RETAILMENOT, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 48 rows, 48 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-07-24: Reporting owner ARAGONA JOSEPH C | PACITTI CHRISTOPHER A | AV Partners IX LLC | THORNTON JOHN D | DEANGELIS KENNETH P | Siegel Philip S; Form 4; Security Series B-1 Preferred Stock, $0.001 par value; Transaction C Conversion of derivative security.
- 2013-07-24: Reporting owner ARAGONA JOSEPH C | PACITTI CHRISTOPHER A | AV Partners IX LLC | THORNTON JOHN D | DEANGELIS KENNETH P | Siegel Philip S; Form 4; Security Series B-2 Preferred Stock, $0.001 par value; Transaction C Conversion of derivative security.
- 2013-07-24: Reporting owner ARAGONA JOSEPH C | PACITTI CHRISTOPHER A | AV Partners IX LLC | THORNTON JOHN D | DEANGELIS KENNETH P | Siegel Philip S; Form 4; Security Series B-1 Preferred Stock, $0.001 par value; Transaction C Conversion of derivative security.
- 2013-07-24: Reporting owner ARAGONA JOSEPH C | PACITTI CHRISTOPHER A | AV Partners IX LLC | THORNTON JOHN D | DEANGELIS KENNETH P | Siegel Philip S; Form 4; Security Series B-2 Preferred Stock, $0.001 par value; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-07-24 | ARAGONA JOSEPH C | PACITTI CHRISTOPHER A | AV Partners IX LLC | THORNTON JOHN D | DEANGELIS KENNETH P | Siegel Philip S 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B-1 Preferred Stock, $0.001 par value Derivative · Indirect · by Austin Ventures IX, L.P. | C Conversion of derivative security | −3,635,203 0 owned after | no price filed | 2013-07-26 | |
| 2013-07-24 | ARAGONA JOSEPH C | PACITTI CHRISTOPHER A | AV Partners IX LLC | THORNTON JOHN D | DEANGELIS KENNETH P | Siegel Philip S 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B-2 Preferred Stock, $0.001 par value Derivative · Indirect · by Austin Ventures IX, L.P. | C Conversion of derivative security | −3,908,854 0 owned after | no price filed | 2013-07-26 | |
| 2013-07-24 | ARAGONA JOSEPH C | PACITTI CHRISTOPHER A | AV Partners IX LLC | THORNTON JOHN D | DEANGELIS KENNETH P | Siegel Philip S 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B-1 Preferred Stock, $0.001 par value Derivative · Indirect · by Austin Ventures X, L.P. | C Conversion of derivative security | −3,078,762 0 owned after | no price filed | 2013-07-26 | |
| 2013-07-24 | ARAGONA JOSEPH C | PACITTI CHRISTOPHER A | AV Partners IX LLC | THORNTON JOHN D | DEANGELIS KENNETH P | Siegel Philip S 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B-2 Preferred Stock, $0.001 par value Derivative · Indirect · by Austin Ventures X, L.P. | C Conversion of derivative security | −3,908,854 0 owned after | no price filed | 2013-07-26 | |
| 2013-07-24 | AV Partners X, L.P. | AV Partners IX LP | AUSTIN VENTURES X LP | AV Partners X, L.L.C. | AV Partners IX LLC | Austin Ventures IX LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B-1 Preferred Stock, $0.001 par value Derivative · Indirect · by Austin Ventures IX, L.P. | C Conversion of derivative security | −3,635,203 0 owned after | no price filed | 2013-07-26 | |
| 2013-07-24 | AV Partners X, L.P. | AV Partners IX LP | AUSTIN VENTURES X LP | AV Partners X, L.L.C. | AV Partners IX LLC | Austin Ventures IX LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B-2 Preferred Stock, $0.001 par value Derivative · Indirect · by Austin Ventures IX, L.P. | C Conversion of derivative security | −3,908,854 0 owned after | no price filed | 2013-07-26 | |
| 2013-07-24 | AV Partners X, L.P. | AV Partners IX LP | AUSTIN VENTURES X LP | AV Partners X, L.L.C. | AV Partners IX LLC | Austin Ventures IX LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B-1 Preferred Stock, $0.001 par value Derivative · Indirect · by Austin Ventures X, L.P. | C Conversion of derivative security | −3,078,762 0 owned after | no price filed | 2013-07-26 | |
| 2013-07-24 | AV Partners X, L.P. | AV Partners IX LP | AUSTIN VENTURES X LP | AV Partners X, L.L.C. | AV Partners IX LLC | Austin Ventures IX LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B-2 Preferred Stock, $0.001 par value Derivative · Indirect · by Austin Ventures X, L.P. | C Conversion of derivative security | −3,908,854 0 owned after | no price filed | 2013-07-26 | |
| 2013-07-24 | Ball Charles Thomas Director, 10% Owner | 4 | Series B-1 Preferred Stock, $0.001 par value Derivative · Indirect · by Austin Ventures IX, L.P. | C Conversion of derivative security | −3,635,203 0 owned after | no price filed | 2013-07-26 | |
| 2013-07-24 | Ball Charles Thomas Director, 10% Owner | 4 | Series B-2 Preferred Stock, $0.001 par value Derivative · Indirect · by Austin Ventures IX, L.P. | C Conversion of derivative security | −3,908,854 0 owned after | no price filed | 2013-07-26 | |
| 2013-07-24 | Ball Charles Thomas Director, 10% Owner | 4 | Series B-1 Preferred Stock, $0.001 par value Derivative · Indirect · by Austin Ventures X, L.P. | C Conversion of derivative security | −3,078,762 0 owned after | no price filed | 2013-07-26 | |
| 2013-07-24 | Ball Charles Thomas Director, 10% Owner | 4 | Series B-2 Preferred Stock, $0.001 par value Derivative · Indirect · by Austin Ventures X, L.P. | C Conversion of derivative security | −3,908,854 0 owned after | no price filed | 2013-07-26 | |
| 2013-07-24 | J.P.Morgan Investment Management, Inc. 10% Owner | 4 | Series B-4 Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −152,687 0 owned after | no price filed | 2013-07-26 | |
| 2013-07-24 | J.P.Morgan Investment Management, Inc. 10% Owner | 4 | Series BB-3 Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −6,031,151 0 owned after | no price filed | 2013-07-26 | |
| 2013-07-24 | J.P.Morgan Investment Management, Inc. 10% Owner | 4 | Series BB-3 Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −76,343 0 owned after | no price filed | 2013-07-26 | |
| 2013-07-24 | J.P. Morgan Digital Growth Fund L.P. 10% Owner | 4 | Series BB-3 Preferred Stock, $0.001 par value Derivative · Direct | C Conversion of derivative security | −6,031,151 0 owned after | no price filed | 2013-07-26 | |
| 2013-07-24 | HAQUE PROMOD | NORWEST VENTURE PARTNERS VII-A L P | NORWEST VENTURE PARTNERS VI A LP | Norwest Venture Partners XI, LP | Howard Matthew D. | Crowe Jeffrey 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series B-2 Preferred Stock Derivative · Indirect · By Limited Partnership | C Conversion of derivative security | −936,106 0 owned after | $0.00 | 2013-07-26 | |
| 2013-07-24 | HAQUE PROMOD | NORWEST VENTURE PARTNERS VII-A L P | NORWEST VENTURE PARTNERS VI A LP | Norwest Venture Partners XI, LP | Howard Matthew D. | Crowe Jeffrey 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series B-2 Preferred Stock Derivative · Indirect · By Limited Partnership | C Conversion of derivative security | −1,404,159 0 owned after | $0.00 | 2013-07-26 | |
| 2013-07-24 | HAQUE PROMOD | NORWEST VENTURE PARTNERS VII-A L P | NORWEST VENTURE PARTNERS VI A LP | Norwest Venture Partners XI, LP | Howard Matthew D. | Crowe Jeffrey 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series B-2 Preferred Stock Derivative · Indirect · By Limited Partnership | C Conversion of derivative security | −7,020,801 0 owned after | $0.00 | 2013-07-26 | |
| 2013-07-24 | SHARPLES BRIAN Director | 4 | Series B-2 Preferred Stock, $0.001 par value Derivative · Indirect · (m) | C Conversion of derivative security | −26,818 0 owned after | no price filed | 2013-07-26 | |
| 2013-07-24 | SHARPLES BRIAN Director | 4 | Series B-4 Preferred Stock, $0.001 par value Derivative · Indirect · (m) | C Conversion of derivative security | −17,482 0 owned after | no price filed | 2013-07-26 | |
| 2013-07-24 | Maltz Jules A. Director | 4 | Series B-3 Preferred Stock, $0.001 par value Derivative · Indirect · by Institutional Venture Partners XIII, L.P. | C Conversion of derivative security | −3,053,747 0 owned after | no price filed | 2013-07-26 | |
| 2013-07-24 | Maltz Jules A. Director | 4 | Series B-4 Preferred Stock, $0.001 par value Derivative · Indirect · by Institutional Venture Partners XIII, L.P. | C Conversion of derivative security | −122,150 0 owned after | no price filed | 2013-07-26 | |
| 2013-07-24 | CUNNINGHAM G COTTER Director, Officer (President, CEO, & Chairman) | 4 | Series B-1 Preferred Stock, $0.001 par value Derivative · Direct | C Conversion of derivative security | −18,541 0 owned after | no price filed | 2013-07-26 | |
| 2013-07-18 holding as of filing | Ball Charles Thomas Director, 10% Owner | 3 | Series B-1 Preferred Stock, $0.001 par value Derivative · Indirect · by Austin Ventures IX, L.P. | Holding | no price filed | 2013-07-18 | ||
| 2013-07-18 holding as of filing | Ball Charles Thomas Director, 10% Owner | 3 | Series B-2 Preferred Stock, $0.001 par value Derivative · Indirect · by Austin Ventures IX, L.P. | Holding | no price filed | 2013-07-18 | ||
| 2013-07-18 holding as of filing | Ball Charles Thomas Director, 10% Owner | 3 | Series B-1 Preferred Stock, $0.001 par value Derivative · Indirect · by Austin Ventures X, L.P. | Holding | no price filed | 2013-07-18 | ||
| 2013-07-18 holding as of filing | Ball Charles Thomas Director, 10% Owner | 3 | Series B-2 Preferred Stock, $0.001 par value Derivative · Indirect · by Austin Ventures X, L.P. | Holding | no price filed | 2013-07-18 | ||
| 2013-07-18 holding as of filing | THORNTON JOHN D | ARAGONA JOSEPH C | DEANGELIS KENNETH P | Siegel Philip S | AV Partners IX LLC | PACITTI CHRISTOPHER A 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock, $0.001 par value Derivative · Indirect · by Austin Ventures IX, L.P. | Holding | no price filed | 2013-07-18 | ||
| 2013-07-18 holding as of filing | THORNTON JOHN D | ARAGONA JOSEPH C | DEANGELIS KENNETH P | Siegel Philip S | AV Partners IX LLC | PACITTI CHRISTOPHER A 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-2 Preferred Stock, $0.001 par value Derivative · Indirect · by Austin Ventures IX, L.P. | Holding | no price filed | 2013-07-18 | ||
| 2013-07-18 holding as of filing | THORNTON JOHN D | ARAGONA JOSEPH C | DEANGELIS KENNETH P | Siegel Philip S | AV Partners IX LLC | PACITTI CHRISTOPHER A 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock, $0.001 par value Derivative · Indirect · by Austin Ventures X, L.P. | Holding | no price filed | 2013-07-18 | ||
| 2013-07-18 holding as of filing | THORNTON JOHN D | ARAGONA JOSEPH C | DEANGELIS KENNETH P | Siegel Philip S | AV Partners IX LLC | PACITTI CHRISTOPHER A 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-2 Preferred Stock, $0.001 par value Derivative · Indirect · by Austin Ventures X, L.P. | Holding | no price filed | 2013-07-18 | ||
| 2013-07-18 holding as of filing | AV Partners IX LLC | Austin Ventures IX LP | AV Partners IX LP | AUSTIN VENTURES X LP | AV Partners X, L.P. | AV Partners X, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock, $0.001 par value Derivative · Indirect · by Austin Ventures IX, L.P. | Holding | no price filed | 2013-07-18 | ||
| 2013-07-18 holding as of filing | AV Partners IX LLC | Austin Ventures IX LP | AV Partners IX LP | AUSTIN VENTURES X LP | AV Partners X, L.P. | AV Partners X, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-2 Preferred Stock, $0.001 par value Derivative · Indirect · by Austin Ventures IX, L.P. | Holding | no price filed | 2013-07-18 | ||
| 2013-07-18 holding as of filing | AV Partners IX LLC | Austin Ventures IX LP | AV Partners IX LP | AUSTIN VENTURES X LP | AV Partners X, L.P. | AV Partners X, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock, $0.001 par value Derivative · Indirect · by Austin Ventures X, L.P. | Holding | no price filed | 2013-07-18 | ||
| 2013-07-18 holding as of filing | AV Partners IX LLC | Austin Ventures IX LP | AV Partners IX LP | AUSTIN VENTURES X LP | AV Partners X, L.P. | AV Partners X, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-2 Preferred Stock, $0.001 par value Derivative · Indirect · by Austin Ventures X, L.P. | Holding | no price filed | 2013-07-18 | ||
| 2013-07-18 holding as of filing | Norwest Venture Partners XI, LP | NORWEST VENTURE PARTNERS VII-A L P | HAQUE PROMOD | Howard Matthew D. | Crowe Jeffrey | NORWEST VENTURE PARTNERS VI A LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 3 | Series B-2 Preferred Stock Derivative · Indirect · By Limited Partnership | Holding | no price filed | 2013-07-18 | ||
| 2013-07-18 holding as of filing | Norwest Venture Partners XI, LP | NORWEST VENTURE PARTNERS VII-A L P | HAQUE PROMOD | Howard Matthew D. | Crowe Jeffrey | NORWEST VENTURE PARTNERS VI A LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 3 | Series B-2 Preferred Stock Derivative · Indirect · By Limited Partnership | Holding | no price filed | 2013-07-18 | ||
| 2013-07-18 holding as of filing | Norwest Venture Partners XI, LP | NORWEST VENTURE PARTNERS VII-A L P | HAQUE PROMOD | Howard Matthew D. | Crowe Jeffrey | NORWEST VENTURE PARTNERS VI A LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 3 | Series B-2 Preferred Stock Derivative · Indirect · By Limited Partnership | Holding | no price filed | 2013-07-18 | ||
| 2013-07-18 holding as of filing | J.P.Morgan Investment Management, Inc. 10% Owner | 3 | Series BB-3 Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-07-18 | ||
| 2013-07-18 holding as of filing | J.P.Morgan Investment Management, Inc. 10% Owner | 3 | Series BB-3 Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-07-18 | ||
| 2013-07-18 holding as of filing | J.P.Morgan Investment Management, Inc. 10% Owner | 3 | Series B-4 Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-07-18 | ||
| 2013-07-18 holding as of filing | J.P. Morgan Digital Growth Fund L.P. 10% Owner | 3 | Series BB-3 Preferred Stock, $0.001 par value Derivative · Direct | Holding | no price filed | 2013-07-18 | ||
| 2013-07-18 holding as of filing | Maltz Jules A. Director | 3 | Series B-3 Preferred Stock, $0.001 par value Derivative · Indirect · by Institutional Venture Partners XIII, L.P. | Holding | no price filed | 2013-07-18 | ||
| 2013-07-18 holding as of filing | Maltz Jules A. Director | 3 | Series B-4 Preferred Stock, $0.001 par value Derivative · Indirect · by Institutional Venture Partners XIII, L.P. | Holding | no price filed | 2013-07-18 | ||
| 2013-07-18 holding as of filing | CUNNINGHAM G COTTER Director, Officer (President, CEO, & Chairman) | 3 | Series B-1 Preferred Stock, $0.001 par value Derivative · Direct | Holding | no price filed | 2013-07-18 | ||
| 2013-07-18 holding as of filing | SHARPLES BRIAN Director | 3 | Series B-2 Preferred Stock, $0.001 par value Derivative · Indirect · (m) | Holding | no price filed | 2013-07-18 | ||
| 2013-07-18 holding as of filing | SHARPLES BRIAN Director | 3 | Series B-4 Preferred Stock, $0.001 par value Derivative · Indirect · (m) | Holding | no price filed | 2013-07-18 |