RICE MIDSTREAM PARTNERS LP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 60 rows, 60 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-07-23: Reporting owner VAGT ROBERT F; Form 4; Security Common Units Representing Limited Partner Interests; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-07-23: Reporting owner LELAND D MARK; Form 4; Security Common Units Representing Limited Partner Interests; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-07-23: Reporting owner LYTAL JAMES H; Form 4; Security Common Units Representing Limited Partner Interests; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-07-23: Reporting owner Hildebrandt Stephanie C; Form 4; Security Common Units Representing Limited Partner Interests; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-07-23 | VAGT ROBERT F Director | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,920 0 owned after | $0.00 | 2018-07-23 | |
| 2018-07-23 | LELAND D MARK Director | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −69,465 0 owned after | $0.00 | 2018-07-23 | |
| 2018-07-23 | LYTAL JAMES H Director | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,720 0 owned after | $0.00 | 2018-07-23 | |
| 2018-07-23 | Hildebrandt Stephanie C Director | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,442 0 owned after | $0.00 | 2018-07-23 | |
| 2018-07-23 | Rice Midstream GP Management LLC | EQT Production Co | EQT RE, LLC | Rice Energy Operating LLC | Rice Midstream Holdings LLC | EQT Investments Holdings, LLC | Rice Midstream GP Holdings LP | EQT Corp 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Units representing limited partner interests Non-derivative · Indirect · See Footnotes | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,757,246 0 owned after | no price filed | 2018-07-23 | |
| 2018-05-31 | VAGT ROBERT F Director | 4 | Common Units Representing Limited Partnership Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,920 8,920 owned after | $0.00 | 2018-06-04 | |
| 2018-05-31 | Hildebrandt Stephanie C Director | 4 | Common Units Representing Limited Partnership Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,920 27,442 owned after | $0.00 | 2018-06-04 | |
| 2018-05-31 | LELAND D MARK Director | 4 | Common Units Representing Limited Partnership Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,190 69,465 owned after | $0.00 | 2018-06-04 | |
| 2018-05-31 | LYTAL JAMES H Director | 4 | Common Units Representing Limited Partnership Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,190 33,720 owned after | $0.00 | 2018-06-04 | |
| 2018-02-15 | EQT RE, LLC | Rice Midstream GP Holdings LP | Rice Midstream Holdings LLC | EQT Investments Holdings, LLC | Rice Midstream GP Management LLC | EQT Production Co | Rice Energy Operating LLC | EQT Corp 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Units representing limited partner interests Non-derivative · Indirect · See Footnote | C Conversion of derivative security | +28,753,623 28,757,246 owned after | no price filed | 2018-02-20 | |
| 2018-02-15 | EQT RE, LLC | Rice Midstream GP Holdings LP | Rice Midstream Holdings LLC | EQT Investments Holdings, LLC | Rice Midstream GP Management LLC | EQT Production Co | Rice Energy Operating LLC | EQT Corp 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Subordinated units representing limited partner interests Derivative · Indirect · See Footnote | C Conversion of derivative security | −28,753,623 0 owned after | $0.00 | 2018-02-20 | |
| 2017-11-15 holding as of filing | EQT Investments Holdings, LLC | EQT Corp | EQT Production Co 10% Owner | 10% Owner | 10% Owner | 3 | Common Units representing limited partner interests Non-derivative · Indirect · See Footnotes | Holding | 0 owned after | no price filed | 2017-11-15 | |
| 2017-11-15 holding as of filing | EQT Investments Holdings, LLC | EQT Corp | EQT Production Co 10% Owner | 10% Owner | 10% Owner | 3 | Subordinated Units representing limited partner interests Derivative · Indirect · See Footnotes | Holding | no price filed | 2017-11-15 | ||
| 2017-11-13 | EQT RE, LLC | Rice Midstream GP Management LLC | Rice Midstream GP Holdings LP | EQT Production Co | Rice Energy Operating LLC | Rice Midstream Holdings LLC | EQT Investments Holdings, LLC | EQT Corp 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Units representing limited partner interests Non-derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +3,623 3,623 owned after | no price filed | 2017-11-15 | |
| 2017-11-13 | EQT RE, LLC | Rice Midstream GP Management LLC | Rice Midstream GP Holdings LP | EQT Production Co | Rice Energy Operating LLC | Rice Midstream Holdings LLC | EQT Investments Holdings, LLC | EQT Corp 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Subordinated units representing limited partner interests Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +28,753,623 28,753,623 owned after | no price filed | 2017-11-15 | |
| 2017-05-31 | LYTAL JAMES H Director | 4 | Common units representing limited partnership interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,964 24,530 owned after | $0.00 | 2017-06-02 | |
| 2017-05-31 | LELAND D MARK Director | 4 | Common units representing limited partnership interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,964 60,275 owned after | $0.00 | 2017-06-02 | |
| 2017-05-31 | Hildebrandt Stephanie C Director | 4 | Common units representing limited partnership interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,760 18,522 owned after | $0.00 | 2017-06-02 | |
| 2016-12-19 | Wingo Robert R. Director, Officer (See Remarks) | 4 | Common units representing limited partnership interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −7,634 29,108 owned after | $22.98 | 2016-12-20 | |
| 2016-12-19 | Rice Daniel J. IV Director, Officer (Chief Executive Officer) | 4 | Common units representing limited partnership interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −4,772 11,380 owned after | $22.98 | 2016-12-20 | |
| 2016-12-19 | Lisenby Grayson T. Officer (See Remarks) | 4 | Common units representing limited partnership interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −4,145 27,007 owned after | $22.98 | 2016-12-20 | |
| 2016-12-19 | Jordan William E. Officer (See Remarks) | 4 | Common units representing limited partnership interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −6,631 22,611 owned after | $22.98 | 2016-12-20 | |
| 2016-12-19 | Rogers James Wilmot Officer (See Remarks) | 4 | Common units representing limited partnership interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −4,772 24,380 owned after | $22.98 | 2016-12-20 | |
| 2016-11-07 | Rogers James Wilmot Officer (See Remarks) | 4 | Common units representing limited partnership interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,000 29,152 owned after | $21.10 | 2016-11-08 | |
| 2016-06-01 | LYTAL JAMES H Director | 4 | Common units representing limited partnership interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,295 17,566 owned after | $0.00 | 2016-06-02 | |
| 2016-06-01 | LELAND D MARK Director | 4 | Common units representing limited partnership interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,295 53,311 owned after | $0.00 | 2016-06-02 | |
| 2016-06-01 | Hildebrandt Stephanie C Director | 4 | Common units representing limited partnership interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,021 11,762 owned after | $0.00 | 2016-06-02 | |
| 2016-03-16 | Hildebrandt Stephanie C Director | 4 | Common units representing limited partnership interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,741 2,741 owned after | $0.00 | 2016-03-18 | |
| 2016-02-22 holding as of filing | Rice Midstream GP Management LLC 10% Owner | 3 | Common units representing limited partnership interests Non-derivative · Indirect · See Footnote | Holding | 3,623 owned after | no price filed | 2016-02-22 | |
| 2016-02-22 holding as of filing | Rice Midstream GP Management LLC 10% Owner | 3 | Subordinated units representing limited partnership interest Derivative · Indirect · See Footnote | Holding | no price filed | 2016-02-22 | ||
| 2016-02-22 holding as of filing | Rice Midstream GP Holdings LP 10% Owner | 3 | Common units representing limited partnership interests Non-derivative · Direct | Holding | 3,623 owned after | no price filed | 2016-02-22 | |
| 2016-02-22 holding as of filing | Rice Midstream GP Holdings LP 10% Owner | 3 | Subordinated units representing limited partnership interest Derivative · Direct | Holding | no price filed | 2016-02-22 | ||
| 2016-02-18 | Rice Midstream GP Management LLC | Rice Midstream Holdings LLC | Rice Energy Inc. | Rice Energy Appalachia, LLC | Rice Midstream GP Holdings LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common units representing limited partnership interests Non-derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +3,623 3,623 owned after | no price filed | 2016-02-22 | |
| 2016-02-18 | Rice Midstream GP Management LLC | Rice Midstream Holdings LLC | Rice Energy Inc. | Rice Energy Appalachia, LLC | Rice Midstream GP Holdings LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Subordinated units representing limited partner interests Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −28,753,623 28,753,623 owned after | no price filed | 2016-02-22 | |
| 2015-08-20 | Lisenby Grayson T. Officer (See Remarks) | 4 | Common units representing limited partnership interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,500 31,152 owned after | $15.90 | 2015-08-21 | |
| 2015-08-10 | Rogers James Wilmot Officer (See Remarks) | 4 | Common units representing limited partnership interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,000 25,152 owned after | $16.40 | 2015-08-11 | |
| 2015-08-03 | LYTAL JAMES H Director | 4 | Common units representing limited partnership interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,271 8,271 owned after | $0.00 | 2015-08-05 | |
| 2015-06-03 | LELAND D MARK Director | 4 | Common units representing limited partnership interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,925 44,016 owned after | $0.00 | 2015-06-05 | |
| 2015-05-21 | Rogers James Wilmot Officer (See Remarks) | 4 | Common units representing limited partnership interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,000 22,152 owned after | $16.62 | 2015-05-21 | |
| 2015-05-19 | Lisenby Grayson T. Officer (See Remarks) | 4 | Common units representing limited partnership interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000 27,652 owned after | $16.65 | 2015-05-19 | |
| 2015-05-18 | Lisenby Grayson T. Officer (See Remarks) | 4 | Common units representing limited partnership interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000 25,652 owned after | $16.74 | 2015-05-19 | |
| 2015-05-15 | Lisenby Grayson T. Officer (See Remarks) | 4 | Common units representing limited partnership interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000 23,652 owned after | $16.20 | 2015-05-19 | |
| 2015-03-16 | Jordan William E. Officer (See Remarks) | 4 | Common units representing limited partnership interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,500 29,243 owned after | $13.92 | 2015-03-17 | |
| 2014-12-22 | Rice Energy Inc. | Rice Energy Appalachia, LLC | Rice Midstream Holdings LLC 10% Owner | 10% Owner | 10% Owner | 4 | Common units representing limited partnership interests Non-derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +3,623 3,623 owned after | no price filed | 2014-12-22 | |
| 2014-12-22 | Rice Energy Inc. | Rice Energy Appalachia, LLC | Rice Midstream Holdings LLC 10% Owner | 10% Owner | 10% Owner | 4 | Subordinated units representing limited partner interests Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +28,753,623 28,753,623 owned after | no price filed | 2014-12-22 | |
| 2014-12-22 | LELAND D MARK Director | 4 | Common units representing limited partnership interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,000 34,091 owned after | $16.50 | 2014-12-22 | |
| 2014-12-22 | Wingo Robert R. Director, Officer (See Remarks) | 4 | Common units representing limited partnership interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +12,500 36,743 owned after | $16.50 | 2014-12-22 | |
| 2014-12-22 | Jordan William E. Officer (See Remarks) | 4 | Common units representing limited partnership interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,500 26,743 owned after | $16.50 | 2014-12-22 | |
| 2014-12-22 | Rice Daniel J. IV Director, Officer (Chief Executive Officer) | 4 | Common units representing limited partnership interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 16,152 owned after | $16.50 | 2014-12-22 | |
| 2014-12-22 | Lisenby Grayson T. Officer (See Remarks) | 4 | Common units representing limited partnership interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +6,500 21,652 owned after | $16.50 | 2014-12-22 | |
| 2014-12-19 | LELAND D MARK Director | 4 | Common units representing limited partnership interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,091 9,091 owned after | $0.00 | 2014-12-22 | |
| 2014-12-19 | Wingo Robert R. Director, Officer (See Remarks) | 4 | Common units representing limited partnership interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,243 24,243 owned after | $0.00 | 2014-12-22 | |
| 2014-12-19 | Jordan William E. Officer (See Remarks) | 4 | Common units representing limited partnership interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,243 24,243 owned after | $0.00 | 2014-12-22 | |
| 2014-12-19 | Rogers James Wilmot Officer (See Remarks) | 4 | Common units representing limited partnership interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,152 17,152 owned after | $0.00 | 2014-12-22 | |
| 2014-12-19 | Rice Daniel J. IV Director, Officer (Chief Executive Officer) | 4 | Common units representing limited partnership interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,152 15,152 owned after | $0.00 | 2014-12-22 | |
| 2014-12-19 | Lisenby Grayson T. Officer (See Remarks) | 4 | Common units representing limited partnership interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,152 15,152 owned after | $0.00 | 2014-12-22 | |
| 2014-12-18 | Rogers James Wilmot Officer (See Remarks) | 4 | Common units representing limited partnership interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500 500 owned after | $17.24 | 2014-12-22 | |
| 2014-12-18 | Rogers James Wilmot Officer (See Remarks) | 4 | Common units representing limited partnership interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,500 2,000 owned after | $17.26 | 2014-12-22 | |
| 2014-12-16 holding as of filing | Rice Energy Inc. | Rice Energy Appalachia, LLC | Rice Midstream Holdings LLC 10% Owner | 10% Owner | 10% Owner | 3 | Common units representing limited partner interests Non-derivative · Indirect · See footnotes | Holding | 0 owned after | no price filed | 2014-12-16 | |
| 2014-12-16 holding as of filing | Rice Midstream Management LLC Director | 3 | Common units representing limited partner interests Non-derivative · Direct | Holding | 0 owned after | no price filed | 2014-12-16 |