REGAL ENTERTAINMENT GROUP Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-27: Reporting owner ANSCHUTZ PHILIP F | ANSCHUTZ CO; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2006-11-10: Reporting owner KAPLAN STEPHEN A; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2006-11-06: Reporting owner KAPLAN STEPHEN A | OCM PRINCIPAL OPPORTUNITIES FUND II LP | OAKTREE CAPITAL MANAGEMENT LLC; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2006-05-02: Reporting owner OAKTREE CAPITAL MANAGEMENT LLC | KAPLAN STEPHEN A | OCM PRINCIPAL OPPORTUNITIES FUND II LP; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-27 | ANSCHUTZ PHILIP F | ANSCHUTZ CO 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −50,000,000 23,708,639 owned after | $0.00 | 2006-12-29 | |
| 2006-11-10 | KAPLAN STEPHEN A Director | 4 | Class B Common Stock Derivative · Indirect · By OCM Principal Opportunities Fund II, L.P. | C Conversion of derivative security | −300,000 200,000 owned after | no price filed | 2006-11-13 | |
| 2006-11-06 | KAPLAN STEPHEN A | OCM PRINCIPAL OPPORTUNITIES FUND II LP | OAKTREE CAPITAL MANAGEMENT LLC Director | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −7,728,328 500,000 owned after | no price filed | 2006-11-08 | |
| 2006-05-02 | OAKTREE CAPITAL MANAGEMENT LLC | KAPLAN STEPHEN A | OCM PRINCIPAL OPPORTUNITIES FUND II LP 10% Owner | Director | 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −2,000,000 8,228,328 owned after | no price filed | 2006-05-04 |