REPUBLIC FIRST BANCORP, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows, 21 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-01-04: Reporting owner Jacobs Lisa R.; Form 4; Security Series A. Convertible Preferred stock; Transaction Holding.
- 2023-05-22: Reporting owner Jacobs Lisa R.; Form 4; Security Series A. Convertible Preferred stock; Transaction Holding.
- 2022-03-25: Reporting owner HILL VERNON W II; Form 4; Security series A Convertible preferred stock; Transaction C Conversion of derivative security.
- 2022-03-25: Reporting owner HILL VERNON W II; Form 4; Security series A Convertible preferred stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-01-04 holding as of filing | Jacobs Lisa R. Director | 4 | Series A. Convertible Preferred stock Derivative · Direct | Holding | 1,000 owned after | no price filed | 2024-01-04 | |
| 2023-05-22 holding as of filing | Jacobs Lisa R. Director | 4 | Series A. Convertible Preferred stock Derivative · Direct | Holding | 1,000 owned after | no price filed | 2023-05-22 | |
| 2022-03-25 | HILL VERNON W II Director, Officer (Chairman and CEO) | 4 | series A Convertible preferred stock Derivative · Direct · (m) | C Conversion of derivative security | −100,000 0 owned after | $3.00 exercise price | 2022-03-29 | |
| 2022-03-25 | HILL VERNON W II Director, Officer (Chairman and CEO) | 4 | series A Convertible preferred stock Derivative · Indirect · (m) | C Conversion of derivative security | −50,000 50,000 owned after | $3.00 exercise price | 2022-03-29 | |
| 2022-03-16 | TIERNEY BRIAN Director | 4 | Series A convertible preferred stock Derivative · Direct | C Conversion of derivative security | −4,000 0 owned after | $3.00 exercise price | 2022-03-17 | |
| 2022-03-09 | Spevak Barry Director | 4 | Series A convertible preferred stock Derivative · Direct | C Conversion of derivative security | −1,000 0 owned after | $3.00 exercise price | 2022-03-10 | |
| 2022-02-22 | Flocco Theodore J JR Director | 4 | Series A convertible preferred stock Derivative · Direct | C Conversion of derivative security | −7,600 0 owned after | $3.00 exercise price | 2022-03-01 | |
| 2020-08-26 | Flocco Theodore J JR Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +7,600 7,600 owned after | $25.00 | 2020-08-28 | |
| 2020-08-26 | HILL VERNON W II Director | 4 | Series A Convertible Preferred Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +100,000 100,000 owned after | $25.00 | 2020-08-28 | |
| 2020-08-26 | HILL VERNON W II Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +100,000 100,000 owned after | $25.00 | 2020-08-28 | |
| 2020-08-26 | Spevak Barry Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 1,000 owned after | $25.00 | 2020-08-28 | |
| 2020-08-26 | Jacobs Lisa R. Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 1,000 owned after | $25.00 | 2020-08-28 | |
| 2020-08-26 | TIERNEY BRIAN Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,000 4,000 owned after | $25.00 | 2020-08-28 | |
| 2018-03-29 | HILL VERNON W II Director | 4 | Trust Preferred Securities Derivative · Direct | C Conversion of derivative security | −6,000,000 0 owned after | $6.50 exercise price | 2018-07-12 | |
| 2017-01-13 | Flocco Theodore J JR Director | 4 | Trust Preferred Securities Derivative · Direct | C Conversion of derivative security | 0 owned after | $6.50 exercise price | 2017-01-17 | |
| 2017-01-13 | Flocco Theodore J JR Director | 4 | Trust Preferred Securities Derivative · Direct | C Conversion of derivative security | 0 owned after | $6.50 exercise price | 2017-01-17 | |
| 2016-12-13 holding as of filing | HILL VERNON W II Director | 3 | TRUST PREFERRED SECURITIES Derivative · Direct | Holding | $6.50 exercise price | 2016-12-13 | ||
| 2009-02-12 holding as of filing | HILL VERNON W II Director | 5 | Trust Preferred Securities Derivative · Direct | Holding | 923,077 owned after | $6.50 exercise price | 2009-02-12 | |
| 2008-06-20 holding as of filing | HILL VERNON W II Director | 3 | Trust Preferred Securities Derivative · Direct | Holding | $6.50 exercise price | 2008-06-20 | ||
| 2008-06-20 holding as of filing | Flocco Theodore J JR Director | 3 | Trust Preferred Securities Derivative · Direct | Holding | $6.50 exercise price | 2008-06-20 | ||
| 2008-06-10 | MADONNA HARRY Director, Officer (CHAIRMAN, PRESIDENT & CEO) | 4 | TRUST PREFERRED SECURITIES Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +461,538 461,538 owned after | $6.50 | 2008-07-15 |