RESHAPE LIFESCIENCES INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 1 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-02-01: Reporting owner SABBY MANAGEMENT, LLC; Form 4; Security Series E Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2018-06-05: Reporting owner Healey Joseph Patrick | HealthCor Partners Management GP, LLC | HealthCor Partners II, L.P. | HealthCor Partners Fund II, L.P. | Cohen Arthur Bruce | Lightcap Jeffrey C | HealthCor Partners Management LP | HealthCor Partners GP, LLC; Form 3; Security Series C Convertible Preferred Stock, par value $0.01; Transaction Holding.
- 2017-12-19: Reporting owner HealthCor Partners GP, LLC | HealthCor Partners Management LP | Lightcap Jeffrey C | Cohen Arthur Bruce | HealthCor Partners Management GP, LLC | Healey Joseph Patrick | HealthCor Partners II, L.P. | HealthCor Partners Fund II, L.P.; Form 4; Security Series C Convertible Preferred Stock, par value $0.01; Transaction C Conversion of derivative security.
- 2017-12-19: Reporting owner Mashaal Michael Y; Form 4; Security Series C Convertible Preferred Stock, $0.01 par value; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-02-01 | SABBY MANAGEMENT, LLC 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +1,192,000 1,192,000 owned after | no price filed | 2019-02-04 |