Remark Holdings, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2023-03-29: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2023-03-14; Total offering amount $3,333,600.
- 2022-10-26: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2022-10-06; Total offering amount $53,334,000.
- 2021-10-05: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2021-09-29; Total offering amount $5,000,002.
- 2012-11-29: Federal exemption Rule 506; Types of securities offered Debt; Debt is convertible into common stock.; Date of first sale 2012-11-23; Total offering amount $1,800,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2023-03-29 | Rule 506(b) | Equity; Debt; OptionToAcquire; SecurityToBeAcquired | 2023-03-14 | $3,333,600 | $3,333,600 | $0 | 1 |
| 2022-10-26 | Rule 506(b) | Equity; Debt; OptionToAcquire; SecurityToBeAcquired | 2022-10-06 | $53,334,000 | $53,334,000 | $0 | 1 |
| 2021-10-05 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2021-09-29 | $5,000,002 | $5,000,002 | $0 | 1 |
| 2012-11-29 | Rule 506 | Debt; Debt is convertible into common stock. | 2012-11-23 | $1,800,000 | $1,800,000 | $0 | 1 |
| 2012-03-09 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2012-02-27 | $4,251,497 | $4,251,497 | $0 | 11 |