Rhino Resource Partners LP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-11-28: Reporting owner Nikeas Lazaros; Form 3; Security Series A Preferred Units; Transaction Holding.
- 2017-04-25: Reporting owner LAWRENCE BRYAN H; Form 3; Security Series A Preferred Units; Transaction Holding.
- 2017-04-25: Reporting owner Weston Energy LLC; Form 3; Security Series A Preferred Units; Transaction Holding.
- 2017-01-27: Reporting owner LAWRENCE BRYAN H; Form 4; Security Series A Preferred Units; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-11-28 holding as of filing | Nikeas Lazaros Director | 3 | Series A Preferred Units Derivative · Indirect · Principal of Weston Energy LLC | Holding | no price filed | 2018-11-28 | ||
| 2017-04-25 holding as of filing | LAWRENCE BRYAN H Director | 3 | Series A Preferred Units Non-derivative · Indirect · See footnote | Holding | 1,300,000 owned after | no price filed | 2017-04-25 | |
| 2017-04-25 holding as of filing | Weston Energy LLC 10% Owner | 3 | Series A Preferred Units Non-derivative · Direct | Holding | 1,300,000 owned after | no price filed | 2017-04-25 | |
| 2017-01-27 | LAWRENCE BRYAN H Director | 4 | Series A Preferred Units Non-derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +100,000 1,400,000 owned after | $10.00 | 2017-04-25 | |
| 2017-01-27 | Weston Energy LLC 10% Owner | 4 | Series A Preferred Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 1,400,000 owned after | $10.00 | 2017-04-25 | |
| 2017-01-27 | Royal Energy Resources, Inc. | TUORTO WILLIAM L | HUGHS BRIAN 10% Owner | Director, Officer (Chairman and CEO) | Director, Officer (Vice President) | 4 | Series A Convertible Preferred Units Derivative · Direct | S Open market or private sale of non-derivative or derivative security | +50,000 150,000 owned after | $10.00 | 2017-01-30 | |
| 2017-01-27 | Royal Energy Resources, Inc. | TUORTO WILLIAM L | HUGHS BRIAN 10% Owner | Director, Officer (Chairman and CEO) | Director, Officer (Vice President) | 4 | Series A Convertible Preferred Units Derivative · Direct | S Open market or private sale of non-derivative or derivative security | +50,000 100,000 owned after | $10.00 | 2017-01-30 | |
| 2017-01-27 | Royal Energy Resources, Inc. | TUORTO WILLIAM L | HUGHS BRIAN 10% Owner | Director, Officer (Chairman and CEO) | Director, Officer (Vice President) | 4 | Series A Convertible Preferred Units Derivative · Direct | S Open market or private sale of non-derivative or derivative security | +100,000 0 owned after | $10.00 | 2017-01-30 | |
| 2016-12-30 | TUORTO WILLIAM L | HUGHS BRIAN | Royal Energy Resources, Inc. Director, Officer (Chairman and CEO), 10% Owner | Director | 10% Owner | 4 | Series A Convertible Preferred Units Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200,000 200,000 owned after | $10.00 | 2017-01-09 |