Reis, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 43 rows, 43 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-10-15: Reporting owner Lynford Lloyd; Form 4; Security Option to Purchase; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-10-15: Reporting owner Garfield Jonathan; Form 4; Security Option to Purchase; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-03-02: Reporting owner Sander William; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-02-27: Reporting owner CANTALUPPI MARK P; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-10-15 | Lynford Lloyd Director, Officer (President & CEO) | 4 | Option to Purchase Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −125,000 0 owned after | $8.03 exercise price | 2018-10-16 | |
| 2018-10-15 | Garfield Jonathan Director, Officer (Executive Vice President) | 4 | Option to Purchase Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $8.03 exercise price | 2018-10-16 | |
| 2017-03-02 | Sander William Officer (COO of Reis Services, LLC) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $10.04 exercise price | 2017-03-06 | |
| 2017-02-27 | CANTALUPPI MARK P Officer (VP & CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $10.40 exercise price | 2017-03-01 | |
| 2017-02-02 | Sander William Officer (COO of Reis Services, LLC) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 50,000 owned after | $10.04 exercise price | 2017-02-06 | |
| 2017-01-26 | CANTALUPPI MARK P Officer (VP & CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 25,000 owned after | $10.40 exercise price | 2017-01-27 | |
| 2017-01-10 | Sander William Officer (COO of Reis Services, LLC) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 100,000 owned after | $10.40 exercise price | 2017-01-12 | |
| 2017-01-04 | CANTALUPPI MARK P Officer (VP & CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 50,000 owned after | $10.40 exercise price | 2017-01-06 | |
| 2010-07-29 | Lynford Lloyd Director, Officer (President & CEO), 10% Owner | 4 | Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $8.03 exercise price | 2010-08-02 | |
| 2010-07-29 | Garfield Jonathan Director, Officer (Executive Vice President) | 4 | Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $8.03 exercise price | 2010-08-02 | |
| 2009-09-28 | STRONG DAVID Officer (Senior VP of Development) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,268 0 owned after | $4.60 exercise price | 2009-09-29 | |
| 2009-09-28 | CANTALUPPI MARK P Officer (VP & CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,180 6,543 owned after | $4.55 exercise price | 2009-09-29 | |
| 2009-09-28 | CANTALUPPI MARK P Officer (VP & CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,543 0 owned after | $4.55 exercise price | 2009-09-29 | |
| 2007-12-21 | CROCKER DOUGLAS II Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,882 0 owned after | $5.81 exercise price | 2007-12-21 | |
| 2007-12-17 | GERMAIN MARK Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −58,508 0 owned after | $5.81 exercise price | 2007-12-19 | |
| 2007-12-17 | GERMAIN MARK Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −64,944 0 owned after | $5.81 exercise price | 2007-12-19 | |
| 2007-07-02 | GERMAIN MARK Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,751 58,508 owned after | $5.81 exercise price | 2007-07-05 | |
| 2007-07-02 | GERMAIN MARK Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,823 64,944 owned after | $5.81 exercise price | 2007-07-05 | |
| 2007-06-20 | GERMAIN MARK Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,862 0 owned after | $8.89 exercise price | 2007-06-22 | |
| 2007-06-20 | GERMAIN MARK Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,862 0 owned after | $5.03 exercise price | 2007-06-22 | |
| 2007-06-20 | GERMAIN MARK Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,862 0 owned after | $4.60 exercise price | 2007-06-22 | |
| 2007-06-20 | GERMAIN MARK Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,862 0 owned after | $4.43 exercise price | 2007-06-22 | |
| 2007-06-20 | GERMAIN MARK Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,862 0 owned after | $5.43 exercise price | 2007-06-22 | |
| 2007-06-20 | GERMAIN MARK Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,862 0 owned after | $4.46 exercise price | 2007-06-22 | |
| 2007-06-20 | GERMAIN MARK Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,862 0 owned after | $5.24 exercise price | 2007-06-22 | |
| 2007-06-20 | GERMAIN MARK Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,862 0 owned after | $4.09 exercise price | 2007-06-22 | |
| 2007-06-06 | LYNFORD JEFFREY H Director, Officer (Chairman Bd. of Directors) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −134,221 0 owned after | $5.81 exercise price | 2007-06-08 | |
| 2007-06-06 | LYNFORD JEFFREY H Director, Officer (Chairman Bd. of Directors) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −158,190 599,538 owned after | $5.81 exercise price | 2007-06-08 | |
| 2007-06-06 | LYNFORD JEFFREY H Director, Officer (Chairman Bd. of Directors) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −420,091 179,447 owned after | $5.81 exercise price | 2007-06-08 | |
| 2007-06-06 | LYNFORD JEFFREY H Director, Officer (Chairman Bd. of Directors) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −179,447 0 owned after | $5.81 exercise price | 2007-06-08 | |
| 2007-06-06 | LYNFORD JEFFREY H Director, Officer (Chairman Bd. of Directors) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +73,086 73,086 owned after | $10.67 exercise price | 2007-06-08 | |
| 2007-06-06 | LYNFORD JEFFREY H Director, Officer (Chairman Bd. of Directors) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +170,845 243,931 owned after | $10.67 exercise price | 2007-06-08 | |
| 2007-05-30 | Sander William Officer (COO of Reis Services, LLC) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +150,000 150,000 owned after | $10.40 exercise price | 2007-06-01 | |
| 2007-05-30 | CANTALUPPI MARK P Officer (VP, CFO and Asst. Secy.) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $10.40 exercise price | 2007-06-01 | |
| 2007-05-21 | STRONG DAVID Officer (Senior VP for Development) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,196 0 owned after | $5.81 exercise price | 2007-05-23 | |
| 2007-05-21 | LYNFORD JEFFREY H Director, Officer (President & CEO) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,312 0 owned after | $5.81 exercise price | 2007-05-23 | |
| 2006-10-30 | STRONG DAVID Officer (Senior VP for Development) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,816 0 owned after | $5.81 exercise price | 2006-11-01 | |
| 2006-10-30 | STRONG DAVID Officer (Senior VP for Development) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −120,337 0 owned after | $5.81 exercise price | 2006-11-01 | |
| 2006-10-30 | STRONG DAVID Officer (Senior VP for Development) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,089 0 owned after | $5.03 exercise price | 2006-11-01 | |
| 2006-10-30 | STRONG DAVID Officer (Senior VP for Development) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,317 0 owned after | $4.60 exercise price | 2006-11-01 | |
| 2006-04-05 | BURNS JAMES J Officer (Vice Chairman) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −88,616 0 owned after | $8.04 | 2006-04-07 | |
| 2006-03-31 | COHEN BONNIE Director | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,862 0 owned after | $7.77 | 2006-04-04 | |
| 2006-03-31 | COHEN BONNIE Director | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,862 0 owned after | $7.77 | 2006-04-04 |