REGI U S INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows, 25 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-01-24: Reporting owner Huang Victoria; Form 3; Security Options; Transaction Holding.
- 2018-01-24: Reporting owner Huang Victoria; Form 3; Security Options; Transaction Holding.
- 2018-01-24: Reporting owner Huang Victoria; Form 3; Security Options; Transaction Holding.
- 2018-01-24: Reporting owner Huang Victoria; Form 3; Security Options; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-01-24 holding as of filing | Huang Victoria Officer (Chief Financial Officer) | 3 | Options Derivative · Direct | Holding | $0.20 exercise price | 2018-01-24 | ||
| 2018-01-24 holding as of filing | Huang Victoria Officer (Chief Financial Officer) | 3 | Options Derivative · Direct | Holding | $0.10 exercise price | 2018-01-24 | ||
| 2018-01-24 holding as of filing | Huang Victoria Officer (Chief Financial Officer) | 3 | Options Derivative · Direct | Holding | $0.20 exercise price | 2018-01-24 | ||
| 2018-01-24 holding as of filing | Huang Victoria Officer (Chief Financial Officer) | 3 | Options Derivative · Direct | Holding | $0.35 exercise price | 2018-01-24 | ||
| 2018-01-24 holding as of filing | Huang Victoria Officer (Chief Financial Officer) | 3 | Options Derivative · Direct | Holding | $0.50 exercise price | 2018-01-24 | ||
| 2018-01-24 holding as of filing | Huang Victoria Officer (Chief Financial Officer) | 3 | Options Derivative · Direct | Holding | $0.75 exercise price | 2018-01-24 | ||
| 2018-01-24 holding as of filing | Huang Victoria Officer (Chief Financial Officer) | 3 | Options Derivative · Direct | Holding | $1.00 exercise price | 2018-01-24 | ||
| 2013-04-11 | ROBERTSON JOHN Director | 4 | GRANT OF OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 1,000,000 owned after | $0.20 | 2013-04-26 | |
| 2010-05-27 | LORETTE JENNIFER Director | 4 | Option to Buy Derivative · Direct | J Other acquisition or disposition (describe transaction) | +0 225,000 owned after | $0.45 | 2010-05-27 | |
| 2010-02-23 holding as of filing | Robertson Thomas Irvin Director | 3 | Options Derivative · Direct | Holding | $0.50 exercise price | 2010-02-23 | ||
| 2010-02-19 | VANDEBERG JAMES Director, Officer (CFO) | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $1.30 | 2010-02-24 | |
| 2010-02-19 | VANDEBERG JAMES Director, Officer (CFO) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.50 | 2010-02-24 | |
| 2010-02-19 | ROBERTSON JOHN Director | 4 | Option to Buy Derivative · Direct | J Other acquisition or disposition (describe transaction) | +0 569,078 owned after | $0.50 | 2010-02-23 | |
| 2010-02-19 | LORETTE JENNIFER Director | 4 | Option to Buy Derivative · Direct | J Other acquisition or disposition (describe transaction) | −0 225,000 owned after | $0.50 | 2010-02-22 | |
| 2009-04-22 | LORETTE JENNIFER Director | 4 | Option to Buy Derivative · Direct | J Other acquisition or disposition (describe transaction) | +75,000 225,000 owned after | $0.20 | 2009-04-29 | |
| 2007-05-01 | LORETTE JENNIFER Director | 4 | Option to Buy Derivative · Direct | J Other acquisition or disposition (describe transaction) | +75,000 225,000 owned after | $0.20 exercise price | 2007-05-07 | |
| 2007-04-12 | ROBERTSON JOHN Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $1.30 | 2007-04-25 | |
| 2007-04-12 | VANDEBERG JAMES Director, Officer (CFO) | 4 | option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.30 exercise price | 2007-04-23 | |
| 2007-04-12 | LORETTE JENNIFER Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 225,000 owned after | $1.30 | 2007-04-20 | |
| 2007-03-14 | ROBERTSON JOHN Director | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −470,000 0 owned after | $0.20 | 2007-03-19 | |
| 2006-12-14 | ROBERTSON JOHN Director | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 470,000 owned after | $0.20 | 2006-12-18 | |
| 2006-11-28 | VANDEBERG JAMES Director, Officer (Chief Financial Officer) | 4 | option to buy Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −18,750 0 owned after | $0.20 | 2006-11-30 | |
| 2006-05-03 | VANDEBERG JAMES Director, Officer (Chief Financial Officer) | 4 | option to buy Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −18,750 18,750 owned after | $0.20 | 2006-05-03 | |
| 2006-04-19 | LORETTE JENNIFER Director, Officer (Vice President) | 4 | Option to Buy Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −37,500 125,000 owned after | $0.20 | 2006-04-24 | |
| 2006-02-02 | VANDEBERG JAMES Director, Officer (Chief Financial Officer) | 4 | option to buy Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −18,750 37,500 owned after | $0.20 | 2006-02-03 |