RICEBRAN TECHNOLOGIES Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2011-12-21: Form 8-K; Period of report 2011-12-15; Description 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; Details 2.03.
- 2011-10-13: Form 8-K; Period of report 2011-10-07; Description 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 3.02.
- 2011-08-17: Form 8-K; Period of report 2011-08-15; Description 8.01 Other Events; Details 8.01.
- 2011-08-10: Form 8-K/A; Period of report 2010-12-29; Description 1.01 Entry into a Material Definitive Agreement; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2011-12-21 | 8-K | 2011-12-15 | 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 2.03 On December 15, 2011, NutraCea’s Brazilian subsidiary, Industria Riograndens De Oleos Vegetais Ltda. | form8k.htm |
| 2011-10-13 | 8-K | 2011-10-07 | 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 3.02 On October 7, 2011, NutraCea entered into a Note and Warrant Purchase Agreement (“Agreement”) with a creditor to restructure previously issued convertible promissory notes and warrants and to allow NutraCea to borrow additional funds from the creditor. 5.02 On October 12, 2011, Leo Gingras provided NutraCea with six months notice of his intention to voluntarily terminate his employment as president, chief operating officer and secretary of NutraCea to spend more time with his family. | form8k.htm |
| 2011-08-17 | 8-K | 2011-08-15 | 8.01 Other Events | 8.01 On August 15, 2011, NutraCea and DSM New Business Development B.V (“DSM”) entered into a Joint Research and Development Agreement. | form8k.htm |
| 2011-08-10 | 8-K/A | 2010-12-29 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | form8ka.htm |
| 2011-07-20 | 8-K | 2011-07-15 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 On July 15, 2011, NutraCea entered into amendments to employment agreements with each of its four executive officers (“Officers”). 8.01 As previously disclosed, on February 11, 2011, in connection with a $500,000 loan from a financial advisor, NutraCea issued to this advisor (i) a convertible promissory note (“Prior Note”) in the aggregate principal amount of $500,000 that is convertible into common stock at $0.25 per share and that bears interest at 8.5% per annum and (ii) a warrant to purchase 500,000 shares of common stock at a per share exercise price of $0.25 (“Prior Warrant”). | form8k.htm |
| 2011-07-05 | 8-K | 2011-06-30 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.03 On June 22, 2011, the shareholders of NutraCea approved an amendment to the Company’s Articles of Incorporation to increase the authorized number of shares of common stock of the Company from 350,000,000 to 500,000,000. | form8k.htm |
| 2011-06-16 | 8-K | 2011-06-14 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 The Annual Meeting of Stockholders of NutraCea was held on June 14, 2011. | form8k.htm |
| 2011-05-11 | 8-K | 2011-05-11 | 2.02 Results of Operations and Financial Condition | 2.02 On May 11, 2011, NutraCea issued a press release announcing its results of operations and financial condition for the three months ended March 31, 2011. | form8k.htm |
| 2011-04-20 | 8-K | 2011-04-19 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On April 19, 2011, David Bensol and Kenneth Shropshire each informed NutraCea that they will not stand for re-election to the Board of Directors at the Company’s upcoming 2011 Annual Meeting of Shareholders on June 14, 2011 (the “Annual Meeting”). | form8-k.htm |
| 2011-04-06 | 8-K | 2011-04-06 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (e) Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers. | form8k.htm |
| 2011-04-01 | 8-K | 2011-04-01 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 On March 31, 2011, Richard H. Koppes was appointed to the Board of Directors of NutraCea and to NutraCea’s Corporate Governance and Nominating Committee effective. 8.01 On April 1, 2011, NutraCea announced that it has scheduled its 2011 Annual Meeting of Shareholders (the “2011 Annual Meeting”) to be held at Scottsdale Plaza Resort, 7200 N. Scottsdale Road, Scottsdale, Arizona, 85253, on June 14, 2011 at 11:00 a.m., Pacific Daylight Time. | form8k.htm |
| 2011-02-25 | 8-K | 2011-02-25 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On February 25, 2011, NutraCea issued a press release announcing it filed its Annual Report on Form 10-K for the year ending 2009 and announcing that the Company expects improvement in its financial results for the year ending December 31, 2010 compared to its 2009 results. 7.01 The Company will also host a conference call on March 1, 2011 at 4:00 p.m. | form8k.htm |
| 2011-01-18 | 8-K | 2011-01-18 | 8.01 Other Events | 8.01 On January 18, 2011 NutraCea issued a press release announcing that it has reached a settlement with the U.S. Securities and Exchange Commission (the “SEC”) resolving issues raised in the previously-reported SEC investigation of NutraCea without admitting or denying the allegations in the SEC’s complaint. | form8k.htm |
| 2011-01-05 | 8-K | 2010-12-29 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | form8k.htm |