverview Financial Corporation relating to the first quarter of 2010 was provided to shareholders at the Riverview Financial Corporation 2010 Annual Meeting of Shareholders held on April 28, 2010. | a10-8974_18k.htm |
| 2010-04-22 | 8-K | 2010-04-22 | 2.02 Results of Operations and Financial Condition | 2.02 On April 22, 2010, Riverview Financial Corporation issued a press release reporting its earnings for the three months ended March 31, 2010. | a10-8587_18k.htm |
| 2010-04-09 | 8-K | 2010-04-07 | 8.01 Other Events | 8.01 On April 9, 2010, the Board of Directors of Riverview Financial Corporation (the “corporation”) announced a stock repurchase program approved on April 7, 2010 pursuant to which the corporation is authorized to repurchase up to 4.9% of the corporation’s publicly held outstanding shares of common stock. | a10-7935_18k.htm |
| 2010-03-05 | 8-K | 2010-03-03 | 8.01 Other Events | 8.01 Press release announcing the declaration of a cash dividend for the first quarter of 2010 as approved by the Board of Directors of Riverview Financial Corporation is attached as Exhibit 99.1 and is incorporated herein by reference. | a10-5214_18k.htm |
| 2010-01-20 | 8-K | 2010-01-19 | 2.02 Results of Operations and Financial Condition | 2.02 On January 19, 2010, Riverview Financial Corporation issued a press release reporting its earnings for the year ended December 31, 2009. | a10-2143_18k.htm |
| 2009-12-03 | 8-K | 2009-12-02 | 8.01 Other Events | 8.01 Press release announcing the declaration of a cash dividend for the fourth quarter of 2009 as approved by the Board of Director’s of Riverview Financial Corporation is attached as Exhibit 99.1 and is incorporated herein by reference. | a09-34774_18k.htm |
| 2009-10-23 | 8-K | 2009-10-22 | 2.02 Results of Operations and Financial Condition | 2.02 On October 22, 2009, Riverview Financial Corporation issued a press release reporting its earnings for the third quarter ended September 30, 2009. | a09-32084_18k.htm |
| 2009-09-17 | 8-K | 2009-09-16 | 8.01 Other Events | 8.01 Press release announcing the declaration of a cash dividend for the third quarter of 2009 as approved by the Board of Director’s of Riverview Financial Corporation is attached as Exhibit 99.1 and is incorporated herein by reference. | a09-26675_18k.htm |
| 2009-09-09 | 8-K | 2009-09-02 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On September 2, 2009, the Board of Directors of Riverview National Bank (the “Bank”), the wholly-owned subsidiary of the Registrant, approved the Second Amendment of the Supplemental Executive Retirement Plan Agreement dated March 29, 2007 and amended June 18, 2008 (“SERP Agreement”) for Kirk D. Fox, President of the Registrant and the Bank. | a09-25729_18k.htm |
| 2009-08-21 | 8-K | 2009-08-19 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On August 19, 2009, the Registrant’s board of directors approved the dismissal of Beard Miller Company LLP (“BMC”) as the Registrant’s independent registered public accounting firm and approved the engagement of Smith Elliott Kearns & Company, LLC (“SEK&Co”) as the Registrant’s new independent registered public accounting firm. | a09-23753_18k.htm |
| 2009-07-17 | 8-K | 2009-07-16 | 2.02 Results of Operations and Financial Condition | 2.02 On July 16, 2009, Riverview Financial Corporation issued a press release reporting its earnings for the second quarter ended June 30, 2009. | a09-18960_18k.htm |
| 2009-06-18 | 8-K | 2009-06-17 | 8.01 Other Events | 8.01 Press release announcing the declaration of a cash dividend for the second quarter of 2009 approved by the Board of Director’s of Riverview Financial Corporation is attached as Exhibit 99.1 and is incorporated herein by reference. | a09-16334_18k.htm |
| 2009-05-15 | 8-K | 2009-05-13 | 7.01 Regulation FD Disclosure | 7.01 On May 14, 2009, Riverview Financial Corporation issued a press release reporting the results of its annual meeting of shareholders held on May 13, 2009. | a09-12042_28k.htm |
| 2009-04-30 | 8-K | 2009-04-24 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.01 Entry into a Material Definitive Agreement. 5.02 The information contained in Item 1.01 is incorporated herein by reference. | a09-12136_18k.htm |
| 2009-04-23 | 8-K | 2009-04-23 | 2.02 Results of Operations and Financial Condition | 2.02 On April 23, 2009, Riverview Financial Corporation issued a press release reporting its earnings for the first quarter ended March 31, 2009. | a09-10888_18k.htm |
| 2009-03-24 | 8-K | 2009-03-18 | 8.01 Other Events | 8.01 Press release announcing the declaration of a cash dividend for the first quarter of 2009 approved by the Board of Director’s of Riverview Financial Corporation is attached as Exhibit 99.1 and is incorporated herein by reference. | a09-8478_18k.htm |
| 2009-03-12 | 8-K/A | 2009-03-12 | 2.01 Completion of Acquisition or Disposition of Assets | 2.01 On December 31, 2008 and pursuant to the Agreement and Plan of Consolidation (the “Agreement”), dated, June 18, 2008, as amended, by and between First Perry Bancorp, Inc. (“First Perry”) and HNB Bancorp, Inc. (“HNB”), Riverview Financial Corporation (the “Corporation”), a Pennsylvania corporation, was formed upon the completion of the consolidation of First Perry and HNB, and each outstanding share of common stock of First Perry and HNB was converted into 2.435 and 2.520 shares of the Corporation’s common stock, respectively. | a09-7680_18ka.htm |
| 2009-02-17 | 8-K | 2009-01-20 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Riverview Financial Corporation is announcing the appointment of Theresa (Terry) Wasko, age 56, as Chief Financial Officer of the Registrant and Riverview National Bank, the wholly-owned subsidiary of the Registrant as of January 20, 2009. | a09-5817_18k.htm |
| 2009-01-07 | 8-K | 2008-12-31 | 2.01 Completion of Acquisition or Disposition of Assets; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 2.01 On December 31, 2008, at 4:01 p.m., eastern time, and pursuant to the Agreement and Plan of Consolidation (the “Agreement”), dated as of June 18, 2008, as amended, by and between First Perry Bancorp, Inc. (“First Perry”) and HNB Bancorp, Inc. (“HNB”), Riverview Financial Corporation (the “Corporation”), a Pennsylvania corporation, was formed upon completion of the consolidation of First Perry and HNB and each outstanding share of common stock of First Perry and HNB was converted into 2.435 and 2.520 shares of the Corporation’s common stock, respectively. 5.02 As a result of the consolidation, on December 31, 2008, Robert M. Garst became Chief Executive Officer the Corporation and Kirk D. Fox became President of the Corporation. 8.01 On December 31, 2008, the Corporation issued a press release announcing the completion of the consolidation. | a08-31301_18k.htm |